Welcome to our dedicated page for Penguin Solutions SEC filings (Ticker: PENG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
Penguin Solutions, Inc. (PENG) reported that Anne Kuykendall, its SVP and Chief Legal Officer, sold a total of 4,000 shares of common stock on August 24, 2026. The sales included 600 shares at $49.6234, 3,300 shares at $50.7252, and 100 shares at $51.3400. Two sale prices are reported as weighted averages over price ranges described in footnotes. All transactions were made under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025.
Invesco Ltd. reports a significant ownership position in Penguin Solutions Inc common stock. Acting as a parent holding company to its investment advisers, Invesco may be deemed to beneficially own 4,553,215 shares, representing 9% of Penguin Solutions’ outstanding common stock. Invesco reports sole voting power over 4,540,697 shares and sole dispositive power over 4,553,215 shares, with no shared voting or dispositive power.
The shares are held of record by clients of Invesco’s advisory entities, including Invesco Advisers, Inc. and Invesco Capital Management LLC. Invesco Advisers, Inc. advises the Invesco Small Cap Value Fund, which owns 7.68% of Penguin Solutions’ common stock. No individual client has more than 5% economic ownership, while clients retain the right to receive dividends and sale proceeds.
Invesco Ltd., a Bermuda-based parent holding company, reports beneficial ownership of Penguin Solutions Inc. common stock. Through its investment adviser subsidiaries, Invesco may be deemed to beneficially own 3,988,140 shares of Penguin Solutions, representing 7.6% of the outstanding common stock. These shares are held of record by clients of Invesco, which have the right to receive dividends and sale proceeds.
Invesco reports sole voting power over 3,974,516 shares and sole dispositive power over 3,988,140 shares, with no shared voting or dispositive power. Subsidiaries Invesco Advisers, Inc. and Invesco Capital Management LLC are identified as the relevant investment advisers, including Invesco Advisers, Inc., which advises the Invesco Small Cap Value Fund that owns 6.9% of the security. No single person has greater than 5% economic ownership of the securities.
FMR LLC filed Amendment No. 6 reporting beneficial ownership of 6,319,538.48 shares of Penguin Solutions Inc common stock, representing 12.4% of the class. FMR LLC has sole dispositive power over all reported shares and sole voting power over 6,312,604.09 shares, with no shared voting or dispositive power.
Abigail P. Johnson is also reported as a beneficial owner of the same 6,319,538.48 shares, with sole dispositive power and no voting or shared powers. One or more other persons have rights to dividends or sale proceeds from these shares, but no other person holds more than five percent of Penguin Solutions’ outstanding common stock through these interests.
SK Telecom Co., Ltd. and its special purpose vehicle Astra AI Infra LLC report beneficial ownership of Penguin Solutions, Inc. Ordinary Shares issuable upon conversion of Convertible Preferred Shares, representing 6,096,103 Ordinary Shares, or 10.3% of the class based on calculations as of July 27, 2026.
On July 27, 2026, Astra agreed to sell all 200,000 Convertible Preferred Shares to SHIFTIX1 LLC, a wholly owned subsidiary of SK hynix Inc., for an aggregate purchase price of $380,296,000, subject to customary closing conditions and regulatory approvals. At closing, Astra will assign to SHIFTIX1 its rights under the Investor Agreement, including board nomination, pro rata, consent and registration rights tied to these Preferred Shares.
Clark Joseph Gates, SVP and President, Optimized LED at Penguin Solutions, Inc., sold 1,327 shares of common stock on July 23, 2026 at $57.47 per share in an open-market or private transaction under a Rule 10b5-1 Plan adopted on November 11, 2025, and now directly holds 63,056 shares.
PENG filed a notice of proposed sale of 1,327 shares of common stock through Morgan Stanley Smith Barney LLC, valued at $78,558.40, with trading expected on July 23, 2026 on NASDAQ. These shares were acquired as Restricted Stock Units from the issuer on July 20, 2026.
The filing also lists prior Rule 10b5-1 plan sales by Joseph Clark over the past three months: 10,351 shares for $609,414.09 on June 1, 2026; 5,000 shares for $199,950.00 on May 8, 2026; 5,000 shares for $173,750.00 on May 5, 2026; and 5,000 shares for $148,750.00 on April 24, 2026.
Penguin Solutions, Inc. executive Anne Kuykendall, SVP and Chief Legal Officer, reported two equity transactions. On July 22, 2026 she sold 739 shares of common stock at $56.12 per share in an open-market or private transaction under a Rule 10b5-1 plan adopted November 11, 2025. On July 20, 2026 she surrendered 3,061 shares to the issuer at $60.41 per share to satisfy tax withholding on vesting restricted stock units; no shares were sold in that tax-related transaction.
Penguin Solutions, Inc. interim CFO Aaron Michael Johnson reported a Form 4 transaction involving common stock. On 2026-07-20, 896 shares were surrendered to the issuer at $60.41 per share to satisfy tax withholding obligations upon vesting of restricted stock units. The filing notes that no shares were sold, and Johnson now directly holds 31,882 common shares.
Penguin Solutions, Inc. executive Anthony George Frey, SVP and Chief Revenue Officer, reported a tax-withholding disposition of 532 shares of common stock on July 20, 2026. The shares were surrendered to the issuer to satisfy RSU-related tax obligations, not sold on the market, leaving him with 75,557 shares directly owned.