PIMCO Dynamic Income Opportunities (NYSE: PDO) insider Form 3 filing

Rhea-AI Filing Summary

PIMCO Dynamic Income Opportunities Fund filed an initial statement of beneficial ownership on Form 3 for assistant secretary Willard Morgan. The filing lists Morgan as an officer but shows no reportable transactions, share holdings, or derivative positions in this excerpt, making it a routine compliance disclosure.

Key Terms

Form 3, reporting person, beneficial ownership

3 terms

Form 3 regulatory

"Initial statement of beneficial ownership on Form 3 for Willard Morgan."

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

reporting person regulatory

"The reporting person is identified as fund officer Willard Morgan."

beneficial ownership financial

"Form 3 functions as an initial beneficial ownership statement for an insider."

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

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Available on EDGAR 07/08/2026 - 08:39 PM Accepted by SEC EDGAR 07/08/2026 - 08:39 PM Learn about SEC filing dates

FAQ

What does the PIMCO Dynamic Income Opportunities Fund (PDO) Form 3 show?

The Form 3 records assistant secretary Willard Morgan as an officer of PIMCO Dynamic Income Opportunities Fund. It serves as an initial beneficial ownership statement and, in this excerpt, shows no reportable transactions or derivative holdings associated with the reporting person.

Who is the reporting person in the PDO Form 3 filing?

The reporting person is Willard Morgan, identified as an officer of PIMCO Dynamic Income Opportunities Fund with the title assistant secretary. The filing establishes his status as an insider for reporting purposes without listing any current transactions or equity positions in this excerpt.

Does the PDO Form 3 include any insider buy or sell transactions?

No, the Form 3 excerpt shows no buy, sell, acquire, or dispose transactions. The transaction summary lists zero for all transaction counts and share amounts, indicating this filing functions purely as an initial ownership report for the reporting officer.

Are there any derivative securities reported for Willard Morgan in PDO?

No, the derivative summary section is empty in this Form 3 excerpt. This indicates there are no listed options, warrants, or other derivative positions associated with Willard Morgan in the information provided for PIMCO Dynamic Income Opportunities Fund.

What is the significance of a Form 3 for PDO investors?

A Form 3 establishes that an individual has insider reporting obligations for the fund. For PIMCO Dynamic Income Opportunities Fund, this filing simply identifies assistant secretary Willard Morgan as a reporting person, without signaling any ownership changes or trading activity in the provided data.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Willard Morgan

(Last) (First) (Middle)

C/O PIMCO

650 NEWPORT CENTER DRIVE

(Street)

NEWPORT BEACH CALIFORNIA 92660

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2026

3. Issuer Name and Ticker or Trading Symbol
PIMCO Dynamic Income Opportunities Fund [ PDO ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	ASSISTANT SECRETARY

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Ryan Leshaw, Attorney-in-Fact for Morgan Willard	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)