Welcome to our dedicated page for Penguin Solutions SEC filings (Ticker: PENG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported an open-market sale of common stock. On May 8, 2026, he sold 5,000 shares of Penguin Solutions common stock at $39.99 per share. Following this transaction, he directly holds 76,776 shares of common stock. The sale was executed under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating the trades were pre-arranged rather than timed discretionarily.
PENG filed a Rule 144 notice to sell 12,893 shares of Common Stock. The shares arise from restricted stock vesting under a registered plan dated 02/10/2023 (8,417 shares) and 02/11/2022 (4,476 shares). The filing lists Morgan Stanley Smith Barney LLC as the broker-dealer.
Insider reported multiple Rule 144/10b5-1 sales of common stock. The filing lists a series of sales executed under a 10b5-1 plan, including 5,000 shares sold on 05/05/2026 for $173,750 and other transactions in April–February 2026. The filing also shows 4,502 RSUs (01/20/2025) and 147 ESPP shares (04/15/2025).
Penguin Solutions, Inc. senior vice president Clark Joseph Gates executed an open-market sale of 5,000 shares of Common Stock at $34.75 per share on May 5, 2026. After this transaction, he directly holds 81,776 shares of Penguin Solutions common stock.
The filing notes that this sale was carried out under a previously established Rule 10b5-1 trading plan, indicating the trade was pre-scheduled rather than a discretionary, one-time decision.
FMR LLC reports beneficial ownership of 5,398,562.22 shares of Penguin Solutions Inc common stock, representing 10.6% of the class. The filing states FMR LLC has sole voting power for 5,395,853.46 shares and sole dispositive power for 5,398,562.22 shares. The filing is executed under a power of attorney.
PENGUIN SOLUTIONS INC: FMR LLC reports beneficial ownership of 4,713,403.53 shares, representing 9.0% of common stock as of 03/31/2026.
The filing (Amendment No. 4 to Schedule 13G/A) names FMR LLC as the reporting person and shows Abigail P. Johnson with dispositive power over the same 4,713,403.53 shares. The filing references an attached 13d-1(k) agreement in Exhibit 99 and a power of attorney included by reference.
Penguin Solutions Inc reports that Vanguard Portfolio Management beneficially owns 3,623,264 shares of Common Stock, representing 6.89% of the class. The filing states Vanguard has sole dispositive power over 3,623,264 shares and sole voting power for 20,027 shares.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported open-market sales of company common stock. He sold 1,485 shares at $27.62 per share and 5,000 shares at $29.75 per share, totaling 6,485 shares. After these transactions, he directly holds 86,776 shares of Penguin Solutions common stock. The filing notes the sales were made under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating the trades were pre-scheduled rather than newly decided.
Joseph Clark reported sales of Common stock under 10b5-1 plans and disclosed issuer awards. The filing lists four 10b5-1 sales on 02/10/2026, 02/24/2026, 04/09/2026, and 04/16/2026 with share counts and proceeds per each entry. It also shows 1,485 Restricted Stock Units and 10,351 Performance Stock Units listed as securities to be sold or issued.
Penguin Solutions, Inc. SVP and CFO Nathan Olmstead reported a routine tax-related share disposition. On April 20, 2026, 2,605 shares of common stock were surrendered to the company to cover tax withholding tied to vesting of restricted stock units at an indicated value of $26.74 per share. The footnote clarifies that no shares were sold in the market, and Olmstead continued to hold 101,233 shares directly after this transaction.