Welcome to our dedicated page for Pds Biotechnology Corporation SEC filings (Ticker: PDSB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The PDS Biotechnology Corporation (PDSB) SEC filings page provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Nasdaq-listed late-stage immunotherapy company, PDS Biotech uses current reports on Form 8-K and other filings to communicate material events related to its clinical programs, financial results, capital raising activities, and collaborations.
In recent 8-K filings, PDS Biotech has reported quarterly financial updates, including net loss, operating expenses and cash balances, as well as details of registered direct offerings involving common stock, pre-funded warrants and common warrants. These filings describe securities purchase agreements, warrant amendments, lock-up agreements, and the intended use of proceeds for research and development, the VERSATILE-003 Phase 3 trial, and general corporate purposes.
Other 8-Ks incorporate press releases that discuss key clinical and regulatory milestones: final topline survival data from the VERSATILE-002 Phase 2 trial of PDS0101 plus pembrolizumab in HPV16-positive head and neck squamous cell cancer, sub-analyses in low PD-L1 (CPS 1–19) cohorts, the company’s request for an FDA meeting to explore an expedited approval pathway for PDS0101, and positive clinical and translational data on PDS0101 and PDS01ADC presented at the Society for Immunotherapy of Cancer Annual Meeting. Additional filings reference updated corporate presentations and National Cancer Institute-led studies of PDS01ADC in metastatic colorectal cancer and other advanced solid tumors.
On Stock Titan, these filings are updated in near real time from EDGAR, and AI-powered summaries help explain the significance of each document. Users can quickly scan 8-K disclosures for financing terms, clinical data highlights, regulatory interactions, and other material developments, and then drill down into full-text filings for deeper analysis of PDS Biotech’s operations and risk disclosures.
PDS Biotechnology (PDSB) filed an 8-K stating it furnished a press release with updates to its clinical programs and its financial results for the quarter ended September 30, 2025.
The press release is attached as Exhibit 99.1. The company notes the information is “furnished” and not “filed” under the Exchange Act and is not subject to Section 18 liability or incorporated by reference except as expressly set forth.
PDS Biotechnology (PDSB) entered a registered offering, agreeing to sell 5,741,000 shares at $0.91, 59,000 pre-funded warrants (exercise price $0.0001), and 5,800,000 common warrants at $1.00 per share. The common warrants are exercisable beginning six months after issuance and expire five years from initial exercise.
The transaction is expected to generate gross proceeds of up to approximately $11.1 million, assuming full cash exercise of the common warrants, with net proceeds up to approximately $10.4 million. The company plans to use proceeds for research and development and general corporate purposes. Directors and executive officers agreed to 60-day lock-ups; the company agreed to a 45-day no-issuance period and a six-month restriction on variable rate transactions, with ATM activity permitted after 45 days under an existing agreement.
PDS also agreed to amend existing warrants covering up to 5,948,334 shares, reducing the exercise price from $1.50 to $1.00, exercisable starting six months after closing. Craig-Hallum will act as placement agent for a 6.0% cash fee on shares and pre-funded warrants, plus up to $100,000 in expenses. The offering is under an effective Form S-3, supplemented by a prospectus dated November 12, 2025.
PDS Biotechnology (PDSB) launched a primary best‑efforts offering of 5,741,000 shares of common stock at $0.91 per share, together with pre‑funded warrants to purchase up to 59,000 shares at $0.9099 and common warrants to purchase up to 5,800,000 shares at a $1.00 exercise price. This supplement also registers up to 5,859,000 shares issuable upon exercise of the pre‑funded and common warrants.
The common warrants become exercisable six months after issuance and expire five years from their initial exercise date; pre‑funded warrants are immediately exercisable at $0.0001. Gross proceeds are $5,277,994.10, placement agent fees are $316,680.00, and proceeds before expenses are $4,961,314.10. Craig‑Hallum Capital Group LLC is sole placement agent. Net proceeds are intended for research and development and general corporate purposes.
The company reports approximately $26.2 million of cash and cash equivalents for the three months ended September 30, 2025. Shares outstanding are expected to be 52,374,362 immediately after the offering. Certain February 2025 warrants to purchase up to 5,948,334 shares will have their exercise price reduced to $1.00, effective upon closing.
PDS Biotechnology (PDSB) filed an 8-K noting a press release about positive clinical and translational data presented at the 2025 Society for Immunotherapy of Cancer Annual Meeting. The presentations focus on immune-driven mechanisms and biomarkers tied to the company’s investigational HPV16-targeted immunotherapy PDS0101 and its novel, investigational immunocytokine PDS01ADC.
The company states these findings help explain the programs’ strong clinical activity. A full copy of the press release is furnished as Exhibit 99.1.
PDS Biotechnology (PDSB) filed an 8-K announcing a regulatory step for its lead immunotherapy. The company said it has requested a meeting with the U.S. Food and Drug Administration to explore an expedited approval pathway for PDS0101 in HPV16+ head and neck cancer. The announcement was made via a press release furnished as Exhibit 99.1.
This update signals the company’s intent to discuss potential accelerated routes with regulators, which, if granted in the future, could affect how quickly PDS0101 reaches patients. The filing does not include additional program, timing, or financial details beyond the meeting request.
PDS Biotechnology Corporation filed an 8-K stating that on September 18, 2025 it issued a press release detailing a sub-analysis of the cohort of patients with low PD-L1 expression (CPS 1-19) drawn from the final data of its VERSATILE-002 Phase 2 clinical trial. The filing itself does not include the press release text or any efficacy, safety, or numerical outcome data; it only identifies the press release as Exhibit 99.1 and incorporates it by reference. This disclosure notifies investors that the company is reporting subgroup findings for a defined low PD-L1 population but provides no performance metrics, so readers must consult the Exhibit for results.
PDS Biotechnology Corporation (PDSB) filed a Form S-3 shelf registration to offer, from time to time, up to $200.0 million of securities in various forms, including a separate sales agreement prospectus for up to $20.0 million of common stock under an Amended and Restated At Market Issuance Sales Agreement dated August 13, 2024. The company also has an at-the-market sales agreement allowing up to $50.0 million of common stock through B. Riley Securities and H.C. Wainwright; $5.7 million has been sold under that agreement to date. Common stock traded at $1.28 on August 27, 2025, and public float was approximately $60.7 million based on 45,614,111 shares at $1.33 on July 3, 2025. The filing discloses potential dilution from outstanding equity-linked instruments, including 6,397,184 options, 8,757,034 warrants, and up to 8,818,340 shares issuable upon conversion of senior secured convertible debentures totaling $22,222,222. The company warns of dependence on additional financing, limited operating history, and the uncertainty of ongoing clinical programs.
PDS Biotechnology Corporation filed a current report to note that it has updated its corporate presentation deck. The new presentation, dated August 2025, is provided as Exhibit 99.1 and is incorporated by reference, meaning it is intended to be used as part of the company’s formal public disclosures. The filing does not describe financial results or new transactions, but signals that the company is refreshing the materials it uses to communicate its business, pipeline, and strategy to the market.
PDS Biotechnology Corporation filed a report describing that it has issued a press release with final topline survival data from its VERSATILE-002 Phase 2 clinical trial. This study evaluated its immunotherapy candidate PDS0101 (Versamune® HPV) in combination with Keytruda® (pembrolizumab) for patients with HPV16-positive, first-line recurrent or metastatic head and neck squamous cell cancer. The company has attached the full press release as Exhibit 99.1 for more detailed clinical results.
Armistice Capital, LLC and Steven Boyd report beneficial ownership of 2,283,288 shares of PDS Biotechnology Corp (CUSIP 70465T107), representing 4.99% of the outstanding common stock. The filing states that Armistice Capital is the investment manager of Armistice Capital Master Fund Ltd., the direct holder of the shares, and that Armistice Capital and Mr. Boyd exercise shared voting and dispositive power over the reported shares while having no sole voting or dispositive power.
The Reporting Persons certify the shares were acquired in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The Schedule 13G/A is executed jointly by Armistice Capital and Steven Boyd and dated August 14, 2025.