Welcome to our dedicated page for Perpetuals.com SEC filings (Ticker: PDC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Perpetuals.com Ltd (PDC) is a foreign issuer security, so its SEC record is centered on Form 6-K current reports and annual reports on Form 20-F rather than the standard domestic issuer filing pattern. These filings are important for understanding the company’s financial statements, shareholder approvals, governance actions, capital-structure changes, litigation disclosures, and material agreements.
PDC filings have documented shareholder meeting results, including approval of financial statements and a reduction of stated capital. The company has also filed 6-K reports covering a judicial settlement in litigation brought by certain shareholders, operating and financial results, and exhibits describing corporate developments. For a company with a fintech and market-infrastructure focus, these filings help connect product announcements with formal regulatory disclosure.
Perpetuals.com Ltd’s SEC materials also provide context for its business identity. Filings identify the company as formerly known as Earlyworks Co., Ltd., described as a Japanese provider of blockchain technology solutions. Later exhibits discuss UpsideOnly, the company’s trading and market prediction platform, and an agreement involving tokenized commodity assets for trading on the Perpetuals platform, targeting PM MTF Ltd.
Key filing topics for PDC include Form 6-K material-event reports, Form 20-F annual reporting, shareholder voting matters, capital-structure disclosure, governance matters, operating and financial results, material agreements, and foreign-issuer disclosures. These records are central for evaluating how Perpetuals.com Ltd reports its transition into AI-powered trading products, prediction markets, and regulated trading infrastructure.
Perpetuals.com Ltd director and Chief Technology Officer Yamamoto Hiroki reported an initial holding of stock options linked to the company’s ordinary shares.
These stock options allow him to purchase 1,000,000 ordinary shares at an exercise price of JPY 2 per share, expiring on February 28, 2029, under a shareholder-authorized share option plan.
Perpetuals.com Ltd Co-Chief Executive Officer and director Patrick Gruhn has filed an initial statement of holdings. The filing identifies 1,294,860 Ordinary Shares and 22,529,840 Series P Preferred Shares issuable to him under a Share Exchange Agreement dated December 28, 2025 among Earlyworks Co., Ltd. (now Perpetuals.com Ltd), Perpetual Markets Ltd. and certain shareholders.
The Series P Preferred Shares currently have no voting rights and are not convertible into Ordinary Shares. After receipt of requisite shareholder approvals, they will become convertible into Ordinary Shares on a one-for-one basis and gain the voting rights defined in governing documents.
As of this statement, none of the 1,294,860 Ordinary Shares or 22,529,840 Series P Preferred Shares has been issued. Their issuance remains subject to required approvals under Japan’s Foreign Exchange and Foreign Trade Act and related regulations.
Perpetuals.com Ltd director Matthew Nicoletti has filed an initial Form 3 reporting prospective indirect equity interests in the company held through One9, LLC. The filing shows 138,590 Ordinary Shares and 2,411,410 Series P Preferred Shares to be held indirectly, all tied to a share exchange agreement dated December 28, 2025.
Footnotes explain that, as of this filing, none of these Ordinary Shares or Series P Preferred Shares has been issued because their issuance is still subject to required approvals under Japanese foreign exchange regulations. Nicoletti disclaims beneficial ownership of 50% of the reported Ordinary and Series P Preferred Shares. The Series P Preferred Shares currently have no voting rights and are not convertible into Ordinary Shares, but are expected to become convertible on a one-for-one basis and obtain defined voting rights once the requisite shareholder approvals are received.
Perpetuals.com Ltd director files initial ownership report. Sawyer Jason David, a director of Perpetuals.com Ltd (ticker PDC), has filed a Form 3, which is an initial statement of beneficial ownership of securities. This filing lists his status as a director but does not report any specific share transactions or holdings in the provided data.
Perpetuals.com Ltd reported that two senior executives have resigned. Chief Operating Officer Naoki Yokota and Chief Design Officer Tsubasa Nakamura stepped down from their roles effective at the end of February 2026 (Japan time). The company states these departures were for personal reasons and confirms they did not arise from any disagreement over operations, policies, or practices. The report is signed by Co-Chief Executive Officer and Interim Chief Financial Officer Satoshi Kobayashi, acting as principal executive officer.