Private Bancorp of America awards Frazier 1,000 shares

The award's four equal vesting installments run from October 16, 2027, through October 16, 2030, and are subject to specified forfeiture events.

Available on EDGAR 10/29/2026 - 06:18 PM EDT Accepted by SEC EDGAR 10/29/2026 - 06:17 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Private Bancorp of America, Inc. (PBAM) EVP and CCO Andra R. Frazier received an award of 1,000 shares of common stock on October 21, 2026. The unvested restricted stock vests in four equal installments from October 2027 through October 2030 and is subject to forfeiture upon certain events specified in the award agreement. Her reported direct holdings after the award were 1,000 shares.

Insider Trade Summary

Grant/Award: 1,000 shares

Grant/Award 1 txn

Insider Frazier Andra R.

Role EVP and CCO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	1,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 1,000 shares (Direct)

Footnotes (1)

1. F1. Includes 1,000 shares of unvested restricted stock, which vest in four equal installments on October 16, 2027, October 16, 2028, October 16, 2029, and October 16, 2030, and are subject to forefeiture upon the occurence of certain events as specified in the award agreement.

Key Figures

Award: 1,000 shares Direct holdings after award: 1,000 shares Vesting installments: Four equal installments +2 more

5 metrics

Award 1,000 shares Common stock awarded October 21, 2026

Direct holdings after award 1,000 shares Reported following the transaction

Vesting installments Four equal installments Unvested restricted stock

First vesting date October 16, 2027 Restricted stock award

Final vesting date October 16, 2030 Restricted stock award

Key Terms

unvested restricted stock, four equal installments, award agreement

3 terms

unvested restricted stock financial

"1,000 shares of unvested restricted stock"

four equal installments financial

"vest in four equal installments"

award agreement financial

"as specified in the award agreement"

An award agreement is a legal contract that spells out the terms of a pay or equity grant—such as stock options, restricted shares, or cash bonuses—given to an employee, director or consultant. It describes what is being granted, any conditions for keeping it (for example, earning it over time or meeting performance targets), and what happens if the person leaves or breaks rules. Investors care because these agreements affect company costs, potential share dilution and how executives are motivated and rewarded.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did PBAM EVP and CCO Andra R. Frazier receive?

Andra R. Frazier received an award of 1,000 shares of Private Bancorp of America, Inc. common stock on October 21, 2026. Her reported direct holdings after the award were 1,000 shares.

When do Andra R. Frazier's PBAM restricted shares vest?

The 1,000 unvested restricted shares vest in four equal installments on October 16, 2027, October 16, 2028, October 16, 2029, and October 16, 2030. The shares are subject to forfeiture upon certain events specified in the award agreement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Frazier Andra R.

(Last) (First) (Middle)

9404 GENESEE AVE.

SUITE 100

(Street)

LA JOLLA CALIFORNIA 92037

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Private Bancorp of America, Inc. [ PBAM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CCO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/21/2026		A		1,000	A	$0	1,000(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Includes 1,000 shares of unvested restricted stock, which vest in four equal installments on October 16, 2027, October 16, 2028, October 16, 2029, and October 16, 2030, and are subject to forefeiture upon the occurence of certain events as specified in the award agreement.

	/s/ Cory D. Stewart, as Attorney-in-Fact for Andra R. Frazier	10/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)