[Form 3] Patria Investments Ltd Initial Statement of Beneficial Ownership
Rhea-AI Filing Summary
Patria Investments Ltd's Global General Counsel, Guilherme Ferrante Pocas, filed an initial Form 3 reporting his equity holdings. He reports direct ownership of 11,800 Class A Common Shares. He also holds Performance Share Units tied to 7,963 underlying Class A Common Shares at an exercise price of 0.0000.
A footnote explains that his position includes 5,900 unvested restricted share units under the issuer's matching share program and 5,900 Class A Common Shares. The Performance Share Units vest and settle in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date, subject to specified Total Shareholder Return goals and continued employment through each vesting date.
Positive
- None.
Negative
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Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Performance Share Unit | -- | -- | -- |
| holding | Class A Common Shares | -- | -- | -- |
Footnotes (2)
- F1. Consists of 5,900 unvested restricted share units pursuant to the Issuer's matching share program, and 5,900 Class A Common Shares owned by the Reporting Person.
- F2. The Performance Shares vest and are settled in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date.
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