Palisade Bio awards Capers 787,300 stock units

Twenty-five percent is scheduled to vest on or before the first anniversary, with the remainder in quarterly installments subject to continued service.

Rhea-AI Filing Summary

Palisade Bio, Inc. (PALI) General Counsel & Corporate Secretary Julien E. Capers reported an award of 787,300 restricted stock units on October 19, 2026. Each RSU represents a contingent right to receive one common share, and the reported post-transaction position was 787,300 shares. The award is subject to service-based vesting.

Insider Trade Summary

Grant/Award: 787,300 shares

Grant/Award 1 txn

Insider Capers Julien E.

Role See Remarks

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	787,300	--	--

Holdings After Transaction: Common Stock — 787,300 shares (Direct)

Footnotes (1)

1. F1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs are subject to a service-based vesting requirement and twenty-five percent (25%) of the RSUs shall vest on or before the first anniversary of the Vesting Commencement Date (the "Cliff Vesting Date"), which shall be the first Standard Company Vesting Date (as defined below) that falls immediately on or before such anniversary. Following the Cliff Vesting Date, the remaining seventy-five percent (75%) of the RSUs will vest in equal quarterly installments on each subsequent Standard Company Vesting Date, such that the RSUs shall be fully vested no later than the fourth (4th) anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service with the Issuer through such date. The Standard Company Vesting Dates are January 6, April 6, July 6, and October 6 of each year.

Key Figures

Restricted stock units awarded: 787,300 restricted stock units Shares following transaction: 787,300 shares Initial vesting: 25% +2 more

5 metrics

Restricted stock units awarded 787,300 restricted stock units Award reported October 19, 2026

Shares following transaction 787,300 shares Reported post-transaction position

Initial vesting 25% On or before the first anniversary of the Vesting Commencement Date, subject to service

Remaining RSUs 75% Vests in equal quarterly installments on subsequent Standard Company Vesting Dates

Full vesting deadline Fourth anniversary Of the Vesting Commencement Date, subject to continuous service

Key Terms

Restricted Stock Unit, service-based vesting requirement, Standard Company Vesting Dates

3 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit (RSU) represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

service-based vesting requirement technical

"The RSUs are subject to a service-based vesting requirement"

Standard Company Vesting Dates technical

"The Standard Company Vesting Dates are January 6, April 6, July 6, and October 6"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did PALI General Counsel Julien E. Capers receive?

Julien E. Capers reported an award of 787,300 restricted stock units on October 19, 2026. Each RSU represents a contingent right to receive one share of Palisade Bio common stock.

What is the vesting schedule for Julien E. Capers's PALI RSUs?

Twenty-five percent of the RSUs vests on or before the first anniversary of the Vesting Commencement Date. The remaining 75% vests in equal quarterly installments on subsequent Standard Company Vesting Dates—January 6, April 6, July 6, and October 6—with full vesting no later than the fourth anniversary, subject to continuous service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/21/2026 - 05:44 PM EDT Accepted by SEC EDGAR 10/21/2026 - 05:44 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Capers Julien E.

(Last) (First) (Middle)

C/O PALISADE BIO, INC.

4600 SOUTH SYRACUSE STREET, SUITE 900

(Street)

DENVER COLORADO 80237

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PALISADE BIO, INC. [ PALI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	See Remarks

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/19/2026		A(1)		787,300	A	(1)	787,300	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. The RSUs are subject to a service-based vesting requirement and twenty-five percent (25%) of the RSUs shall vest on or before the first anniversary of the Vesting Commencement Date (the "Cliff Vesting Date"), which shall be the first Standard Company Vesting Date (as defined below) that falls immediately on or before such anniversary. Following the Cliff Vesting Date, the remaining seventy-five percent (75%) of the RSUs will vest in equal quarterly installments on each subsequent Standard Company Vesting Date, such that the RSUs shall be fully vested no later than the fourth (4th) anniversary of the Vesting Commencement Date, subject to the Reporting Person's continuous service with the Issuer through such date. The Standard Company Vesting Dates are January 6, April 6, July 6, and October 6 of each year.

Remarks:

General Counsel & Corporate Secretary

	/s/ Julien E. Capers	10/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)