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Proficient Auto Logistics (PAL) COO sells shares to cover tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Proficient Auto Logistics, Inc (PAL) reported insider activity by President and COO Amy F. Rice. On August 14, 2026, she acquired 21,555 shares of common stock upon the conversion of restricted stock units that vest in equal installments on August 14 of 2025, 2026 and 2027. On August 19, 2026, 5,808 of those shares were sold in multiple trades at a weighted average price of $5.61 solely to satisfy tax withholding obligations upon vesting.

Positive

  • None.

Negative

  • None.
Insider Rice Amy F.
Role President and COO
Sold 5,808 shs ($33K)
Approx. gross sale proceeds $33K
Type Security Shares Price Value
Sale Common Stock F1 5,808 $5.61 $33K
Exercise Restricted Stock Units F2 21,555 $0.00 $0.00
Exercise Common Stock 21,555 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 21,556 shares (Direct); Common Stock — 34,132 shares (Direct)
Footnotes (2)
  1. F1. The Reporting Person sold 5,808 shares of the Issuer's common stock upon the vesting of restricted stock units solely to satisfy tax withholding obligations incurred upon vesting. This transaction was executed in multiple trades at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
  2. F2. Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027. These restricted stock units convert into common stock on a one-to-one basis.
Shares sold 5,808 shares of Common Stock Sale on August 19, 2026 to satisfy tax withholding obligations
Weighted average sale price $5.61 per share Multiple trades between $5.54 and $5.65 on August 19, 2026
RSUs converted 21,555 Restricted Stock Units Converted into common stock on August 14, 2026
RSU vesting schedule Equal installments on August 14, 2025, 2026 and 2027 Vesting terms for 21,555 restricted stock units
Shares following RSU transaction 21,556 RSUs Total RSUs reported following the August 14, 2026 derivative transaction
restricted stock units financial
"Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027."
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
weighted average sale price financial
"This transaction was executed in multiple trades at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average sale price."
tax withholding obligations financial
"sold 5,808 shares of the Issuer's common stock upon the vesting of restricted stock units solely to satisfy tax withholding obligations incurred upon vesting."

FAQ

What insider transactions did PAL President and COO Amy F. Rice report?
Amy F. Rice reported the acquisition of 21,555 shares of Proficient Auto Logistics common stock on August 14, 2026 via conversion of restricted stock units, and the sale of 5,808 shares on August 19, 2026 solely to cover tax withholding obligations related to the vesting.

How many PAL shares did Amy F. Rice sell and at what price?
Amy F. Rice sold 5,808 shares of Proficient Auto Logistics common stock on August 19, 2026 in multiple trades at prices between $5.54 and $5.65 per share, with a weighted average sale price of $5.61.

Why did Amy F. Rice sell 5,808 PAL shares?
The filing states that the 5,808 shares of Proficient Auto Logistics common stock were sold solely to satisfy tax withholding obligations incurred upon the vesting of restricted stock units on August 14, 2026.

What restricted stock units were reported by Amy F. Rice at PAL?
Amy F. Rice reported 21,555 restricted stock units that convert one-to-one into Proficient Auto Logistics common stock and vest in equal installments on August 14, 2025, 2026 and 2027.

Were Amy F. Rice’s PAL trades under a Rule 10b5-1 trading plan?
The Rule 10b5-1 checkbox is marked false, indicating the transactions are not affirmed as having been made pursuant to a Rule 10b5-1 trading plan in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rice Amy F.
(Last)(First)(Middle)
12276 SAN JOSE BLVD.
SUITE 426
(Street)
JACKSONVILLE FLORIDA 32223
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Proficient Auto Logistics, Inc [ PAL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and COO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/14/2026M21,555A$0.0039,940D
Common Stock08/19/2026S(1)5,808D$5.61(1)34,132D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)08/14/2026M21,555 (2) (2)Common Stock21,555$0.0021,556D
Explanation of Responses:
1. The Reporting Person sold 5,808 shares of the Issuer's common stock upon the vesting of restricted stock units solely to satisfy tax withholding obligations incurred upon vesting. This transaction was executed in multiple trades at prices ranging from $5.54 to $5.65, inclusive. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
2. Represents restricted stock units that vest in equal installments on each of August 14, 2025, 2026 and 2027. These restricted stock units convert into common stock on a one-to-one basis.
/s/ Bradley J. Wright, as attorney-in-fact08/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR