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PIMCO Corporate & Income Strategy Fund (PCN) president submits initial Form 3 insider filing

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO Corporate & Income Strategy Fund officer Eric David Johnson, the fund's President, submitted an initial insider ownership report on Form 3. This filing establishes his status as a reporting person for the fund but does not list any transactions or derivative positions.

Positive

  • None.

Negative

  • None.
Form 3 regulatory
"submitted an initial insider ownership report on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"establishes his status as a reporting person for the fund"
derivative positions financial
"does not list any transactions or derivative positions"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.
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FAQ

What does the PCN Form 3 filing by President Eric David Johnson show?

The Form 3 for PCN identifies Eric David Johnson, the fund’s President, as a reporting insider. It serves as his initial ownership report and shows no insider transactions or derivative positions in this filing.

Does the PCN Form 3 report any insider buying or selling by Eric David Johnson?

The PCN Form 3 does not report any insider buying or selling by Eric David Johnson. The transactions section is empty and the transaction summary records zero buy, sell, or derivative exercises.

What insider role is disclosed for Eric David Johnson in the PCN Form 3?

The PCN Form 3 discloses Eric David Johnson as an officer of PIMCO Corporate & Income Strategy Fund. His officer title is President, which triggers ongoing reporting obligations for future transactions in the fund’s securities.

Are any derivative securities reported for Eric David Johnson in the PCN Form 3?

No derivative securities are reported for Eric David Johnson in this PCN Form 3. The derivative summary is empty and derivativeTransactionCount in the transactionSummary is zero, indicating no listed options or similar instruments.

Why is a Form 3 important for PCN insiders like the President?

Form 3 is important because it establishes an insider’s reporting status for PCN. Once filed, any future trades or derivative transactions by that insider must be reported on Forms 4 or 5, improving transparency for fund investors.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
JOHNSON ERIC DAVID

(Last)(First)(Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CALIFORNIA 92660

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO CORPORATE & INCOME STRATEGY FUND [ PCN ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
PRESIDENT
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Eric David Johnson07/08/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)