Pathfinder Bancorp (PBHC) SVP O'Brien updates stock and option holdings
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Pathfinder Bancorp, Inc. senior vice president William D. O'Brien filed an update showing his current share and stock option holdings. The filing reports direct ownership of 23,512 shares of common stock and indirect holdings of 9,243 shares through an ESOP and 3,255 shares through a 401(k) plan as of the reported date.
O'Brien also holds stock options on the company’s common stock, including options exercisable at $11.35 per share for 7,908 underlying shares expiring on May 6, 2026, and options exercisable at $10.37 per share for 1,500 underlying shares expiring on October 28, 2030. The entry is categorized as a holdings report with no explicit buy or sell transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
5 transactions reported
Mixed
5 txns
Insider
O'Brien William D
Role
Senior Vice President
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options | -- | -- | -- |
| holding | Stock Options | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Options — 7,908 shares (Direct);
Common Stock — 9,243 shares (Indirect, By ESOP);
Common Stock — 23,512 shares (Direct)
Footnotes (1)
- [object Object]
Key Figures
Direct common shares: 23,512 shares
ESOP shares: 9,243 shares
401(k) shares: 3,255 shares
+4 more
7 metrics
Direct common shares
23,512 shares
Directly held common stock as of transaction date
ESOP shares
9,243 shares
Indirect common stock holding by ESOP; reflects April 2026 allocation
401(k) shares
3,255 shares
Indirect common stock holding by 401K as of transaction date
Option exercise price 1
$11.35 per share
Stock options on common stock expiring May 6, 2026
Underlying shares 1
7,908 shares
Underlying common shares for $11.35 options, expiration May 6, 2026
Option exercise price 2
$10.37 per share
Stock options on common stock expiring October 28, 2030
Underlying shares 2
1,500 shares
Underlying common shares for $10.37 options, expiration October 28, 2030
Key Terms
Stock Options, ESOP, 401K, indirect, +1 more
5 terms
Stock Options financial
"security_title": "Stock Options""
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
ESOP financial
"nature_of_ownership": "By ESOP""
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
401K financial
"nature_of_ownership": "By 401K""
An employer-sponsored retirement savings plan in the United States that lets workers set aside part of their paycheck into investments with tax advantages; some plans also include employer matching contributions, which is like free money added to your savings. It matters to investors because 401(k) balances represent a large pool of household retirement assets that influence personal financial security, investor behavior, and long-term demand for stocks and bonds.
indirect financial
"ownership_type": "indirect""
conversion or exercise price financial
"conversion_or_exercise_price": "11.3500""
FAQ
What does the PBHC Form 4 filed by William D. O'Brien show?
The Form 4 reports William D. O'Brien’s current holdings in Pathfinder Bancorp. It details direct and indirect common stock positions plus outstanding stock options, without indicating any new purchases or sales during the reported date.
What stock options on PBHC does William D. O'Brien hold?
He holds stock options on Pathfinder Bancorp common stock with exercise prices of $11.35 and $10.37 per share. These options cover 7,908 and 1,500 underlying shares respectively, expiring in May 2026 and October 2030.
Did the PBHC Form 4 show any insider buying or selling activity?
The record is categorized as a holdings report with an unknown transaction code and zero net buy or sell shares. It updates the status of O'Brien’s existing holdings and derivatives rather than documenting new open-market purchases or sales.