Patria Investments (PAX) officer details initial share and award holdings

Rhea-AI Filing Summary

Patria Investments Ltd executive Jose Augusto Goncalves de Araujo, Head of Commercial for Brazil, has filed an initial Form 3 detailing his equity interests. He directly holds Class A Common Shares, including 35,125 shares alongside 13,227 unvested restricted share units and 25,466 unvested restricted share units from a matching share program. He also has an indirect interest in 10,714 Class A Common Shares beneficially owned by Patria Holdings Limited and directly held by Kalispell, an entity he owns and controls. In addition, he holds several grants of Performance Share Units that are settled in Class A Common Shares at an exercise price of 0.0000. These performance shares vest in three equal annual installments beginning on the third anniversary of the grant date, subject to specified Total Shareholder Return goals and continued employment through each vesting date.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Teixeira Jose Augusto Goncalves de Araujo

Role Head of Commercial for Brazil

Type	Security	Shares	Price	Value
holding	Performance Share Unit	--	--	--
holding	Performance Share Unit	--	--	--
holding	Performance Share Unit	--	--	--
holding	Performance Share Unit	--	--	--
holding	Class A Common Shares	--	--	--
holding	Class A Common Shares	--	--	--

Holdings After Transaction: Performance Share Unit — 263,303 shares (Direct); Class A Common Shares — 73,818 shares (Direct); Class A Common Shares — 10,714 shares (Indirect, See Footnote)

Footnotes (3)

1. F1. Consists of 13,227 unvested restricted share units, 25,466 unvested restricted share units pursuant to the Issuer's matching share program, and 35,125 Class A Common Shares owned by the Reporting Person.
2. F2. Represents Class A Common Shares beneficially owned by Patria Holdings Limited which are directly held by Kalispell, an entity owned and controlled by the Reporting Person.
3. F3. The Performance Shares vest and are settled in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date.

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Accepted by SEC EDGAR 03/18/2026 - 11:31 AM Learn about SEC filing dates

FAQ

What does the PAX Form 3 filing by Jose Augusto Goncalves de Araujo show?

The Form 3 shows Jose Augusto Goncalves de Araujo’s initial ownership in Patria Investments. It lists his direct Class A Common Shares, unvested restricted share units, and performance share units, plus an indirect interest in shares held through Patria Holdings Limited and Kalispell.

How many Patria Investments Class A shares does the PAX executive hold directly and indirectly?

He directly holds 35,125 Class A Common Shares, plus unvested restricted share units. Indirectly, he is reported as beneficially interested in 10,714 Class A Common Shares owned by Patria Holdings Limited and directly held by Kalispell, an entity he owns and controls.

What equity awards are reported for the PAX Head of Commercial for Brazil?

The filing reports several Performance Share Unit awards tied to Class A Common Shares, with a 0.0000 exercise price. It also discloses 13,227 unvested restricted share units and 25,466 unvested restricted share units from the company’s matching share program.

How do the Patria Investments performance share units for PAX’s executive vest?

The performance share units vest in three equal annual installments starting on the third anniversary of the grant date. Vesting depends on meeting specified Total Shareholder Return goals and the executive’s continuous employment through each applicable vesting date.

Does the PAX Form 3 indicate any recent insider buying or selling?

No specific purchases or sales are highlighted in this Form 3. It functions as an initial statement of beneficial ownership, outlining existing holdings and equity awards rather than recording new buy or sell transactions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Teixeira Jose Augusto Goncalves de Araujo

(Last) (First) (Middle)

60 NEXUS WAY, 4TH FLOOR

(Street)

CAMANA BAY GRAND CAYMAN KY1-9006

(City) (State) (Zip)

CAYMAN ISLANDS

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Patria Investments Ltd [ PAX ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Head of Commercial for Brazil

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares	73,818	D(1)
Class A Common Shares	10,714	I	See Footnote(2)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Share Unit	(3)	(3)	Class A Common Shares	30,864	(3)	D
Performance Share Unit	(3)	(3)	Class A Common Shares	76,924	(3)	D
Performance Share Unit	(3)	(3)	Class A Common Shares	75,886	(3)	D
Performance Share Unit	(3)	(3)	Class A Common Shares	79,629	(3)	D

Explanation of Responses:

1. Consists of 13,227 unvested restricted share units, 25,466 unvested restricted share units pursuant to the Issuer's matching share program, and 35,125 Class A Common Shares owned by the Reporting Person.

2. Represents Class A Common Shares beneficially owned by Patria Holdings Limited which are directly held by Kalispell, an entity owned and controlled by the Reporting Person.

3. The Performance Shares vest and are settled in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date.

	/s/ Jose Augusto Goncalves de Araujo Teixeira	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)