Pathfinder Bancorp (PBHC) CEO adds 1,400 shares in open-market trade
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Pathfinder Bancorp President and CEO James A. Dowd bought 1,400 shares of common stock at $13.685 per share in an open-market purchase through his 401K on June 2, 2026. After the trade, that 401K account holds 19,452 shares indirectly, alongside 21,193 shares via an ESOP and 71,520 shares held directly.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 1,400 shares ($19,159)
Net Buy
3 txns
Insider
Dowd James A.
Role
President and CEO
Bought
1,400 shs ($19K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 1,400 | $13.685 | $19K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 19,452 shares (Indirect, By 401K);
Common Stock — 71,520 shares (Direct, null)
Footnotes (1)
Key Figures
Shares purchased: 1,400 shares
Purchase price: $13.685 per share
401K holdings after trade: 19,452 shares
+2 more
5 metrics
Shares purchased
1,400 shares
Open-market purchase on June 2, 2026
Purchase price
$13.685 per share
Open-market buy of common stock
401K holdings after trade
19,452 shares
Indirect ownership via 401K following purchase
ESOP holdings
21,193 shares
Indirect ownership via ESOP as of June 2, 2026
Direct holdings
71,520 shares
Directly held common stock as of June 2, 2026
Key Terms
open-market purchase, ESOP, 401K, indirect ownership
4 terms
open-market purchase financial
"transaction_action: "open-market purchase""
An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.
ESOP financial
"nature_of_ownership: "By ESOP""
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
401K financial
"nature_of_ownership: "By 401K""
An employer-sponsored retirement savings plan in the United States that lets workers set aside part of their paycheck into investments with tax advantages; some plans also include employer matching contributions, which is like free money added to your savings. It matters to investors because 401(k) balances represent a large pool of household retirement assets that influence personal financial security, investor behavior, and long-term demand for stocks and bonds.
indirect ownership financial
"ownership_type: "indirect" with holdings via ESOP and 401K"
FAQ
What insider transaction did PBHC CEO James A. Dowd report?
James A. Dowd reported buying 1,400 Pathfinder Bancorp shares in an open-market purchase. The transaction was executed at $13.685 per share and held indirectly through his 401K account, according to the Form 4 insider trading disclosure.
Was the PBHC insider transaction a buy or a sell?
The key PBHC insider transaction was a buy. James A. Dowd executed an open-market purchase of 1,400 common shares, and no open-market sales were reported in this Form 4, which also included holding-only entries for other accounts.