[144] Palladyne AI Corp Warrants SEC Filing

Rhea-AI Filing Summary

Palladyne AI Corp (PDYNW) filed a Form 144 notice showing a proposed sale of 3,236 shares of common stock, with an aggregate market value of $24,002.38, to be sold through Muriel Siebert & Co., LLC on 08/21/2025. The filing reports 41,948,874 shares outstanding.

The securities were acquired on 08/21/2025 as equity compensation when restricted share units vested in the filer’s favor; payment type is listed as Equity Compensation. The filing also discloses a sale during the past three months: 3,422 shares sold by Stephen Sonne on 05/20/2025 for gross proceeds of $24,784.18. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

Insights

Securities Analyst

TL;DR Insider equity from RSU vesting proposed for sale; amounts are small relative to total shares outstanding.

The filing documents a routine Rule 144 notice for 3,236 shares acquired via restricted share unit vesting and offered for sale through a broker on 08/21/2025. The disclosure conforms to Rule 144 procedural requirements by identifying the broker, number of shares, aggregate market value, and the acquisition details. A prior sale of 3,422 shares by Stephen Sonne on 05/20/2025 is also disclosed, showing recent insider liquidity activity. The size of the transactions relative to the reported 41,948,874 shares outstanding suggests limited market impact; however, disclosure allows market participants to see insider selling patterns.

Corporate Governance Expert

TL;DR Filing appears procedural and compliant, documenting RSU vesting and planned sale under Rule 144.

The notice includes required statements regarding lack of material nonpublic information and provides acquisition and payment details (equity compensation). It names the executing broker and records a recent related-party sale. From a governance perspective, the filing meets transparency obligations for insider-derived securities being sold; no governance breaches or missing certifications are apparent in the provided text. The document lacks identifying filer CIK/CCC details in the visible sections, which are typically present elsewhere in a complete submission.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Muriel Siebert & Co., LLC 653 Collins Ave Miami Beach FL 33139	3236	24002.38	41948874	08/21/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/21/2025	Restricted Share Units Vesting - See Remarks	Palladyne AI Corp.			3236	08/21/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
STEPHEN SONNE 650 SOUTH 500 WEST SUITE 150 SALT LAKE CITY UT 84101	Common Stock	05/20/2025	3422	24784.18

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the PDYNW Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 3,236 common shares through Muriel Siebert & Co., LLC on 08/21/2025 with aggregate market value $24,002.38.

How were the shares being sold acquired according to the filing?

The shares were acquired on 08/21/2025 via Restricted Share Units vesting from Palladyne AI Corp; payment is listed as Equity Compensation.

Does the filing report any sales in the past three months for PDYNW insiders?

Yes. The filing reports that Stephen Sonne sold 3,422 shares on 05/20/2025 for gross proceeds of $24,784.18.

How many shares outstanding does the filing show for the issuer?

The filing lists 41,948,874 shares outstanding.

Which broker is handling the proposed sale in this Form 144?

The broker named is Muriel Siebert & Co., LLC, located at 653 Collins Ave, Miami Beach, FL 33139.