Patria Investments Ltd (PAX) SEC Filings

Patria Investments Ltd (symbol: PAX) is the issuer of record for a Form 4 filing submitted to the SEC. Teixeira Jose Augusto Goncalves de Araujo reported acquisition or exercise transactions in this Form 4 filing.

Patria Investments Ltd (PAX) reported that officer Jose Augusto Goncalves de Araujo Teixeira received multiple equity awards totaling 136,266 Class A Common Shares on August 17 and August 3, 2026, consisting of bonus shares, performance shares, incentive-based settlements, and transferred restricted stock units. Following these awards, he directly owns 171,391 Class A Common Shares and holds 38,693 unvested restricted share units, while an additional 10,714 shares are held indirectly through Kalispell for Patria Holdings Limited. No Rule 10b5-1 trading plan is reported.

Patria Investments Ltd (PAX) reported insider transactions by Marco Nicola D'Ippolito, CEO of Global Private Markets. On August 3, 2026 he acquired 7,004 Class A Common Shares at $0.00 per share pursuant to the company’s bonus program, and on August 6, 2026 he sold 7,004 shares at $11.29 per share. Previously, on April 14, 2026 he sold 7,500 shares at $11.56 per share. After the August 6 sale, his position consisted of 318,936 Class A Common Shares, plus 22,412 unvested restricted share units and 101,830 unvested restricted share units under the issuer’s matching share program.

Capital Research Global Investors, an investment management division of Capital Research and Management Company and affiliates, reports beneficial ownership of common stock of Patria Investments Ltd. on an amended Schedule 13G. The filing states beneficial ownership of 7,791,608 shares, representing 11.4% of Patria’s common stock, based on 68,448,417 shares believed to be outstanding. Capital Research Global Investors has sole voting and sole dispositive power over all reported shares, with no shared voting or dispositive power disclosed. The shares are held on behalf of clients, including Capital Income Builder, consistent with the firm’s role as an institutional investment manager.

Patria Investments Limited reported unaudited Q2 2026 results showing higher fee-based profitability and expanding assets. IFRS net income attributable to Patria was $10.5 million. Non-GAAP Fee Related Earnings reached $57.1 million, up 24% year over year, with an FRE margin of 54.0%. Distributable Earnings were $50.7 million, or $0.32 per share, rising 31% year over year and 19% sequentially.

Fundraising remained active, with $2.3 billion raised in the quarter and $4.5 billion year to date. Total assets under management were $62.1 billion as of June 30, 2026, up 28% from 2Q25, while fee-earning AUM reached $48.9 billion, up 32%. Net Accrued Performance Fees were $238 million, or $1.49 per share. Patria declared a quarterly dividend of $0.1625 per share, payable September 14, 2026 to shareholders of record on August 10, 2026, and highlighted progress toward full-year 2026 FRE guidance of $225–$245 million, or $1.42–$1.54 per share.

Patria Investments Limited reported unaudited results for the three months ended March 31, 2026. Net revenue from services was 97,069 versus 79,567, but net income for the period declined to 4,604 from 16,558 and net income attributable to owners fell to 2,173 (amounts in thousands of US$). Basic earnings per share decreased to 0.01354 from 0.09903, alongside higher personnel and administrative expenses, increased finance costs and a shift to income tax expense from a prior-period tax benefit.

Total assets rose to 1,779,556, driven by growth in intangible assets to 1,006,252 after recognizing additional contractual rights and goodwill from acquisitions including Solis, Iter and RBR. Loans outstanding increased to 255,120, and total liabilities reached 1,155,722, while equity stood at 623,834. Net cash provided by operating activities decreased to 31,439 from 100,072, with significant investing outflows for acquisitions and higher financing inflows from new bank borrowings.

The company declared dividends of 24,082 (US$0.15 per share), partly funded by transfers from additional paid-in capital, and had 161,393,847 common shares outstanding after 892,874 treasury shares. Management reported no impairment indicators for property, equipment or intangibles. A previously disclosed commercial dispute of approximately US$74.9 million was resolved, with Patria formally released from any liability, and no material civil proceedings remained outstanding.

Patria Investments Limited reported a change to its board of directors. Pablo Echeverría Benítez resigned from the board, and Alfonso Duval was appointed as an interim board member, both effective June 12, 2026. Echeverría Benítez continues as Managing Partner, Head of Latam Equities Strategy and Chairman of Moneda Patria Investments.

Duval remains a Partner, Head of Clients for the Andean Region, and CEO of Moneda Patria Investments. Patria describes itself as a global alternative asset manager focused on mid‑market opportunities, with more than $59 billion in assets under management and over 37 years of experience across Latin America and Europe.

Patria Investments Ltd director Neto Olimpio Matarazzo reported open-market purchases of 100,000 Class A Common Shares. On June 3 and June 5, indirect entities associated with him bought shares at weighted average prices of $11.09, $11.14, and $11.46 per share.

After these transactions, indirect holdings through Olympic Bahamas Limited totaled 235,000 Class A Common Shares. Separately, Matarazzo also has direct interests consisting of 71,340 unvested restricted share units, 69,675 unvested matching share units, and 284,709 directly owned Class A Common Shares.

Patria Investments director Olimpio Matarazzo, through Olympic Bahamas Limited, bought a total of 30,000 Class A Common Shares of Patria Investments Ltd in open-market purchases. He acquired 15,000 shares at a weighted average price of $11.59 on June 1, 2026 and another 15,000 at a weighted average price of $11.74 on June 2, 2026, with trade prices ranging from $11.52 to $11.83. Following these transactions, 135,000 Class A shares are held indirectly via Olympic Bahamas Limited, while 425,724 Class A shares, restricted share units, and matching share units are held directly or through equity awards.

Patria Investments director Neto Olimpio Matarazzo reported open-market purchases of Class A Common Shares associated with an entity he owns and controls. On May 29 and May 28, 2026, an affiliated entity, Olympic Bahamas Limited, bought a total of 30,000 Class A Common Shares at weighted average prices of $11.46 and $11.50 per share, within disclosed intraday price ranges. Following these transactions, indirect holdings reported for this entity increased to 105,000 Class A Common Shares. Matarazzo also reports direct ownership of 425,724 Class A Common Shares, consisting of 71,340 unvested restricted share units, 69,675 unvested share units under a matching share program, and 284,709 directly owned Class A Common Shares, giving investors a clearer view of his overall equity position.