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PED Form 3: COO reports preferred converting 10‑for‑1 into common

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PEDEVCO (PED) filed a Form 3 for its new COO, reporting initial ownership. The filing lists 0 shares of common stock beneficially owned directly. It also reports Series A Convertible Preferred Stock that will automatically convert into common stock on the “Automatic Conversion Date,” which occurs after a twenty‑day period following distribution of an information statement approved on October 31, 2025. The preferred converts at a 10‑for‑1 ratio, with an amount underlying 9,546 shares of common stock, held directly.

Positive

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Negative

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
DUKES REAGAN TUCK

(Last) (First) (Middle)
C/O PEDEVCO CORP. 575 N. DAIRY ASHFORD
ENERGY CENTER II SIOTE 210

(Street)
HOUSTON TX 77079

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/31/2025
3. Issuer Name and Ticker or Trading Symbol
PEDEVCO CORP [ PED ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
COO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) (2) Common Stock 9,546 (2) D
Explanation of Responses:
1. The Convertible Series A Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer which occurred on October 31, 2025.
2. The Convertible Series A Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.
Remarks:
See Power of Attorney filed as Exhibit 24.1.
/s/ Clark R. Moore, attorney-in-fact for Reagan T. Dukes 11/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did PED disclose in this Form 3?

A new COO filed an initial statement of beneficial ownership showing 0 common shares and Series A Convertible Preferred Stock held directly.

How many common shares are underlying the derivative reported by PED’s COO?

The filing lists 9,546 shares of common stock underlying the Series A Convertible Preferred Stock.

What is the conversion ratio for PED’s Series A Convertible Preferred Stock?

The preferred stock automatically converts into common stock at a 10‑for‑1 ratio on the Automatic Conversion Date.

When does the automatic conversion occur for PED’s preferred shares?

After a twenty‑day period following distribution of an information statement approved on October 31, 2025.

What is the ownership form reported for the PED holdings?

Both the common stock position (0) and the derivative holdings are reported as Direct (D) ownership.

Does the Series A Convertible Preferred Stock have an expiration date?

No. The filing states the preferred shares have no expiration date and convert automatically on the Automatic Conversion Date.
Pedevco

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53.47M
26.51M
70.82%
2.45%
0.15%
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