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Nagelberg disclosures show 8.6% ownership in PAVmed (NASDAQ: PAVM)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G

Rhea-AI Filing Summary

PAVmed Inc. reports Schedule 13G ownership disclosures by David S. Nagelberg and the David S. Nagelberg 2003 Revocable Trust. The filing states the Trust beneficially owns 461,539 shares (7.2%) and Mr. Nagelberg beneficially owns 546,964 shares (8.6%), based on 6,383,089 shares outstanding as of March 27, 2026. The Trust holdings are controlled by Mr. Nagelberg; sole voting and dispositive power figures match the share counts. A Joint Filing Agreement is included as Exhibit 99.1.

Positive

  • None.

Negative

  • None.

Insights

Ownership disclosure shows a single individual controls a >5% stake via direct and trust holdings.

The filing documents combined beneficial ownership of 8.6% for Mr. Nagelberg and 7.2% for the Trust using the company’s stated outstanding share count as of March 27, 2026. This clarifies voting and dispositive authority: reported as sole power for the stated shares.

Watch for any future Schedule 13D or Form 4 filings that would indicate changes in intent, acquisition activity, or transactions affecting this ownership percentage.

Disclosure is routine for >5% holders and improves transparency on concentration.

The report confirms the principal business address and includes a Joint Filing Agreement (Exhibit 99.1). The percentages are calculated from the company’s disclosed outstanding shares, which anchors the ownership math.

Subsequent filings would show any trading, conversions, or shifts in voting power; timing and cash‑flow treatment are not provided here.

Shares outstanding 6,383,089 shares as of March 27, 2026
Nagelberg beneficial ownership 546,964 shares reported beneficial ownership (8.6%)
Trust beneficial ownership 461,539 shares Trust holdings (7.2%)
Filing date reference March 27, 2026 date used for outstanding share calculation
Schedule 13G regulatory
"This is filed by the David S. Nagelberg 2003 Revocable Trust Dtd. 07/02/03"
A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.
Beneficial ownership financial
"Amount beneficially owned: The Trust beneficially owns 461,539 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Sole dispositive power regulatory
"Sole power to dispose or to direct the disposition of: Trust: 461,539 shares"
Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.
Joint Filing Agreement legal
"The Reporting Persons have entered into a Joint Filing Agreement"





70387R502

(CUSIP Number)
03/27/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G





SCHEDULE 13G




Comment for Type of Reporting Person: Trust


SCHEDULE 13G



NAGELBERG DAVID S
Signature:/s/ David Nagelberg
Name/Title:David Nagelberg
Date:04/08/2026
David S. Nagelberg 2003 Revocable Trust Dtd. 07/02/03
Signature:/s/ David Nagelberg
Name/Title:David Nagelberg, Trustee
Date:04/08/2026
Exhibit Information

99.1 Joint Filing Agreement (filed herewith).

FAQ

Who filed the Schedule 13G for PAVmed (PAVM)?

The filing was submitted jointly by the David S. Nagelberg 2003 Revocable Trust and David Nagelberg. The Joint Filing Agreement is included as Exhibit 99.1 and Mr. Nagelberg controls the Trust.

How many PAVmed shares does the Trust beneficially own?

The Trust beneficially owns 461,539 shares of Common Stock. That is reported as 7.2% of the outstanding shares based on 6,383,089 shares as of March 27, 2026.

What total ownership does David Nagelberg report in PAVmed?

Mr. Nagelberg is reported as beneficial owner of 546,964 shares, representing 8.6% of common stock outstanding as of March 27, 2026, including shares held by the Trust he controls.

What voting and dispositive powers are reported?

The filing reports sole voting power and sole dispositive power equal to the stated share counts: Trust 461,539 and Mr. Nagelberg 546,964. No shared voting or dispositive power is reported.

What share count did PAVmed use to calculate percentages?

Percentages are calculated using 6,383,089 shares outstanding as of March 27, 2026, per the company’s annual report on Form 10-K filed the same date.