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Pegasystems (PEGA) CEO Alan Trefler receives 455,581-share option grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

TREFLER ALAN reported acquisition or exercise transactions in this Form 4 filing.

Pegasystems Inc. reported that its C.E.O. & Chairman, Alan Trefler, was granted a stock option covering 455,581 shares. According to a footnote, 25% of the shares vest on the initial exercisable date, with the remaining 75% vesting in equal quarterly installments over the following three years.

Positive

  • None.

Negative

  • None.
Insider TREFLER ALAN
Role C.E.O. & Chairman
Type Security Shares Price Value
Grant/Award Stock Option 455,581 $0.00 --
Holdings After Transaction: Stock Option — 455,581 shares (Direct)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
TREFLER ALAN
(Last) (First) (Middle)
C/O PEGASYSTEMS INC.
225 WYMAN STREET, STE 300
(Street)
WALTHAM MA 02451
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEGASYSTEMS INC [ PEGA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
C.E.O. & Chairman
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $45.01 03/03/2026 A 455,581 03/03/2027(1) 03/03/2036 Common stock 455,581 $0 455,581 D
Explanation of Responses:
1. This stock option vests as to 25% of the shares subject thereto on the Date Exercisable in Table II, with the remaining 75% vesting in equal quarterly amounts over the following three years.
Remarks:
/s/ Ewelina Kemp, Attorney-in-Fact for Alan Trefler 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Pegasystems (PEGA) CEO Alan Trefler report?

Alan Trefler reported receiving a stock option grant for 455,581 shares of Pegasystems Inc. The award is reported as a derivative security on Form 4 and represents additional equity-based executive compensation.

How many Pegasystems (PEGA) shares are covered by Alan Trefler’s new option?

The new stock option for Pegasystems’ CEO Alan Trefler covers 455,581 shares. This full amount is reported as beneficially owned following the transaction, reflecting the size of the new derivative award.

What is the vesting schedule of Alan Trefler’s Pegasystems (PEGA) stock option?

The stock option vests 25% on the initial exercisable date, with the remaining 75% vesting in equal quarterly amounts over the following three years. This creates a multi-year retention and performance alignment structure.

Is Alan Trefler considered a major shareholder of Pegasystems (PEGA)?

Yes. The filing identifies Alan Trefler as a director, an officer (C.E.O. & Chairman), and a ten percent owner of Pegasystems Inc., indicating substantial ownership and control interests in the company.

Does the Pegasystems (PEGA) Form 4 show a stock purchase or a grant?

The Form 4 shows a grant/award acquisition of a stock option, not an open-market stock purchase. The transaction code is “A”, described as a grant, award, or other acquisition of derivative securities.

How is Alan Trefler’s ownership classified for this Pegasystems (PEGA) option grant?

The ownership of this stock option grant is reported as direct, indicated by the ownership code “D”. The total derivative securities beneficially owned following the transaction are shown as 455,581 option shares.