STOCK TITAN

Palo Alto Networks (PANW) director corrects reported insider share totals

(Neutral)
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Palo Alto Networks director James J. Goetz filed an amended insider report to correct an administrative error in the number of common shares shown as beneficially owned after previously reported sale transactions. The amendment reflects 314,580 common shares held directly, plus 40,000 and 54,184 common shares held by his family trusts. The filing notes he may be deemed to beneficially own the trust-held shares but disclaims beneficial ownership except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider GOETZ JAMES J
Role Director
Type Security Shares Price Value
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 94,184 shares (Indirect, By family trust); Common Stock — 314,580 shares (Direct)
Footnotes (2)
  1. F1. The original Form 4, filed on March 10, 2026, is being amended by this Form 4 amendment solely to correct an administrative error in reporting the number of securities beneficially owned by the Reporting Person following the reported sale transactions.
  2. F2. Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
Direct common shares 314,580 shares Common Stock beneficially owned directly after correction
Family trust holding A 40,000 shares Common Stock held indirectly by family trust after correction
Family trust holding B 54,184 shares Common Stock held indirectly by family trust after correction
Unknown transaction entries 3 entries Holding-type records with unknown transaction codes
Form 4 amendment regulatory
"The original Form 4, filed on March 10, 2026, is being amended by this Form 4 amendment solely to correct an administrative error"
beneficially owned financial
"to correct an administrative error in reporting the number of securities beneficially owned by the Reporting Person"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
family trust financial
"Shares held by the Reporting Person's family trust."
beneficial ownership financial
"The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Section 16 regulatory
"shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does the latest Form 4/A show for Palo Alto Networks (PANW) director James Goetz?

The Form 4/A shows that James J. Goetz now reports beneficial ownership of 314,580 Palo Alto Networks common shares directly, plus additional shares held indirectly through family trusts, correcting an earlier administrative error in reported totals.

Why did James Goetz file a Form 4/A amendment for Palo Alto Networks (PANW)?

James Goetz filed the Form 4/A amendment solely to correct an administrative error in the number of Palo Alto Networks securities shown as beneficially owned after previously reported sale transactions, without reporting any new buy or sell activity.

How many Palo Alto Networks (PANW) shares does James Goetz hold directly after the correction?

After the correction, James J. Goetz reports holding 314,580 Palo Alto Networks common shares directly. This figure represents his direct ownership position as reflected in the amended insider report filed with the SEC.

What Palo Alto Networks (PANW) shares are held through James Goetz’s family trusts?

The amendment lists 40,000 and 54,184 Palo Alto Networks common shares held by James Goetz’s family trusts. He may be deemed to beneficially own these shares but disclaims beneficial ownership except for his pecuniary interest.

How does James Goetz treat beneficial ownership of Palo Alto Networks (PANW) shares in his family trusts?

James Goetz states he may be deemed to beneficially own Palo Alto Networks shares held by his family trusts, but he disclaims beneficial ownership of those securities except to the extent of his pecuniary interest in the trusts.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GOETZ JAMES J

(Last)(First)(Middle)
C/O SEQUOIA CAPITAL
2800 SAND HILL ROAD, SUITE 101

(Street)
MENLO PARK CALIFORNIA 94025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Palo Alto Networks Inc [ PANW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
03/10/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock54,184(1)IBy family trust(2)
Common Stock40,000(1)IBy family trust(2)
Common Stock314,580D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The original Form 4, filed on March 10, 2026, is being amended by this Form 4 amendment solely to correct an administrative error in reporting the number of securities beneficially owned by the Reporting Person following the reported sale transactions.
2. Shares held by the Reporting Person's family trust. The Reporting Person may be deemed to beneficially own the shares held by his family trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
/s/ Jung Yeon Son, by power of attorney for James J. Goetz05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)