Every Form 4 that PEDEVCO Corp. (PED) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PED and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PED filings page.
PEDEVCO Corp. (PED) reports that The SGK 2018 Revocable Trust purchased 147,070 common shares on October 8, 2026, at $13 per share. Dr. Simon Kukes is the trust’s trustee; a footnote says the report is not an admission that he beneficially owns the trust shares except to the extent of his pecuniary interest. No Rule 10b5-1 plan is reported. A separate entry lists 150 shares held indirectly by his spouse.
PEDEVCO CORP (PED) insider Clark Moore, Executive VP, reported selling an aggregate of 10,260 shares of common stock in open-market or private transactions on August 17–19, 2026 at weighted-average prices between about $12.25 and $12.95 per share. Following these sales, Moore held 45,385 shares directly and 143 shares indirectly through a minor child.
PEDEVCO CORP director John K. Howie received a grant of common stock as part of his board compensation. On 2026-08-12 he acquired 1,111 shares of common stock at a referenced value of $11.25 per share, taken in lieu of cash compensation under the company’s 2021 Equity Incentive Plan. Following this grant, he directly holds 11,467 shares of PEDEVCO CORP common stock.
DUKES REAGAN TUCK reported acquisition or exercise transactions in this Form 4 filing.
Pedevco granted COO Reagan Tuck equity awards on July 21, 2026: 17,190 Restricted Stock Units and a target 7,520 Performance-Based Restricted Stock Units, each a contingent right to receive one share of common stock upon vesting. The RSUs vest in three equal annual installments from a January 1, 2026 vesting commencement date. All PBRSUs cliff-vest on December 31, 2028 based on total shareholder return over the 2026–2028 performance period, with payout from 0–200% of target, subject to continued service. After these awards, Tuck directly holds 56,695 common shares.
Long Robert Joseph reported acquisition or exercise transactions in this Form 4 filing.
PEDEVCO CORP reports equity awards to CFO and Treasurer Robert Joseph Long on July 21, 2026. He received 18,050 Restricted Stock Units, each a contingent right to one share of common stock, vesting in three equal annual installments over a three-year period beginning from a January 1, 2026 vesting commencement date, subject to continued service.
He also received 4,010 performance-based RSUs, with actual payout ranging from 0% to 200% of the target award based on total shareholder return versus a defined peer group for the 2026–2028 performance period, generally cliff-vesting on December 31, 2028, subject to continued service. Following these awards, he directly holds 46,308 shares of common stock.
PEDEVCO CORP Executive VP Clark Moore reported an open-market sale of 18,797 shares of common stock at a weighted average price of $14.672 per share. The sale was executed in multiple trades at prices ranging from $14.40 to $15.15.
Following the transaction, Moore directly holds 54,428 shares of PEDEVCO common stock and also has indirect ownership of 143 shares held by his minor child. The filing does not show any derivative option exercises, indicating this was a straightforward share sale rather than an exercise-and-sell pattern.
Crook Jody D. reported acquisition or exercise transactions in this Form 4 filing.
PEDEVCO CORP granted equity awards to Chief Commercial Officer Jody D. Crook. He received 16,050 time-based Restricted Stock Units (RSUs), each representing one future share of common stock, vesting in three equal installments on the first, second, and third anniversaries of a January 1, 2026 vesting start date, contingent on continued service.
He also received 7,020 performance-based RSUs tied to PEDEVCO’s total shareholder return versus a defined peer group over the fiscal 2026–2028 period. These performance RSUs are scheduled to cliff-vest on December 31, 2028, with an actual payout range of 0% to 200% of the target amount based on performance. Following these awards, Crook directly holds 33,417 shares of common stock, plus the new RSU grants.
Schick John Douglas reported acquisition or exercise transactions in this Form 4 filing.
PEDEVCO CORP President and CEO John Douglas Schick reported new equity awards and updated his share holdings. He received 22,830 Restricted Stock Units (RSUs), each representing a right to one share of common stock that vests in three equal installments over three years starting from a January 1, 2026 vesting commencement date, subject to continued service.
He also received 15,220 Performance-Based RSUs (PBRSUs), with the actual payout ranging from 0% to 200% of this target based on the company’s total shareholder return versus a peer group over a fiscal 2026–2028 performance period, generally cliff-vesting on December 31, 2028 if service and performance conditions are met. Following these awards, he holds 169,987 shares of common stock directly and 22,727 shares indirectly through American Resources Inc., which he owns and controls.
Clark Moore reported acquisition or exercise transactions in this Form 4 filing.
PEDEVCO CORP Executive VP Clark Moore reported new equity awards and updated holdings. He received grants of 18,950 time-based Restricted Stock Units and 5,270 Performance-Based Restricted Stock Units, each representing the contingent right to receive common shares if vesting conditions are met.
The time-based RSUs vest in three equal annual installments starting from a January 1, 2026 vesting commencement date, subject to continued service. The performance-based RSUs are tied to total shareholder return over a fiscal 2026–2028 performance period, with potential payout from 0% to 200% of the target award based on relative performance.
Following these awards, Moore reports holding 73,225 shares of common stock directly and 143 shares indirectly through a minor child, in addition to the unvested RSUs and performance-based units granted under the company’s 2021 Equity Incentive Plan.
PEDEVCO CORP director Martyn Willsher bought 20,000 shares of common stock in open‑market transactions. The purchases were split into two trades of 13,428 and 6,572 shares at reported weighted average prices of $14.288 and $14.739 per share, across price ranges from $13.92 to $14.99.
PEDEVCO CORP director John K. Howie received additional equity compensation. He acquired 782 shares of Common Stock at $15.98 per share as a grant or award, taken in lieu of cash compensation for board services under the company’s 2021 Equity Incentive Plan. Following this award, he holds 10,356 shares directly.
PEDEVCO Corp executive Jody D. Crook increased his common share holdings through an automatic preferred stock conversion. On the Automatic Conversion Date of February 27, 2026, 4,546 shares of Series A Convertible Preferred Stock converted into 45,460 shares of common stock at a 10-for-1 ratio pursuant to the security’s terms. Following this conversion, Crook directly owned 668,345 shares of PEDEVCO common stock. The footnotes clarify that the preferred shares were not convertible until a twenty-day period after stockholders approved the conversion, with that approval-related information statement distribution occurring on October 31, 2025.
PEDEVCO CORP Executive VP Clark Moore reported an automatic conversion of preferred stock into common shares. On February 27, 2026, 4,546 shares of Series A Convertible Preferred Stock converted into 45,460 shares of common stock at a 10-for-1 ratio, with a recorded price of $0.00 per share.
The preferred stock became convertible only after an information statement was distributed and majority stockholder approval occurred on October 31, 2025, making February 27, 2026 the Automatic Conversion Date. After the conversion, Moore directly owned 1,464,509 common shares and indirectly reported 2,867 common shares held by a minor child.
PEDEVCO CORP COO Dukes Reagan Tuck reported acquiring common stock through automatic conversion of preferred shares. On February 27, 2026, 9,546 shares of Series A Convertible Preferred Stock converted into common stock at a 10‑for‑1 ratio, resulting in entries for 95,460 and 1,022,400 shares of common stock held directly.
The conversion occurred automatically after an information statement and majority stockholder approval, as described in the security’s terms. Certain shares were originally issued to affiliates of Juniper Capital Advisors on Tuck’s behalf and then issued in his name under a pre‑existing agreement.
PEDEVCO CORP CFO and Treasurer Robert Joseph Long reported the automatic conversion of Series A Convertible Preferred Stock into common stock. On February 27, 2026, 9,546 preferred shares converted into common at a 10-for-1 ratio, resulting in acquisitions of 95,460 and 830,700 common shares in separate entries.
Following these derivative conversions, Long directly owned 926,160 shares of PEDEVCO common stock. The footnotes explain that the preferred shares were originally issued to affiliates of Juniper Capital Advisors, L.P. on his behalf and became convertible only after shareholder approval on October 31, 2025 and the required twenty-day period.
PEDEVCO CORP’s President and CEO John Douglas Schick reported an automatic conversion of 45,455 shares of Series A Convertible Preferred Stock into 454,550 shares of common stock on February 27, 2026, based on a 10-for-1 conversion ratio.
The new common shares from the conversion are held indirectly through American Resources Inc., which is owned and controlled by Schick, though he disclaims beneficial ownership except to the extent of his pecuniary interest. Following these transactions, he also holds 3,399,743 shares of common stock directly.
PEDEVCO CORP insider SGK 2018 Revocable Trust reported a large automatic stock conversion. On February 27, 2026, 2,801,814 shares of Series A Convertible Preferred Stock held through the trust automatically converted into 28,018,140 shares of common stock at a 10-for-1 ratio, pursuant to the preferred’s terms.
After this derivative conversion, the trust is shown as indirectly holding 79,809,465 common shares. The filing also notes 3,000 common shares held indirectly by the reporting person’s spouse and 8,121,950 common shares held directly. The reporting person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest.
Juniper Capital III GP, L.P., a 10% owner of PEDEVCO CORP, reported an automatic conversion of 6,279,371 shares of Series A Convertible Preferred Stock into 62,793,710 shares of common stock at a 10‑for‑1 ratio on February 27, 2026.
The filing shows these shares were issued to affiliates of North Peak and Century Oil & Gas, including Juniper Capital III PED Holdings II, LLC, with Juniper Capital III GP, L.P. having indirect voting and dispositive power. After related adjustments, including 154,600 shares issued directly to third parties and a director stock grant partly transferred to the affiliate, indirect common stock holdings reported were 62,819,396 shares, including restricted shares that vest in four equal installments over the 3, 6, 9 and 12‑month anniversaries of February 27, 2026, subject to continued board service.
Juniper Capital II GP, L.P., a 10% owner of PEDEVCO CORP, reported several structured equity transactions. On February 27, 2026, its indirectly held Series A Convertible Preferred Stock automatically converted into 37,658,222 shares of common stock at a 10‑for‑1 ratio, pursuant to preset terms.
On the same date, 3,235,117 common shares previously beneficially owned on behalf of third parties were issued directly to those third parties under a pre‑existing agreement. Separately, an affiliate received 49,679 restricted common shares for board services, vesting in four equal installments over the 3, 6, 9 and 12‑month anniversaries of February 27, 2026, subject to continued board service and potential forfeiture.
PEDEVCO CORP reported a Form 4 for Juniper Capital IV GP, L.P., reflecting an automatic conversion of preferred stock held through affiliated entities into common shares. On the Automatic Conversion Date of February 27, 2026, 3,372,728 shares of Series A Convertible Preferred Stock converted into 33,727,280 shares of common stock on a 10-for-1 basis.
Before conversion, the preferred shares were held by North Peak Oil & Gas Holdings, LLC and Century Oil and Gas Holdings, LLC, and the resulting common stock was issued to affiliates including J PED, LLC. Juniper Capital IV GP, L.P. may be deemed to have voting and dispositive power through its interest in Juniper Capital IV, L.P., but disclaims beneficial ownership except to the extent of its pecuniary interest.
The filing also reports an additional 48,675 shares of restricted common stock issued under the 2021 Equity Incentive Plan in connection with Board service. These shares are subject to forfeiture and vest in four equal 25% installments on the three, six, nine, and twelve‑month anniversaries of February 27, 2026, contingent on continued Board service.
PEDEVCO CORP insider update: Entities affiliated with Juniper Capital reported the automatic conversion of 14,022,728 shares of Series A Convertible Preferred Stock into 140,227,280 shares of common stock on February 27, 2026, based on a stated 10‑for‑1 conversion ratio.
The preferred shares had been held by North Peak Oil & Gas Holdings and Century Oil and Gas Holdings, and the resulting common shares were issued to several Juniper‑affiliated holding vehicles. The filing states that the reporting person, Edward Geiser, may be deemed to have voting and dispositive power through his indirect ownership of the general partners of these funds but disclaims beneficial ownership beyond his pecuniary interest.
On the same date, 3,389,717 common shares previously beneficially owned on behalf of third parties were issued directly to those parties under a pre‑existing agreement. Geiser also received 197,482 restricted common shares as compensation for board service under PEDEVCO’s 2021 Equity Incentive Plan, vesting in four equal installments over the 3, 6, 9 and 12‑month anniversaries of February 27, 2026, and immediately allocated among Juniper‑affiliated funds.
Pedevco Corp director John K. Howie reported receiving additional company shares as compensation. On February 5, 2026, he acquired 21,499 shares of common stock at $0.5814 per share, taken in lieu of cash fees for his board service under Pedevco’s 2021 Equity Incentive Plan.
Following this grant, Howie directly holds 191,499 Pedevco common shares. The transaction reflects equity-based director compensation rather than an open‑market purchase or sale.
Pedevco Corp Executive VP Clark Moore reported share transactions tied to restricted stock vesting. On January 23, 2026, he surrendered 41,181 shares of common stock at $0.58 per share to the company to cover tax withholding on 100,000 vesting restricted shares, leaving 1,480,820 shares held directly.
On January 26, 2026, he surrendered an additional 61,771 shares at $0.593 per share for tax withholding on 150,000 vesting restricted shares, with 1,419,049 shares then held directly. The filing also notes 2,867 shares held indirectly through his minor child. The company states that no shares were issued or sold in these tax withholding transactions.
Pedevco Corp’s President and CEO John Douglas Schick reported two Form 4 transactions showing shares surrendered to cover taxes on vesting restricted stock. On January 23, 2026, he surrendered 34,592 common shares at $0.58 per share, leaving 3,475,875 shares owned directly.
On January 26, 2026, he surrendered a further 76,132 common shares at $0.593 per share, after which he directly owned 3,399,743 common shares. The footnotes clarify these were shares returned to the company for tax withholding; no shares were issued or sold in open-market transactions.
Pedevco Corp’s chief commercial officer reports a routine tax-related share surrender. On January 26, 2026, Jody D. Crook surrendered 6,919 shares of Pedevco common stock back to the company to cover tax withholding tied to the vesting of 23,333 restricted shares granted on January 26, 2024.
No shares were issued or sold in this transaction; it is purely an administrative step for taxes using the NYSE American closing price of $0.593 per share on the vesting date. After this tax withholding event, Crook beneficially owns 622,885 Pedevco common shares directly.
Pedevco Corp’s Chief Accounting Officer, Paul Anthony Pinkston, reported two share transactions related to tax withholding on vested restricted stock. On January 23, 2026, he surrendered 19,767 shares of common stock at $0.58 per share, leaving him with 777,933 shares owned directly.
On January 26, 2026, he surrendered an additional 24,709 shares at $0.593 per share, resulting in 753,224 shares of common stock held directly afterward. Footnotes clarify these shares were surrendered to the issuer solely to satisfy tax withholding obligations upon vesting, and no shares were issued or sold in these transactions.
PEDEVCO Corp. (PED) reported an insider equity award linked to board service. A designated director, Joshua Schmidt, received 48,398 shares of restricted common stock on 11/13/2025, which were transferred to J PED, LLC, an entity indirectly controlled by the reporting person. The filing lists this as an indirect holding of 48,398 common shares at a stated price of $0 for the grant.
The restricted shares were issued under PEDEVCO’s 2021 Equity Incentive Plan as consideration for services as a member of the board of directors. The grant is subject to forfeiture and vests in four equal installments of 25% on the three, six, nine, and twelve month anniversaries of October 31, 2025, contingent on Mr. Schmidt’s continued service and the terms of a restricted shares grant agreement.
PEDEVCO Corp (PED) executive Clark R. Moore reported a sale of company stock. On 11/24/2025, the Executive Vice President sold 58,333 shares of PEDEVCO common stock at a weighted average price of $0.4558 per share in an open market transaction coded as a sale.
After this transaction, Moore beneficially owns 1,522,001 PEDEVCO common shares directly, plus 2,867 shares indirectly through a minor child. The filing notes the shares were sold under a pre-arranged Rule 10b5-1 trading plan to cover tax liabilities related to the November 23, 2025 vesting of restricted stock granted under the company’s 2021 Equity Incentive Plan.
PEDEVCO Corp (PED) President and CEO, who is also a director, reported a sale of company stock in a Form 4 filing. On 11/24/2025, the reporting person sold 66,666 shares of PEDEVCO common stock at a weighted average price of $0.456 per share in an open-market transaction. After this sale, the reporting person beneficially owns 3,510,467 shares of PEDEVCO common stock directly.
The filing explains that the shares were sold under a pre-established Rule 10b5-1 trading plan and were intended to cover tax liabilities arising from the November 23, 2025 vesting of restricted stock granted under the company’s 2021 Equity Incentive Plan. The sale was executed in multiple trades at prices ranging from $0.4457 to $0.5115 per share, with the reported price reflecting the weighted average.
PEDEVCO Corp (PED) reported an insider stock sale by its Chief Commercial Officer. On 11/24/2025, the officer sold 34,314 shares of common stock at a weighted average price of $0.4561 per share, in multiple trades between $0.4457 and $0.5115. After this transaction, the officer beneficially owned 629,804 shares directly.
The shares were sold under a pre-arranged Rule 10b5-1 trading plan that had been adopted earlier. The filing explains that the sale was made to cover tax liabilities arising from the November 23, 2025 vesting of restricted stock granted under PEDEVCO's 2021 Equity Incentive Plan, which the company notes was exempt from short-swing profit rules under Rule 16b-3.
Pedevco Corp (PED) reported an insider stock transaction by its Chief Accounting Officer. On November 24, 2025, the reporting person sold 19,000 shares of common stock in an open market transaction coded as a sale. The weighted average sale price was $0.4559 per share, with individual trades executed between $0.4457 and $0.51.
The filing states that the shares were sold under a pre-arranged Rule 10b5-1 trading plan that had been previously adopted. The purpose of the sale was to cover the reporting person’s tax liability arising from the November 23, 2025 vesting of restricted stock granted under Pedevco’s 2021 Equity Incentive Plan. After this transaction, the reporting person beneficially owned 797,700 shares of Pedevco common stock, held directly.
PEDEVCO Corp. insider ownership filing: A reporting person associated with Juniper Capital reported indirect beneficial ownership of 196,359 shares of PEDEVCO restricted common stock tied to director Joshua Schmidt. These shares were granted to Mr. Schmidt as consideration for his services on the board and then transferred among several Juniper-related investment entities that each wholly own the holding vehicles receiving the stock. The restricted shares vest in four equal 25% installments on the three, six, nine, and twelve month anniversaries of October 31, 2025, subject to Mr. Schmidt’s continued service and the terms of a restricted share grant agreement. The reporting person may be deemed to have voting and dispositive power through its control of the general partners of the related funds but disclaims beneficial ownership beyond any pecuniary interest.
PEDEVCO Corp (PED) reported a Form 4 showing a grant of 49,396 shares of restricted common stock tied to board service by Joshua Schmidt, a designated director of an affiliate of the reporting person. The shares were issued under the company’s 2021 Equity Incentive Plan as consideration for services as a board member and were then transferred to Juniper Capital II PED Holdings, LLC and NPR Partners PED Holdings, LLC. These restricted shares are subject to forfeiture and vest in four equal 25% installments on the three, six, nine, and twelve month anniversaries of October 31, 2025, contingent on Mr. Schmidt’s continued service and the terms of a restricted share grant agreement. The reporting person, a 10% owner, is the sole general partner of the investment funds that own the holding entities and disclaims beneficial ownership beyond its pecuniary interest.
PEDEVCO Corp. (PED) reported that an affiliate of Juniper Capital III, L.P., through Juniper Capital III PED Holdings, LLC, indirectly acquired 89,886 shares of restricted common stock on 11/13/2025. The shares were originally issued to director Joshua Schmidt under PEDEVCO’s 2021 Equity Incentive Plan as compensation for his services on the board of directors.
The 89,886 restricted shares vest in four equal 25% installments on the three, six, nine, and twelve month anniversaries of October 31, 2025, subject to Mr. Schmidt’s continued service and the terms of a restricted shares grant agreement. The reporting person is the sole general partner of Juniper Capital III, L.P., which wholly owns and controls the holding entity, and disclaims beneficial ownership except to the extent of its pecuniary interest.
PEDEVCO Corp. (PED) director equity grant reported: A reporting person serving as a director of PEDEVCO Corp. disclosed receiving 196,359 shares of restricted common stock on 11/13/2025 under the company’s 2021 Equity Incentive Plan. These shares were issued at a stated price of $0, reflecting compensation rather than a cash purchase.
The restricted shares vest in four equal 25% installments on the three-, six-, nine-, and twelve-month anniversaries of October 31, 2025, subject to continued service and the terms of a Restricted Shares Grant Agreement. The filing notes the grant is exempt from short-swing profit rules under Rule 16b-3, and that, as a designated director of affiliates of Juniper Capital Advisors, L.P., the shares were immediately transferred to Juniper, with the director disclaiming beneficial ownership except for any pecuniary interest.
PEDEVCO Corp (PED) reported a Form 4 showing a director received 114,543 shares of restricted common stock on 11/13/2025. The shares were issued under the company’s 2021 Equity Incentive Plan as consideration for Board service at a stated price of $0.
The award vests in four equal installments: 25% on each of the three-, six-, nine-, and twelve-month anniversaries of October 31, 2025, subject to continued service and the terms of a Restricted Shares Grant Agreement. Following the transaction, the reporting person beneficially owns 114,543 shares direct. The transaction is noted as exempt from Section 16(b) under Rule 16b-3.
PEDEVCO (PED) director Kristel Franklin reported receiving 114,543 shares of restricted common stock on 11/13/2025 under the company’s 2021 Equity Incentive Plan. The filing lists a price of $0, reflecting a stock grant for board services, and shows 114,543 shares beneficially owned following the transaction.
The award vests in four equal 25% tranches on the 3-, 6-, 9-, and 12-month anniversaries of October 31, 2025, contingent on continued service and the grant agreement. The transaction is noted as exempt under Rule 16b-3.
PEDEVCO (PED) reporting persons, including Simon Kukes and The SGK 2018 Revocable Trust, reported acquiring 2,801,814 shares of Series A Convertible Preferred Stock on October 31, 2025 (code A). Each preferred share automatically converts into common stock at a 10‑for‑1 ratio on the “Automatic Conversion Date” following distribution of an information statement disclosing majority stockholder approval that occurred on October 31, 2025. The price of the derivative security was $5.5 per preferred share.
The filing also lists common stock beneficial ownership after the reported transactions: 8,121,950 shares held directly, 51,791,325 shares held indirectly through The SGK 2018 Revocable Trust, and 3,000 shares held indirectly by spouse. The trust is shown as holding 2,801,814 preferred shares following the transaction, corresponding to 28,018,140 underlying common shares under the stated conversion ratio.
PEDEVCO (PED) reported insider activity for its President and CEO, who also serves as a director. On 10/31/2025, he was granted 2,000,000 shares of restricted common stock at $0, issued for services. 1,000,000 of these vest time‑based: one‑third on each of the first, second, and third anniversaries of the Closing Date. Up to 1,000,000 vest upon a price trigger if the 30‑day average closing price reaches at least $0.90 within four years after the Closing Date, following the schedule described; unvested shares are forfeited if the trigger is not met.
Following the transactions, the reporting person beneficially owned 3,577,133 common shares (direct). He also acquired 45,455 shares of Series A Convertible Preferred Stock (indirect via American Resources, Inc.) that automatically convert 10‑for‑1 into common stock on the Automatic Conversion Date after a 20‑day information statement period following approval that occurred on 10/31/2025, representing 454,550 underlying common shares. The reported price of the derivative security was $5.5.
PEDEVCO (PED) reported insider equity awards on a Form 4 for its Chief Commercial Officer. On October 31, 2025, the officer received 300,000 shares of restricted common stock at $0 in consideration for services. These shares vest in three equal tranches on the one-, two-, and three-year anniversaries of the merger closing on October 31, 2025, subject to continued service.
The filing also reports 4,546 shares of Series A Convertible Preferred Stock, which automatically convert 10-for-1 into common stock after a 20-day period following distribution of an information statement under Rule 14c-2 that disclosed majority stockholder approval on October 31, 2025. The form lists a $5.5 price for the derivative security. Following these transactions, the officer beneficially owns 664,118 shares of common stock directly.
Pedevco Corp (PED) director John J. Scelfo reported acquiring 100,000 shares of Series A Convertible Preferred Stock on 10/31/2025, indirectly through the John J. Scelfo Revocable Trust. The filing lists a $5.5 price for the derivative security and notes that the preferred automatically converts into common stock at a 10-for-1 ratio on the “Automatic Conversion Date.”
Per the disclosure, the preferred is not convertible until the expiration of a twenty calendar day period commencing on the distribution to shareholders of an information statement under Rule 14c‑2 of Regulation 14C, which discloses, among other things, approval by the majority stockholders on October 31, 2025. The derivative represents 1,000,000 shares of common stock underlying the preferred upon conversion. Following the reported transactions, Scelfo beneficially owned 674,500 shares of common stock directly.
PEDEVCO (PED) Executive VP, General Counsel and Secretary reported equity awards on Form 4. On 10/31/2025, the officer received 500,000 shares of restricted common stock at $0 as compensation tied to the closing of a merger. The award vests 1/3 on each of the first, second, and third anniversaries of the Closing Date, subject to continued service.
The filer also acquired 4,546 shares of Series A Convertible Preferred Stock at $5.5 per preferred share, automatically converting 10-for-1 into 45,460 common shares after the Rule 14c‑2 information statement period. Following these transactions, common stock beneficial ownership was 1,580,334 direct, plus 2,867 indirect via a minor child.