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PureCycle (PCT) CAO Gregory Barta awarded stock and options in incentive plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PureCycle Technologies, Inc. corporate controller and chief accounting officer Gregory L. Barta reported equity awards consisting of common stock and stock options. He acquired 9,969 shares of common stock and 7,459 employee stock options, each with a price per share of $0.00, reflecting granted compensation rather than open-market purchases.

The common stock was granted as restricted stock units under the company’s 2021 long-term incentive plan and vests over four years, with one quarter of the award vesting in each of four periods. The nonqualified stock option award is subject to a three-year vesting schedule following the grant date. After these awards, he directly holds 18,311 shares of common stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barta Gregory L

(Last) (First) (Middle)
20 NORTH ORANGE AVENUE
SUITE 106

(Street)
ORLANDO FL 32801

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PureCycle Technologies, Inc. [ PCT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Corp. Controller and CAO
3. Date of Earliest Transaction (Month/Day/Year)
02/17/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/17/2026 A 9,969(1) A $0 18,311 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $8.58 02/17/2026 A 7,459 02/17/2029(2) 02/17/2036 Common Stock 7,459 $0 7,459 D
Explanation of Responses:
1. The restricted stock units were granted as part of the Company's 2021 long-term incentive plan grant cycle and are subject to vesting over four years with one quarter, rounded down to the nearest whole share of stock, vesting in each of the four periods.
2. Exercise of the nonqualified award is subject to vesting three years following the date of grant.
Brad S. Kalter as attorney-in-fact for Gregory L Barta 02/19/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did PureCycle Technologies (PCT) report for Gregory L. Barta?

Gregory L. Barta reported acquiring equity awards in PureCycle Technologies, including common stock and options. The filing shows grants of 9,969 shares of common stock and 7,459 employee stock options as part of the company’s long-term incentive compensation structure.

How many PureCycle Technologies (PCT) shares did Gregory L. Barta acquire in this Form 4?

The Form 4 reports that Gregory L. Barta acquired 9,969 shares of common stock. These shares were granted at a price per share of $0.00, indicating restricted stock units awarded as compensation rather than shares purchased in the open market.

What stock options were granted to Gregory L. Barta by PureCycle Technologies (PCT)?

Gregory L. Barta received 7,459 employee stock options, described as a nonqualified award. According to the filing, exercising these options is subject to vesting three years after the grant date, aligning them with long-term incentive and retention objectives.

What are the vesting terms for Gregory L. Barta’s restricted stock units at PureCycle Technologies (PCT)?

The restricted stock units granted to Gregory L. Barta vest over four years. One quarter of the award, rounded down to the nearest whole share of stock, vests in each of four periods under the company’s 2021 long-term incentive plan grant cycle.

How many PureCycle Technologies (PCT) shares does Gregory L. Barta own after these transactions?

After the reported award, Gregory L. Barta directly holds 18,311 shares of PureCycle Technologies common stock. This figure reflects his total direct ownership following the grant of 9,969 additional restricted shares reported in the Form 4 filing.

Were Gregory L. Barta’s PureCycle Technologies (PCT) equity awards open-market purchases?

No, the equity awards were not open-market purchases. Both the 9,969 common shares and 7,459 options show a transaction price of $0.00 per share, indicating they are compensation grants under the company’s long-term incentive programs rather than market-based buys.
Purecycle Technologies Inc

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1.67B
175.00M
Pollution & Treatment Controls
Plastic Materials, Synth Resins & Nonvulcan Elastomers
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United States
ORLANDO