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[Form 3] Patria Investments Ltd Initial Statement of Beneficial Ownership

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Patria Investments Ltd's Global General Counsel, Guilherme Ferrante Pocas, filed an initial Form 3 reporting his equity holdings. He reports direct ownership of 11,800 Class A Common Shares. He also holds Performance Share Units tied to 7,963 underlying Class A Common Shares at an exercise price of 0.0000.

A footnote explains that his position includes 5,900 unvested restricted share units under the issuer's matching share program and 5,900 Class A Common Shares. The Performance Share Units vest and settle in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date, subject to specified Total Shareholder Return goals and continued employment through each vesting date.

Positive

  • None.

Negative

  • None.
Insider Pocas Guilherme Ferrante
Role Global General Counsel
Type Security Shares Price Value
holding Performance Share Unit -- -- --
holding Class A Common Shares -- -- --
Holdings After Transaction: Performance Share Unit — 7,963 shares (Direct); Class A Common Shares — 11,800 shares (Direct)
Footnotes (2)
  1. F1. Consists of 5,900 unvested restricted share units pursuant to the Issuer's matching share program, and 5,900 Class A Common Shares owned by the Reporting Person.
  2. F2. The Performance Shares vest and are settled in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Pocas Guilherme Ferrante

(Last)(First)(Middle)
60 NEXUS WAY, 4TH FLOOR

(Street)
CAMANA BAYGRAND CAYMANKY1-9006

(City)(State)(Zip)

CAYMAN ISLANDS

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
Patria Investments Ltd [ PAX ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Global General Counsel
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Shares11,800D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Performance Share Unit (2) (2)Class A Common Shares7,963(2)D
Explanation of Responses:
1. Consists of 5,900 unvested restricted share units pursuant to the Issuer's matching share program, and 5,900 Class A Common Shares owned by the Reporting Person.
2. The Performance Shares vest and are settled in Class A Common Shares in three equal annual installments beginning on the third anniversary of the grant date subject to (i) the achievement of specified Total Shareholder Return goals and (ii) continuous employment through the applicable vesting date.
/s/ Guilherme Ferrante Pocas03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)