STOCK TITAN

Freenome, Inc. (FRNM) CFO discloses initial share and stock option positions

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Freenome, Inc. disclosed the initial equity holdings of its Chief Financial Officer, Le Linh H., who directly holds 64,294 shares of Common Stock and a stock option for 128,587 shares of Common Stock at a $14.00 exercise price, expiring May 28, 2035.

Footnotes state that 25% of the option shares vest on May 19, 2026, with the rest in 36 equal monthly installments, subject to continued service, and that the exercise price will be automatically reduced to $8.45 if certain events occur.

Positive

  • None.

Negative

  • None.
Insider Le Linh H.
Role Chief Financial Officer
Type Security Shares Price Value
holding Stock Option (right to buy) F2, F1 -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Stock Option (right to buy) — 128,587 shares (Direct); Common Stock — 64,294 shares (Direct)
Footnotes (2)
  1. F1. 25% of the shares subject to this option shall vest and become exercisable on May 19, 2026 with the remainder vesting in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
  2. F2. This option was previously amended, pursuant to which the exercise price of the option will be automatically reduced to $8.45 upon the occurrence of certain events.
Common Stock held 64294.0000 shares Directly held Common Stock by the CFO as of 2026-07-20
Stock option underlying shares 128587.0000 shares Underlying Common Stock for CFO stock option as of 2026-07-20
Option exercise price $14.0000 per share Original exercise price of the stock option
Amended exercise price $8.45 per share Automatic reduced exercise price upon certain events per amendment
Option expiration date 2035-05-28 Expiration date of the CFO stock option
Initial vesting portion 25% Portion of option shares vesting on 2026-05-19
Remaining vesting period 36 months Remaining option shares vest in 36 equal monthly installments
Stock Option (right to buy) financial
"security_title: Stock Option (right to buy)"
Common Stock financial
"underlying_security_title: Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
exercise price financial
"the exercise price of the option will be automatically reduced to $8.45"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
vest and become exercisable financial
"25% of the shares subject to this option shall vest and become exercisable"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What equity does Freenome (FRNM) CFO Le Linh H. report holding?

Le Linh H. reports direct ownership of 64,294 shares of Freenome Common Stock and a stock option over 128,587 shares. Together, these positions reflect the CFO’s initial reported beneficial ownership in the company’s equity as of July 20, 2026.

What are the key terms of the Freenome (FRNM) CFO stock option?

The CFO holds a stock option for 128,587 shares of Common Stock at a $14.00 exercise price, expiring May 28, 2035. A footnote also provides for an automatic exercise price reduction to $8.45 if certain specified events occur.

How does the Freenome (FRNM) CFO stock option vest?

According to the footnote, 25% of the option shares vest and become exercisable on May 19, 2026. The remaining shares vest in 36 equal monthly installments thereafter, subject to the CFO’s continued service on each vesting date.

Is the Freenome (FRNM) CFO option subject to any exercise price adjustments?

Yes. A footnote states that the option was amended so its exercise price will automatically be reduced to $8.45 upon the occurrence of certain events. The specific events are not detailed in the disclosure language provided.

What type of securities does the Freenome (FRNM) Form 3 list for the CFO?

The Form 3 lists Common Stock and a Stock Option (right to buy) as the CFO’s reported holdings. The option is exercisable into 128,587 shares of Common Stock, while 64,294 shares are held directly as outstanding Common Stock.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Le Linh H.

(Last)(First)(Middle)
C/O FREENOME, INC.
51 ASTOR PLACE, 10TH FLOOR

(Street)
NEW YORK NEW YORK 10003

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/20/2026
3. Issuer Name and Ticker or Trading Symbol
Freenome, Inc. [ FRNM ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock64,294D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (right to buy) (1)05/28/2035Common Stock128,587$14(2)D
Explanation of Responses:
1. 25% of the shares subject to this option shall vest and become exercisable on May 19, 2026 with the remainder vesting in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.
2. This option was previously amended, pursuant to which the exercise price of the option will be automatically reduced to $8.45 upon the occurrence of certain events.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Thomas Fitzpatrick, Attorney-in-Fact07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)