Mohit Mittal discloses 55,100 PIMCO Dynamic Income Strategy (PDX) shares
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
PIMCO Dynamic Income Strategy Fund insider Mohit Mittal filed an initial ownership report. The filing shows beneficial ownership of 55,100 common shares of the fund, held directly. This Form 3 does not report a new trade, but establishes Mittal’s current share position.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
MITTAL MOHIT
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | COMMON SHARES | -- | -- | -- |
Holdings After Transaction:
COMMON SHARES — 55,100 shares (Direct)
Footnotes (1)
FAQ
What does Mohit Mittal’s Form 3 filing for PDX show?
The Form 3 shows that Mohit Mittal beneficially owns 55,100 common shares of PIMCO Dynamic Income Strategy Fund (PDX). These shares are reported as held directly, establishing his initial ownership position as an insider of the closed-end fund.
What is Mohit Mittal’s relationship to PIMCO Dynamic Income Strategy Fund (PDX)?
The remarks state that PIMCO is the investment advisor of the fund and that the reporting person is a member of PIMCO’s Executive Committee. The Form 3 is filed as an insider report, with “Other – See Remarks” as the relationship descriptor.
Is Mohit Mittal’s ownership in PDX direct or indirect?
The Form 3 reports 55,100 common shares as owned with an ownership form of Direct (D). No indirect ownership entities or special footnote arrangements are disclosed, so the entire reported position is treated as directly held by the reporting person.
Why is there no transaction price or code in the PDX Form 3?
Form 3 is an initial ownership filing, not necessarily a trade report. In this case, the entry is classified as a holding, with 55,100 common shares shown after the event date and no transaction code or price, reflecting an existing position being disclosed.