STOCK TITAN
  1. Home
  2. Sec-filings
  3. PED
  4. [Form 3] PEDEVCO CORP Initial Statement of Beneficial Ownership

PEDEVCO Series A preferred auto-converts 10-for-1 after 14c-2

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

PEDEVCO (PED) had an initial statement of beneficial ownership (Form 3) filed. The filing lists derivative holdings of Series A Convertible Preferred Stock representing 37,658,222 shares of common stock underlying.

The Series A preferred automatically converts into common stock at a 10-for-1 ratio after the twenty calendar day period commencing on distribution of an information statement under Rule 14c-2; majority stockholder approval occurred on October 31, 2025. The securities are held of record by North Peak Oil & Gas Holdings, LLC and Century Oil and Gas Holdings, LLC, with beneficial ownership disclaimed except to the extent of pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Juniper Capital II GP, L.P.
Role 10% Owner
Type Security Shares Price Value
holding Series A Convertible Preferred Stock -- -- --
Holdings After Transaction: Series A Convertible Preferred Stock — 37,658,222 shares (Indirect, See footnote)
Footnotes (1)
  1. The Series A Convertible Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer, which occurred on October 31, 2025. The Series A Convertible Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date. The securities are held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). The Reporting Person may be deemed to have voting and dispositive power over the securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., which has an ownership interest in each of NPOG and COG, and (ii) Juniper NPR Partners, L.P., which has an ownership interest in COG. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.
Understanding Insider Trading Forms →
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Juniper Capital II GP, L.P.
(Last) (First) (Middle)
2727 ALLEN PARKWAY
SUITE 1850
(Street)
HOUSTON TX 77019
(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/31/2025 		3. Issuer Name and Ticker or Trading Symbol
PEDEVCO CORP [ PED ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series A Convertible Preferred Stock (1) (2) Common Stock 37,658,222 (2) I See footnote(3)
Explanation of Responses:
1. The Series A Convertible Preferred Stock is not convertible until the expiration of the twenty calendar day period (the "Automatic Conversion Date") commencing on the distribution to the Issuer's shareholders in accordance with Rule 14c-2 of Regulation 14C promulgated under the Securities and Exchange Act of 1934, as amended, of an information statement disclosing, among other things, the approval of such conversion and related matters by the majority stockholders of the Issuer, which occurred on October 31, 2025.
2. The Series A Convertible Preferred Stock have no expiration date, but automatically convert into common stock of the Issuer in a ratio of 10-for-1 on the Automatic Conversion Date.
3. The securities are held of record by North Peak Oil & Gas Holdings, LLC ("NPOG") and Century Oil and Gas Holdings, LLC ("COG"). The Reporting Person may be deemed to have voting and dispositive power over the securities by virtue of its general partner interest in (i) Juniper Capital II, L.P., which has an ownership interest in each of NPOG and COG, and (ii) Juniper NPR Partners, L.P., which has an ownership interest in COG. The Reporting Person disclaims beneficial ownership of the securities except to the extent of its pecuniary interest therein.
/s/ Edward Geiser, Authorized Signatory 11/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did PEDEVCO (PED) disclose in this Form 3?

An initial beneficial ownership report listing Series A Convertible Preferred Stock with 37,658,222 underlying shares of common stock.

What are the conversion terms of the Series A preferred for PED?

It automatically converts 10-for-1 into common stock after the twenty-day period commencing on distribution of an information statement under Rule 14c-2.

Who holds the reported securities of PED on record?

They are held by North Peak Oil & Gas Holdings, LLC and Century Oil and Gas Holdings, LLC.

Does the reporting person claim full beneficial ownership of the PED securities?

The reporting person disclaims beneficial ownership except to the extent of its pecuniary interest.

Do the Series A preferred shares have an expiration date?

They have no expiration date and automatically convert on the described schedule.