Welcome to our dedicated page for Pathfinder Bancorp Md SEC filings (Ticker: PBHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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Adam C. Gagas, a director of Pathfinder Bancorp, Inc. (PBHC), reported changes in his beneficial ownership on a Form 4 covering transactions dated 08/28/2025. The filing shows Gagas holds securities indirectly: 15,800 shares by IRA and 149,664 shares by power of attorney before or separate from the reported transaction. On 08/28/2025 he reported a transaction coded M resulting in 3,116 shares acquired at $11.09 per share, and the form lists 26,801 shares as the amount beneficially owned following the reported transactions. The filing also discloses outstanding stock options: 8,787 options with a $11.35 exercise price expiring 05/06/2026 and 3,116 options with a $11.09 exercise price expiring 11/02/2025. The Form 4 is signed by a power of attorney on behalf of Gagas and reflects reporting obligations under Section 16.
AllianceBernstein L.P. reported beneficial ownership of 353,656 shares of Pathfinder Bancorp Inc common stock, representing 7.4% of the class. The filing states these shares are held solely for investment on behalf of client discretionary investment advisory accounts and that AllianceBernstein has sole voting and dispositive power over the shares.
The filing also notes that AllianceBernstein is a Delaware entity and a majority owned subsidiary of Equitable Holdings, Inc., but operates under independent management and reports its ownership separately.