Welcome to our dedicated page for Pathfinder Bancorp Md SEC filings (Ticker: PBHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Pathfinder Bancorp, Inc. director reports stock option exercise
A director of Pathfinder Bancorp, Inc. (PBHC) reported exercising stock options on 11/20/2025. The filing shows the exercise of options for 4,500 shares of common stock at an exercise price of $11.35 per share, recorded with transaction code "M" (option exercise). After this transaction, the reporting person holds 28,774 shares of common stock in direct ownership.
The filing also shows additional indirect holdings, including 4,294 shares as custodian for children and 57,682 shares held under a power of attorney for parents. Following the exercise, the related stock option position for these 4,500 shares shows 0 derivative securities remaining.
Pathfinder Bancorp, Inc. announced it issued a press release disclosing its third quarter 2025 financial results. The disclosure was furnished under Item 2.02, with the press release included as Exhibit 99.1. The company notes the Item 2.02 information and Exhibit 99.1 are furnished and not filed under the Exchange Act.
James A. Dowd, President and CEO (and Director) of Pathfinder Bancorp, Inc. (PBHC), reported a securities transaction dated 09/12/2025. The filing shows an acquisition of 3,000 shares of Common Stock at a price of $11.35 per share. After the transaction, the Form 4 reports 58,704 shares beneficially owned directly and 12,816 derivative securities (stock options) held directly. The filing also discloses indirect holdings of 18,052 shares via a 401(k) and 21,181 shares via an ESOP.
Adam C. Gagas, a director of Pathfinder Bancorp, Inc. (PBHC), reported changes in his beneficial ownership on a Form 4 covering transactions dated 08/28/2025. The filing shows Gagas holds securities indirectly: 15,800 shares by IRA and 149,664 shares by power of attorney before or separate from the reported transaction. On 08/28/2025 he reported a transaction coded M resulting in 3,116 shares acquired at $11.09 per share, and the form lists 26,801 shares as the amount beneficially owned following the reported transactions. The filing also discloses outstanding stock options: 8,787 options with a $11.35 exercise price expiring 05/06/2026 and 3,116 options with a $11.09 exercise price expiring 11/02/2025. The Form 4 is signed by a power of attorney on behalf of Gagas and reflects reporting obligations under Section 16.
AllianceBernstein L.P. reported beneficial ownership of 353,656 shares of Pathfinder Bancorp Inc common stock, representing 7.4% of the class. The filing states these shares are held solely for investment on behalf of client discretionary investment advisory accounts and that AllianceBernstein has sole voting and dispositive power over the shares.
The filing also notes that AllianceBernstein is a Delaware entity and a majority owned subsidiary of Equitable Holdings, Inc., but operates under independent management and reports its ownership separately.
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