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Vanguard disaggregates holdings; reports 0 shares in Penumbra (PEN)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

Penumbra Inc Schedule 13G/A: The Vanguard Group files an amendment reporting 0 shares beneficially owned—0% of Common Stock following an internal realignment.

The amendment explains that, effective January 12, 2026, certain Vanguard subsidiaries and business divisions will report beneficial ownership separately in reliance on SEC Release No. 34-39538. The filing is signed by Ashley Grim on 03/27/2026.

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Insights

Vanguard disaggregated holdings; reports no beneficial ownership in Penumbra.

The filing states The Vanguard Group now reports holdings on a disaggregated basis after an internal realignment effective January 12, 2026, and indicates 0 shares and 0% beneficial ownership of Penumbra common stock as of the amendment.

Cash‑flow treatment and any subsidiary-level positions are not shown in this excerpt; subsequent filings by the named subsidiaries may list holdings that were previously reported under The Vanguard Group.






70975L107

(CUSIP Number)
03/13/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/27/2026

FAQ

What does The Vanguard Group report for PEN in this Schedule 13G/A?

The Vanguard Group reports 0 shares beneficially owned, representing 0% of Penumbra Inc common stock. The amendment reflects an internal realignment and disaggregated reporting effective January 12, 2026.

Why does Vanguard say it now reports subsidiaries separately for PEN?

Because of an internal realignment on January 12, 2026, Vanguard states certain subsidiaries will report beneficial ownership separately in reliance on SEC Release No. 34-39538.

Does the filing show any Vanguard subsidiary holdings in Penumbra (PEN)?

This amendment lists The Vanguard Group's ownership as 0 shares (0%). Holdings by specific subsidiaries are not included in this excerpt; those entities may report separately under disaggregated filings.

Who signed the Schedule 13G/A for Vanguard on PEN and when?

Ashley Grim, Head of Global Fund Administration, signed the amendment on 03/27/2026. The signature appears at the end of the provided excerpt.

Does this amendment change Penumbra's outstanding shares or corporate actions?

No. The filing solely addresses reporting of beneficial ownership by The Vanguard Group and its subsidiaries; it does not state any change to Penumbra Inc's outstanding shares or corporate actions.
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