STOCK TITAN

Processa Pharmaceuticals (PCSA) grants director 33,500 RSUs

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Baluch Khoso reported acquisition or exercise transactions in this Form 4 filing.

Processa Pharmaceuticals, Inc. director Baluch Khoso received a grant of 33,500 Restricted Stock Units on 26 July 2026, each representing one share of common stock. The RSUs vested immediately but will be distributed only upon termination, six months after grant, a change of control, or death. Following this award, Khoso holds 38,749 RSUs, 12,000 stock options to buy common shares at $4.96, and 2,528 common shares directly, all reflecting a 1-for-25 reverse stock split completed in December 2025.

Positive

  • None.

Negative

  • None.
Insider Baluch Khoso
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1, F3 33,500 $0.00 $0.00
holding Stock Options (Right to Buy) F2, F3 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 38,749 shares (Direct); Stock Options (Right to Buy) — 12,000 shares (Direct); Common Stock — 2,528 shares (Direct)
Footnotes (3)
  1. F1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.
  2. F2. Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.
  3. F3. Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.
RSUs granted 33,500 units Restricted Stock Units granted to director on 26 July 2026
RSUs held after grant 38,749 units Total RSUs held by Baluch Khoso following the award
Stock options underlying shares 12,000 shares Common shares underlying stock options held by Baluch Khoso
Option exercise price $4.96 per share Exercise price of stock options on Processa common stock
Common shares held 2,528 shares Direct common stock holdings after reported transactions
Reverse split ratio 1-for-25 Reverse stock split effected on December 17, 2025
RSU payout deferral period 6 months One trigger for RSU distribution is six months after the grant date
Restricted Stock Unit financial
"Each Restricted Stock Unit represents a contingent right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Stock Options (Right to Buy) financial
"Security title reported as Stock Options (Right to Buy) on common stock"
reverse stock split financial
"Reflects the 1-for-25 reverse stock split effected by the Issuer"
A reverse stock split reduces a company's number of outstanding shares while raising the price per share proportionally, so the total value of each investor's holding is unchanged; a 1-for-10 split turns 100 shares worth $1 each into 10 shares worth $10 each. Companies often do this to regain compliance with an exchange's minimum price rule or to attract investors who avoid very low-priced stocks.
change of control regulatory
"distributed until the earlier of termination, six months, change of control, or death"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider transaction did Processa Pharmaceuticals (PCSA) report for Baluch Khoso?

Processa Pharmaceuticals reported that director Baluch Khoso received a grant of 33,500 Restricted Stock Units on 26 July 2026. Each RSU equals one common share, vesting immediately with distribution deferred until certain events such as termination or change of control.

How do the 33,500 RSUs granted by PCSA to Baluch Khoso vest and pay out?

The 33,500 RSUs granted to Baluch Khoso vested upon grant, so they are fully earned. However, they will not be distributed until the earlier of termination, the six-month anniversary of grant, a change of control, or his death, deferring actual share delivery.

How many Processa Pharmaceuticals (PCSA) common shares does Baluch Khoso own directly?

After the reported transactions, Baluch Khoso directly owns 2,528 shares of Processa Pharmaceuticals common stock. This direct holding is in addition to his 38,749 RSUs and options over 12,000 shares, all adjusted for the company’s 1-for-25 reverse stock split.

What reverse stock split did Processa Pharmaceuticals (PCSA) implement that affects these holdings?

Processa Pharmaceuticals effected a 1-for-25 reverse stock split on 17 December 2025. All reported figures for RSUs, stock options, and common shares held by Baluch Khoso reflect this split-adjusted share count, as noted in the Form 4 footnotes.

Were the PCSA insider transactions for Baluch Khoso made under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox in the filing was not marked, so these transactions were not reported as occurring under a Rule 10b5-1 trading plan. The footnotes do not indicate any pre-arranged trading arrangement for this grant or the related holdings.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baluch Khoso

(Last)(First)(Middle)
C/O PROCESSA PHARMACEUTICALS, INC.
601 21ST STREET SUITE 300

(Street)
VERO BEACH FLORIDA 32960

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Processa Pharmaceuticals, Inc. [ PCSA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock2,528D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$007/26/2026A33,500(1) (1) (1)Common Stock33,500$038,749(3)D
Stock Options (Right to Buy)$4.96 (2) (2)Common Stock12,00012,000(3)D
Explanation of Responses:
1. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's common stock. These RSUs vested upon grant, but will not be distributed until the earlier of: (i) their termination; (ii) six month anniversary of the grant date; (iii) change of control; or (iv) their death.
2. Stock options vest one-third on the first anniversary date of the grant, with the remaining options vesting ratably over the subsequent two years.
3. Reflects the 1-for-25 reverse stock split effected by the Issuer on December 17, 2025.
/s/ Khoso Baluch by John J. Wolfel, as Attorney-in-Fact07/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)