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Mohit Mittal discloses 55,100 PIMCO Dynamic Income Strategy (PDX) shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PIMCO Dynamic Income Strategy Fund insider Mohit Mittal filed an initial ownership report. The filing shows beneficial ownership of 55,100 common shares of the fund, held directly. This Form 3 does not report a new trade, but establishes Mittal’s current share position.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
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hours per response: 0.5
1. Name and Address of Reporting Person*
MITTAL MOHIT

(Last) (First) (Middle)
C/O PIMCO
650 NEWPORT CENTER DRIVE

(Street)
NEWPORT BEACH CA 92660

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/22/2026
3. Issuer Name and Ticker or Trading Symbol
PIMCO Dynamic Income Strategy Fund [ PDX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
See Remarks
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
COMMON SHARES 55,100 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney. Pacific Investment Management Company LLC ("PIMCO") is the investment advisor of the Issuer. The Reporting Person is a member of PIMCO's Executive Committee.
/s/ Ryan Leshaw, Attorney-in-Fact for Mohit Mittal 01/30/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Mohit Mittal’s Form 3 filing for PDX show?

The Form 3 shows that Mohit Mittal beneficially owns 55,100 common shares of PIMCO Dynamic Income Strategy Fund (PDX). These shares are reported as held directly, establishing his initial ownership position as an insider of the closed-end fund.

Did Mohit Mittal buy or sell PIMCO Dynamic Income Strategy Fund (PDX) shares?

The filing does not report a new purchase or sale. It is a Form 3 initial ownership statement, which discloses that Mohit Mittal beneficially owns 55,100 common shares of PIMCO Dynamic Income Strategy Fund, held directly as of the stated date.

How many PDX shares does Mohit Mittal beneficially own?

Mohit Mittal is reported as beneficially owning 55,100 common shares of PIMCO Dynamic Income Strategy Fund. The shares are listed in Table I as directly owned, making this his officially reported starting ownership position as an insider related to the fund.

What is Mohit Mittal’s relationship to PIMCO Dynamic Income Strategy Fund (PDX)?

The remarks state that PIMCO is the investment advisor of the fund and that the reporting person is a member of PIMCO’s Executive Committee. The Form 3 is filed as an insider report, with “Other – See Remarks” as the relationship descriptor.

Is Mohit Mittal’s ownership in PDX direct or indirect?

The Form 3 reports 55,100 common shares as owned with an ownership form of Direct (D). No indirect ownership entities or special footnote arrangements are disclosed, so the entire reported position is treated as directly held by the reporting person.

Why is there no transaction price or code in the PDX Form 3?

Form 3 is an initial ownership filing, not necessarily a trade report. In this case, the entry is classified as a holding, with 55,100 common shares shown after the event date and no transaction code or price, reflecting an existing position being disclosed.
PIMCO Dynamic Income Strategy Fund

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