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PureCycle (PCT) counsel surrenders 3,398 shares to cover equity award taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PureCycle Technologies, Inc. General Counsel and Chief Compliance Officer Brad Kalter reported a tax-related share disposition. He surrendered 3,398 shares of common stock at $6.45 per share to cover tax liability from the vesting of an equity award under the 2021 Equity and Incentive Compensation Plan, and now holds 189,889 shares directly.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Kalter Brad

(Last) (First) (Middle)
20 N. ORANGE AVENUE
SUITE 106

(Street)
ORLANDO FL 32801

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PureCycle Technologies, Inc. [ PCT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
General Counsel, CCO & Scty.
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 F 3,398(1) D $6.45 189,889 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares surrendered by the Reporting Person to cover tax liability associated with the vesting of a grant to the Reporting Person pursuant to the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan.
Ashley True as attorney-in-fact for Brad S Kalter 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PureCycle (PCT) insider Brad Kalter report in this Form 4?

Brad Kalter reported a tax-withholding disposition of 3,398 PureCycle common shares. The shares were surrendered to satisfy taxes from a vesting equity grant, not sold in an open market transaction, under the company’s 2021 Equity and Incentive Compensation Plan.

Was the PureCycle (PCT) Form 4 transaction an open market stock sale?

No, the Form 4 describes a tax-withholding disposition, not an open market sale. Shares were surrendered back to cover income tax liability triggered by vesting of an equity award granted under PureCycle’s 2021 Equity and Incentive Compensation Plan.

How many PureCycle (PCT) shares did Brad Kalter dispose of and at what price?

Brad Kalter disposed of 3,398 PureCycle common shares at a reported price of $6.45 per share. The transaction reflects shares surrendered for tax withholding purposes associated with the vesting of an existing equity grant, rather than a discretionary market trade.

How many PureCycle (PCT) shares does Brad Kalter hold after this Form 4 transaction?

After the tax-withholding disposition, Brad Kalter beneficially owns 189,889 PureCycle common shares directly. This post-transaction balance is reported in the Form 4 and reflects his remaining holdings following surrender of 3,398 shares to cover related tax obligations.

What plan governed the equity award in this PureCycle (PCT) Form 4 filing?

The equity award referenced in the Form 4 was granted under the PureCycle Technologies, Inc. 2021 Equity and Incentive Compensation Plan. Shares were surrendered to satisfy tax liability associated with vesting of that grant, according to the footnote disclosure in the filing.

What does transaction code F mean in the PureCycle (PCT) Form 4?

Transaction code F indicates a tax-related disposition where shares are used to pay an exercise price or tax liability. In this case, it denotes shares surrendered by Brad Kalter to cover taxes triggered by vesting of a PureCycle 2021 plan equity grant.
Purecycle Technologies Inc

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Pollution & Treatment Controls
Plastic Materials, Synth Resins & Nonvulcan Elastomers
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