Pedevco SEC Filings

PEDEVCO Corp. insider ownership filing: A reporting person associated with Juniper Capital reported indirect beneficial ownership of 196,359 shares of PEDEVCO restricted common stock tied to director Joshua Schmidt. These shares were granted to Mr. Schmidt as consideration for his services on the board and then transferred among several Juniper-related investment entities that each wholly own the holding vehicles receiving the stock. The restricted shares vest in four equal 25% installments on the three, six, nine, and twelve month anniversaries of October 31, 2025, subject to Mr. Schmidt’s continued service and the terms of a restricted share grant agreement. The reporting person may be deemed to have voting and dispositive power through its control of the general partners of the related funds but disclaims beneficial ownership beyond any pecuniary interest.

PEDEVCO Corp (PED) reported a Form 4 showing a grant of 49,396 shares of restricted common stock tied to board service by Joshua Schmidt, a designated director of an affiliate of the reporting person. The shares were issued under the company’s 2021 Equity Incentive Plan as consideration for services as a board member and were then transferred to Juniper Capital II PED Holdings, LLC and NPR Partners PED Holdings, LLC. These restricted shares are subject to forfeiture and vest in four equal 25% installments on the three, six, nine, and twelve month anniversaries of October 31, 2025, contingent on Mr. Schmidt’s continued service and the terms of a restricted share grant agreement. The reporting person, a 10% owner, is the sole general partner of the investment funds that own the holding entities and disclaims beneficial ownership beyond its pecuniary interest.

PEDEVCO Corp. (PED) reported that an affiliate of Juniper Capital III, L.P., through Juniper Capital III PED Holdings, LLC, indirectly acquired 89,886 shares of restricted common stock on 11/13/2025. The shares were originally issued to director Joshua Schmidt under PEDEVCO’s 2021 Equity Incentive Plan as compensation for his services on the board of directors.

The 89,886 restricted shares vest in four equal 25% installments on the three, six, nine, and twelve month anniversaries of October 31, 2025, subject to Mr. Schmidt’s continued service and the terms of a restricted shares grant agreement. The reporting person is the sole general partner of Juniper Capital III, L.P., which wholly owns and controls the holding entity, and disclaims beneficial ownership except to the extent of its pecuniary interest.

PEDEVCO Corp. (PED) director equity grant reported: A reporting person serving as a director of PEDEVCO Corp. disclosed receiving 196,359 shares of restricted common stock on 11/13/2025 under the company’s 2021 Equity Incentive Plan. These shares were issued at a stated price of $0, reflecting compensation rather than a cash purchase.

The restricted shares vest in four equal 25% installments on the three-, six-, nine-, and twelve-month anniversaries of October 31, 2025, subject to continued service and the terms of a Restricted Shares Grant Agreement. The filing notes the grant is exempt from short-swing profit rules under Rule 16b-3, and that, as a designated director of affiliates of Juniper Capital Advisors, L.P., the shares were immediately transferred to Juniper, with the director disclaiming beneficial ownership except for any pecuniary interest.

PEDEVCO Corp. (PED) filed a current report to announce that it has released its financial results for the quarter ended September 30, 2025. The company furnished a press release as Exhibit 99.1, which includes its quarterly performance details and uses certain non-GAAP financial measures, along with reconciliations to comparable GAAP metrics. The report also highlights that the press release contains forward-looking statements subject to risks and uncertainties, and directs readers to the company’s other SEC filings for a fuller discussion of these risk factors.

PEDEVCO Corp (PED) reported a Form 4 showing a director received 114,543 shares of restricted common stock on 11/13/2025. The shares were issued under the company’s 2021 Equity Incentive Plan as consideration for Board service at a stated price of $0.

The award vests in four equal installments: 25% on each of the three-, six-, nine-, and twelve-month anniversaries of October 31, 2025, subject to continued service and the terms of a Restricted Shares Grant Agreement. Following the transaction, the reporting person beneficially owns 114,543 shares direct. The transaction is noted as exempt from Section 16(b) under Rule 16b-3.

PEDEVCO (PED) director Kristel Franklin reported receiving 114,543 shares of restricted common stock on 11/13/2025 under the company’s 2021 Equity Incentive Plan. The filing lists a price of $0, reflecting a stock grant for board services, and shows 114,543 shares beneficially owned following the transaction.

The award vests in four equal 25% tranches on the 3-, 6-, 9-, and 12-month anniversaries of October 31, 2025, contingent on continued service and the grant agreement. The transaction is noted as exempt under Rule 16b-3.

PEDEVCO Corp. (PED) reported Q3 2025 results. Oil and gas sales were $6.961 million, down from $9.050 million a year ago. The quarter showed a net loss of $325,000 versus net income of $2.915 million in Q3 2024. For the nine months, oil and gas sales were $22.669 million versus $28.977 million, with a net loss of $1.861 million versus net income of $6.369 million.

Cash and cash equivalents were $10.922 million, total assets $135.888 million, and shareholders’ equity $115.368 million as of September 30, 2025. Operating cash flow for the nine months was $12.905 million. Shares outstanding were 92,519,352 as of September 30, 2025.

The company restated December 31, 2024 balances, reducing deferred income taxes by $5.496 million and lowering shareholders’ equity by the same amount. PEDEVCO recognized $1.378 million in note receivable credit loss year‑to‑date.

Subsequent events: On October 31, 2025, PEDEVCO closed mergers adding Rockies assets and issued 10,650,000 Series A Preferred that will convert 10‑for‑1 into 106,500,000 common shares after an information statement period. A concurrent PIPE sold 6,363,637 Series A Preferred at $5.50, yielding $35,000,004 net and convertible into 63,636,370 common shares. The company also entered an amended and restated credit facility with a $120 million borrowing base (up to $250 million) maturing in 2029.

PEDEVCO Corp (PED) reported an initial beneficial ownership filing (Form 3) by director Edward Geiser, reflecting indirect holdings of Series A Convertible Preferred Stock through NPOG, COG, and J PED.

The preferred stock automatically converts into common stock at a 10-for-1 ratio on the “Automatic Conversion Date,” which follows a twenty-day Rule 14c-2 period after majority stockholder approval on October 31, 2025. The filing lists 140,227,280 shares of common stock underlying these securities. Mr. Geiser disclaims beneficial ownership beyond his pecuniary interest.