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Processa Pharmaceuticals (PCSA) grants director 33,500 RSUs and reports option stake

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Processa Pharmaceuticals director Geraldine Pannu received a grant of 33,500 Restricted Stock Units on July 26, 2026. Each RSU equals one share of common stock, vested upon grant, and will be settled at the earlier of termination, six months after grant, change of control, or death.

After this award she reports direct holdings of 38,749 RSUs, stock options for 12,000 shares at an exercise price of $4.9600, and 2,391 common shares. Reported amounts reflect the company’s 1-for-25 reverse stock split effective December 17, 2025.

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Insider Pannu Geraldine
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F3 33,500 $0.00 $0.00
holding Stock Options (Right to Buy) F2, F3 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 38,749 shares (Direct); Stock Options (Right to Buy) — 12,000 shares (Direct); Common Stock — 2,391 shares (Direct)
Footnotes (3)
  1. F1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.
  2. F2. Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.
  3. F3. Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.
RSUs granted 33,500 units Restricted Stock Units granted to director on July 26, 2026
RSUs held after grant 38,749 units Restricted Stock Units reported as directly owned following the grant
Options underlying shares 12,000 shares Common shares underlying stock options held directly by the director
Option exercise price $4.9600 per share Exercise price for the reported stock options
Common shares held 2,391 shares Directly owned Processa Pharmaceuticals common stock
Reverse stock split ratio 1-for-25 Reverse stock split effected on December 17, 2025
Restricted Stock Units financial
"Each Restricted Stock Unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Options (Right to Buy) financial
"Stock Options (Right to Buy) with an exercise price of $4.9600"
change of control financial
"distributed at the earlier of termination, six months, change of control, or death"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
reverse stock split financial
"Reflects the 1-for-25 reverse stock split effected by the Issuer"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did Processa Pharmaceuticals (PCSA) report for Geraldine Pannu?

Processa Pharmaceuticals reported that director Geraldine Pannu received a grant of 33,500 Restricted Stock Units (RSUs) on July 26, 2026. The RSUs vested upon grant but will be distributed later under specified conditions.

How many Restricted Stock Units does PCSA director Geraldine Pannu hold after this grant?

Following the July 26, 2026 grant, Geraldine Pannu reports direct holdings of 38,749 RSUs. Each Restricted Stock Unit represents a contingent right to receive one share of Processa Pharmaceuticals common stock, subject to the stated distribution conditions.

What are the vesting and distribution terms of the 33,500 RSUs at PCSA?

The 33,500 RSUs vested upon grant but are not distributed immediately. They will be settled at the earlier of the director’s termination, six-month anniversary of the grant date, a change of control, or the director’s death.

What stock options does PCSA director Geraldine Pannu hold?

Geraldine Pannu holds stock options over 12,000 shares of common stock with an exercise price of $4.9600 per share. These options vest one-third on the first anniversary of the grant, then ratably over the following two years.

How many PCSA common shares does Geraldine Pannu own directly?

Geraldine Pannu directly owns 2,391 shares of Processa Pharmaceuticals common stock. This common stock position is reported separately from her Restricted Stock Units and stock options in the insider ownership table.

How did the reverse stock split affect Geraldine Pannu’s reported PCSA holdings?

All reported holdings reflect a 1-for-25 reverse stock split effected on December 17, 2025. The footnote states that the share amounts shown, including RSUs and options, are presented after giving effect to this reverse split.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Pannu Geraldine

(Last)(First)(Middle)
C/O PROCESSA PHARMACEUTICALS, INC.
601 21ST STREET SUITE 300

(Street)
VERO BEACH FLORIDA 32960

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Processa Pharmaceuticals, Inc. [ PCSA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock2,391D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/26/2026A33,500(1) (1) (1)Common Stock33,500$038,749(3)D
Stock Options (Right to Buy)$4.96 (2) (2)Common Stock12,00012,000(3)D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.
2. Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.
3. Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.
/s/ Geraldine Pannu by John J. Wolfel, as Attorney-in-Fact07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)