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Michel Mark D. Files Initial Form 3; Reports No PCN Holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Michel Mark D. filed an initial Form 3 related to PIMCO CORPORATE & INCOME STRATEGY FUND (ticker PCN) reporting a relationship as a Director. The event date listed is 09/18/2025. The filing states no securities are beneficially owned by the reporting person. The Form 3 was executed on behalf of Michel D. Mark by attorney-in-fact Ryan Leshaw with a signature date of 09/25/2025. The filing was submitted by one reporting person and includes Exhibit 24 (Power of Attorney).

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Director filed an initial Form 3 but reports no beneficial ownership, indicating no personal stock position is recorded.

The Form 3 documents an initial reporting relationship between Michel Mark D. and the issuer PCN with the filer identified as a director. Materially, the filing contains no ownership data because it explicitly states that no securities are beneficially owned. From a governance perspective, this is a routine disclosure establishing the reporting obligation without indicating an ownership stake or transaction. The inclusion of Exhibit 24 (Power of Attorney) and an attorney-in-fact signature are administrative details supporting the filing.

TL;DR: Routine compliance filing; records relationship and certification but shows no reportable holdings.

This Form 3 fulfills Section 16 initial-report requirements by identifying the reporting person, relationship (Director), issuer (PCN), and event date of 09/18/2025. It expressly states there are no non-derivative or derivative securities beneficially owned. The filing was signed by an attorney-in-fact on 09/25/2025 and includes the required Power of Attorney exhibit, indicating proper procedural compliance rather than a material securities event.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Michel Mark D.

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/18/2025
3. Issuer Name and Ticker or Trading Symbol
PIMCO CORPORATE & INCOME STRATEGY FUND [ PCN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney No Securities are beneficially owned.
No securities are beneficially owned.
/s/ Ryan Leshaw, Attorney-in-Fact for Michel D. Mark 09/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Michel Mark D. report on Form 3 for PCN?

The Form 3 identifies Michel Mark D. as a Director of PIMCO CORPORATE & INCOME STRATEGY FUND (PCN) and states no securities are beneficially owned.

What is the event date listed on the Form 3 for PCN?

The event date shown on the filing is 09/18/2025.

Who signed the Form 3 for Michel D. Mark?

The Form 3 was executed by Ryan Leshaw, Attorney-in-Fact, with a signature date of 09/25/2025.

Was the Form 3 filed jointly or by one reporting person?

The filing was submitted by one reporting person (Form filed by One Reporting Person).

Does the Form 3 include any exhibits?

Yes, the filing includes Exhibit 24, which is a Power of Attorney.
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