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Patria officer acquires 136K shares in equity awards

A PAX officer received sizeable share-based awards and now holds substantial direct, unvested, and indirect equity positions.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Patria Investments Ltd (symbol: PAX) is the issuer of record for a Form 4 filing submitted to the SEC. Teixeira Jose Augusto Goncalves de Araujo reported acquisition or exercise transactions in this Form 4 filing.

Patria Investments Ltd (PAX) reported that officer Jose Augusto Goncalves de Araujo Teixeira received multiple equity awards totaling 136,266 Class A Common Shares on August 17 and August 3, 2026, consisting of bonus shares, performance shares, incentive-based settlements, and transferred restricted stock units. Following these awards, he directly owns 171,391 Class A Common Shares and holds 38,693 unvested restricted share units, while an additional 10,714 shares are held indirectly through Kalispell for Patria Holdings Limited. No Rule 10b5-1 trading plan is reported.

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Insider Teixeira Jose Augusto Goncalves de Araujo
Role Officer
Type Security Shares Price Value
Grant/Award Class A Common Shares F1 100,231 $0.00 $0.00
Grant/Award Class A Common Shares F2 18,357 $0.00 $0.00
Grant/Award Class A Common Shares F3 10,951 $0.00 $0.00
Grant/Award Class A Common Shares F4, F5 6,614 $0.00 $0.00
Grant/Award Class A Common Shares F1 113 $0.00 $0.00
holding Class A Common Shares F6 -- -- --
Holdings After Transaction: Class A Common Shares — 210,084 shares (Direct); Class A Common Shares — 10,714 shares (Indirect, See Footnote)
Footnotes (6)
  1. F1. Represents Class A Common Shares acquired by the Reporting Person pursuant to the Issuer's bonus program.
  2. F2. Represents performance shares (including accumulated dividends) that have previously vested on January 22, 2026, subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date, but had not yet transferred to the Reporting Person until August 17, 2026.
  3. F3. Represents Class A Common Shares acquired by the Reporting Person that settled pursuant to the Issuer's incentive based programs.
  4. F4. Represents restricted stock units that have previously vested on January 22, 2026, but had not yet transferred to the Reporting Person until August 17, 2026.
  5. F5. Includes 13,227 unvested restricted share units, 25,466 unvested restricted share units pursuant to the Issuer's matching share program, and 171,391 Class A Common Shares owned by the Reporting Person.
  6. F6. Represents Class A Common Shares beneficially owned by Patria Holdings Limited which are directly held by Kalispell, an entity owned and controlled by the Reporting Person.
Total Class A Common Shares awarded 136,266 shares Equity awards granted and transferred on August 17 and August 3, 2026
Bonus program award 100,231 shares Class A Common Shares acquired under the issuer's bonus program on August 17, 2026
Performance share transfer 18,357 shares Performance shares (with dividends) vested January 22, 2026 and transferred August 17, 2026
Incentive-based settlement shares 10,951 shares Shares acquired upon settlement of incentive-based programs on August 17, 2026
Transferred restricted stock units 6,614 shares RSUs vested January 22, 2026 and transferred August 17, 2026
Directly owned Class A Common Shares 171,391 shares Owned by the reporting person following the reported transactions
Unvested restricted share units 38,693 units 13,227 RSUs plus 25,466 matching-share RSUs included in the reported holdings
Indirectly held Class A Common Shares 10,714 shares Beneficially owned by Patria Holdings Limited and held by Kalispell, an entity owned and controlled by the officer
performance shares financial
"Represents performance shares (including accumulated dividends) that have previously vested"
Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.
Total Shareholder Return financial
"subject to (i) the achievement of specified Total Shareholder Return goals"
Total shareholder return is the overall gain an investor gets from owning a stock, combining changes in the share price plus any cash payouts like dividends, and assuming those payouts are reinvested in more shares. Investors use it like a single score that shows the true return on their investment—similar to checking both the growth of a savings account and the interest earned—to compare how well different companies or investments perform over time.
restricted stock units financial
"Represents restricted stock units that have previously vested on January 22, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
matching share program financial
"25,466 unvested restricted share units pursuant to the Issuer's matching share program"
beneficially owned financial
"Represents Class A Common Shares beneficially owned by Patria Holdings Limited"
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

FAQ

What did the PAX officer acquire in this Form 4 filing?
The officer acquired 136,266 Class A Common Shares of Patria Investments Ltd through bonus shares, performance shares, incentive-based settlements, and transferred restricted stock units on August 17 and August 3, 2026.

How many PAX shares does the officer now own directly?
After the reported awards, the officer directly owns 171,391 Class A Common Shares of PAX, in addition to unvested restricted share units granted under the company’s equity incentive and matching share programs.

What unvested equity awards does the PAX officer hold?
The officer holds 13,227 unvested restricted share units and 25,466 unvested restricted share units under Patria’s matching share program, as disclosed in the ownership footnote.

Does the PAX officer have any indirect share ownership?
Yes. 10,714 Class A Common Shares are beneficially owned by Patria Holdings Limited and directly held by Kalispell, an entity owned and controlled by the officer, and reported as indirect ownership.

Were the PAX transactions made under a Rule 10b5-1 plan?
No. The Rule 10b5-1 checkbox is not marked as an affirming plan, and the footnotes do not state that the transactions were effected pursuant to a Rule 10b5-1 trading plan.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Teixeira Jose Augusto Goncalves de Araujo
(Last)(First)(Middle)
60 NEXUS WAY, 4TH FLOOR
(Street)
CAMANA BAYGRAND CAYMANKY1-9006
(City)(State)(Zip)
CAYMAN ISLANDS
(Country)		2. Issuer Name and Ticker or Trading Symbol
Patria Investments Ltd [ PAX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares08/03/2026(1)A113A$073,931D
Class A Common Shares08/17/2026(1)A100,231A$0174,162D
Class A Common Shares08/17/2026(2)A18,357A$0192,519D
Class A Common Shares08/17/2026(3)A10,951A$0203,470D
Class A Common Shares08/17/2026(4)A6,614A$0210,084(5)D
Class A Common Shares10,714ISee Footnote(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents Class A Common Shares acquired by the Reporting Person pursuant to the Issuer's bonus program.
2. Represents performance shares (including accumulated dividends) that have previously vested on January 22, 2026, subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date, but had not yet transferred to the Reporting Person until August 17, 2026.
3. Represents Class A Common Shares acquired by the Reporting Person that settled pursuant to the Issuer's incentive based programs.
4. Represents restricted stock units that have previously vested on January 22, 2026, but had not yet transferred to the Reporting Person until August 17, 2026.
5. Includes 13,227 unvested restricted share units, 25,466 unvested restricted share units pursuant to the Issuer's matching share program, and 171,391 Class A Common Shares owned by the Reporting Person.
6. Represents Class A Common Shares beneficially owned by Patria Holdings Limited which are directly held by Kalispell, an entity owned and controlled by the Reporting Person.
/s/ Jose Augusto Goncalves de Araujo Teixeira09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR