Penguin Solutions (PENG) CEO files Form 3 with no shares

Rhea-AI Filing Summary

Penguin Solutions, Inc. filed an initial ownership report showing that President and CEO, and director, Kashif Shaikh currently has no securities beneficially owned in the company. This Form 3 establishes his status as an officer and director without reporting any stock or derivative positions.

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Accepted by SEC EDGAR 02/04/2026 - 07:22 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Shaikh Kashif

(Last) (First) (Middle)

C/O PENGUIN SOLUTIONS, INC.

45800 NORTHPORT LOOP WEST

(Street)

FREMONT CA 94538

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/02/2026

3. Issuer Name and Ticker or Trading Symbol
Penguin Solutions, Inc. [ PENG ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Anne Kuykendall as attorney-in-fact for Kashif Shaikh	02/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Penguin Solutions (PENG) Form 3 filing show?

The Form 3 filing shows that Penguin Solutions President and CEO, and director, Kashif Shaikh reports no securities beneficially owned in the company. It serves as his initial ownership statement as an insider.

Who is the reporting person in the Penguin Solutions (PENG) Form 3?

The reporting person is Kashif Shaikh, who is identified as both a director and as President and CEO of Penguin Solutions, Inc. The filing confirms his insider roles with the company.

Does Penguin Solutions CEO Kashif Shaikh own any PENG shares?

According to the Form 3, no securities are beneficially owned by Kashif Shaikh. Both the non-derivative and derivative security tables contain no holdings, and the remarks section explicitly states this.

What insider roles does Kashif Shaikh hold at Penguin Solutions (PENG)?

The Form 3 lists Kashif Shaikh as a director and as an officer with the title President and CEO of Penguin Solutions, Inc., confirming his dual leadership and governance responsibilities.

Are there any transactions reported in this Penguin Solutions (PENG) Form 3?

No transactions are reported in this Form 3. The tables for non-derivative and derivative securities contain no entries, and the remarks state that no securities are beneficially owned by the reporting person.