The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
Penguin Solutions, Inc. reported that Joseph Gates Clark, SVP and Pres, Optimized LED, sold 869 shares of Common Stock on October 23, 2026, at $51.52 per share. The sale was made under a previously established Rule 10b5-1 plan. His direct holdings were 85,853 shares after the transaction.
Penguin Solutions, Inc. (PENG) officer Joseph Clark submitted a notice of an intended sale of 869 common shares, with an approximate sale date of October 23, 2026. The notice lists an aggregate market value of $45,109.79, Morgan Stanley Smith Barney LLC as the broker, and NASDAQ as the exchange. The shares are listed as acquired from the issuer as restricted stock units on October 20, 2026.
Penguin Solutions, Inc. SVP and Chief Legal Officer Anne Kuykendall reported selling 738 common shares on October 22, 2026, at $55.08 per share under a Rule 10b5-1 plan adopted November 11, 2025. On October 20, she surrendered 3,062 shares to the issuer for tax withholding tied to vesting restricted stock units; no shares were sold in that transaction.
Penguin Solutions, Inc. (PENG) SVP and Chief Revenue Officer Anthony George Frey surrendered 5,184 shares on October 20, 2026, to satisfy tax-withholding obligations tied to vesting of restricted stock units. The reported price was $56.54 per share, and no shares were sold. Frey held 82,484 shares directly following the transaction, including 556 shares purchased through the Employee Stock Purchase Plan on October 15, 2026.
Penguin Solutions, Inc. (PENG) SVP and Pres, Optimized LED Joseph Gates Clark had 1,339 shares of common stock surrendered to the issuer on October 20, 2026, to satisfy tax-withholding obligations connected with vesting of restricted stock units; no shares were sold. His reported direct position after the transaction was 86,722 shares, including 288 shares purchased in the issuer’s Amended and Restated Employee Stock Purchase Plan on October 15, 2026.
Anne Kuykendall, an officer of Penguin Solutions, Inc., reported an intended sale of 8,738 common shares, with an aggregate market value of $510,124.44 and an approximate sale date of October 22, 2026. Morgan Stanley Smith Barney LLC is listed as the broker, and NASDAQ as the exchange. A Rule 10b5-1 plan adoption or modification date is listed as November 11, 2025.
Penguin Solutions, Inc. (PENG) reported fiscal 2026 net sales of $1,731.5 million, up 26.5% from fiscal 2025, and net income attributable to Penguin Solutions of $180.6 million, compared with $25.4 million. Integrated Memory sales rose 99.0% to $924.0 million, primarily as AI-driven demand supported higher DRAM and Flash pricing and volume. Advanced Computing sales fell 13.8% to $558.8 million, while Optimized LED sales declined 2.9% to $248.7 million. Gross margin was 27.7%, down from 28.8%.
The company fully discontinued Penguin Edge in fiscal 2026's fourth quarter and sold its remaining 19% interest in SMART Brazil on March 30, 2026. Cash and cash equivalents were $647.2 million at August 28, 2026. Continuing operations used $151.9 million in operating cash, versus providing $113.2 million in fiscal 2025; working-capital changes included higher inventories and receivables, partly offset by higher payables and accrued liabilities. In July 2026, Penguin Solutions issued $750.0 million of 0.00% convertible senior notes due 2031, with approximately $735.2 million in net proceeds. A portion was used to repay the $100.0 million outstanding under its revolving facility, which had no principal outstanding at August 28, 2026.
Penguin Solutions, Inc. (PENG) is the issuer whose common stock Bank of Nova Scotia reports holding 1,320,241 shares, or 2.53% of the class. Bank of Nova Scotia reports sole voting and sole dispositive power over 1,320,241 shares, with shared voting and dispositive power of zero. It identifies itself as a parent holding company and reports ownership of 5% or less of the class.
Penguin Solutions, Inc. (PENG) SVP and CFO Stephen Cumming acquired 33,502 restricted stock units on October 6, 2026, and the reported post-transaction position was 33,502 RSUs. The units vest 25% on October 20, 2027, with the remainder vesting quarterly in 12 equal installments.
Penguin Solutions, Inc. (PENG) identifies Stephen Cumming, SVP and CFO, as a reporting person in a Form 3 ownership filing.