Welcome to our dedicated page for Pathfinder Bancorp Md SEC filings (Ticker: PBHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Pathfinder Bancorp, Inc. (NASDAQ: PBHC), the holding company for Pathfinder Bank. The company submits current reports on Form 8-K to furnish earnings press releases, dividend declarations, and other material events, and also files annual and quarterly reports that detail its financial condition and results of operations.
Key filings for Pathfinder Bancorp, Inc. include annual reports on Form 10-K and quarterly reports on Form 10-Q, which describe the composition of the loan portfolio, deposit base, investment securities, asset quality metrics, and capital levels. These reports also discuss risk factors, management’s analysis of net interest income and net interest margin, and the impact of credit loss provisions on profitability.
Current reports on Form 8-K, examples of which are referenced in the company’s recent history, are used to disclose quarterly financial results and Board-approved cash dividends on voting and non-voting common stock and on a notional share amount for an issued warrant. These filings typically attach the underlying press releases as exhibits and indicate record dates and payment dates for dividends or summarize other significant events.
On Stock Titan, Pathfinder Bancorp’s SEC filings are updated as they are made available through the EDGAR system. AI-powered tools can help interpret lengthy documents by summarizing key sections, highlighting movements in asset quality, explaining changes in net interest margin, and pointing out items such as nonperforming loan activity or notable gains and losses. Users can also review insider-related disclosures, such as Form 4 filings, and proxy materials that address governance and executive compensation.
Pathfinder Bancorp Senior Vice President William D. O'Brien reported exercising stock options for 5,000 shares of Pathfinder Bancorp common stock on February 4, 2026 at an exercise price of $10.81 per share. Following the transaction, he directly owns 19,865 common shares, with additional indirect holdings of 9,234 shares through an ESOP and 3,255 shares through a 401(k) plan. He also continues to hold stock options covering 3,647, 7,908, and 1,500 underlying shares with stated exercise prices and expiration dates.
Pathfinder Bancorp, Inc. Senior Vice President Robert G. Butkowski Jr. exercised stock options for 2,636 shares of common stock on February 3, 2026 at an exercise price of $11.35 per share. The option exercise is reported with transaction code “M,” which typically indicates a conversion of derivative securities into common stock.
After this transaction, he directly held 19,436 shares of Pathfinder Bancorp common stock and had 1,500 stock options directly outstanding. He also reported indirect ownership of common stock through a 401(k) plan (14,291 shares), an IRA (6,500 shares), and an ESOP (6,337 shares).
Pathfinder Bancorp, Inc. filed a current report to notify investors that it released its fourth quarter 2025 financial results. The company issued a press release on January 29, 2026, and attached it as Exhibit 99.1 to this report under the financial results disclosure item.
Pathfinder Bancorp, Inc. director reports stock option exercise
A director of Pathfinder Bancorp, Inc. (PBHC) reported exercising stock options on 11/20/2025. The filing shows the exercise of options for 4,500 shares of common stock at an exercise price of $11.35 per share, recorded with transaction code "M" (option exercise). After this transaction, the reporting person holds 28,774 shares of common stock in direct ownership.
The filing also shows additional indirect holdings, including 4,294 shares as custodian for children and 57,682 shares held under a power of attorney for parents. Following the exercise, the related stock option position for these 4,500 shares shows 0 derivative securities remaining.
Pathfinder Bancorp, Inc. announced it issued a press release disclosing its third quarter 2025 financial results. The disclosure was furnished under Item 2.02, with the press release included as Exhibit 99.1. The company notes the Item 2.02 information and Exhibit 99.1 are furnished and not filed under the Exchange Act.
Pathfinder Bancorp, Inc. reported that its Board of Directors declared a quarterly cash dividend of
The dividend is payable on
James A. Dowd, President and CEO (and Director) of Pathfinder Bancorp, Inc. (PBHC), reported a securities transaction dated 09/12/2025. The filing shows an acquisition of 3,000 shares of Common Stock at a price of $11.35 per share. After the transaction, the Form 4 reports 58,704 shares beneficially owned directly and 12,816 derivative securities (stock options) held directly. The filing also discloses indirect holdings of 18,052 shares via a 401(k) and 21,181 shares via an ESOP.
Adam C. Gagas, a director of Pathfinder Bancorp, Inc. (PBHC), reported changes in his beneficial ownership on a Form 4 covering transactions dated 08/28/2025. The filing shows Gagas holds securities indirectly: 15,800 shares by IRA and 149,664 shares by power of attorney before or separate from the reported transaction. On 08/28/2025 he reported a transaction coded M resulting in 3,116 shares acquired at $11.09 per share, and the form lists 26,801 shares as the amount beneficially owned following the reported transactions. The filing also discloses outstanding stock options: 8,787 options with a $11.35 exercise price expiring 05/06/2026 and 3,116 options with a $11.09 exercise price expiring 11/02/2025. The Form 4 is signed by a power of attorney on behalf of Gagas and reflects reporting obligations under Section 16.
AllianceBernstein L.P. reported beneficial ownership of 353,656 shares of Pathfinder Bancorp Inc common stock, representing 7.4% of the class. The filing states these shares are held solely for investment on behalf of client discretionary investment advisory accounts and that AllianceBernstein has sole voting and dispositive power over the shares.
The filing also notes that AllianceBernstein is a Delaware entity and a majority owned subsidiary of Equitable Holdings, Inc., but operates under independent management and reports its ownership separately.
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