Welcome to our dedicated page for Penguin Solutions SEC filings (Ticker: PENG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
Penguin Solutions, Inc. director David W. Heard has filed an initial statement of beneficial ownership on Form 3. The filing identifies him as a director and, in this excerpt, shows no reported transactions or derivative positions, indicating this is an administrative onboarding disclosure of his insider status.
Penguin Solutions, Inc. director Maximiliane C Straub reported an open-market sale of company stock. On May 14, 2026, Straub sold 3,000 shares of Penguin Solutions common stock at a price of $49.00 per share.
After this transaction, Straub directly holds 51,975 shares of Penguin Solutions common stock, according to the filing.
Penguin Solutions, Inc. reported that its board of directors increased its authorized size to eight members and appointed David Heard, President of Network Infrastructure at Nokia, as a Class I director and member of the Compensation Committee, effective immediately, with a term expiring at the 2029 annual meeting of stockholders.
Heard, age 58, is a veteran technology executive with leadership roles at Nokia and former CEO experience at Infinera. He will receive an initial grant of 4,485 restricted stock units under the Independent Director Compensation Policy, vesting over time, and was determined to be independent under Nasdaq rules. The company also furnished a press release highlighting his role in supporting its AI Factory Platform strategy.
Penguin Solutions, Inc. director Maximiliane C. Straub reported open-market sales of company common stock. On May 11, Straub sold 8,000 shares at an average price of $44.9994 per share. On May 12, Straub sold an additional 4,000 shares at an average price of $44.3409 per share.
Across both days, the transactions totaled 12,000 shares sold. Following these sales, Straub directly holds 54,975 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. director Sandeep Nayyar sold 20,000 shares of Common Stock in open-market transactions. The sales occurred on May 11, 2026 and May 12, 2026, with 12,893 shares sold at a weighted average price of $45.0891 and 7,107 shares sold at $43.4800. After these transactions, Nayyar directly owns 25,417 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported an open-market sale of common stock. On May 8, 2026, he sold 5,000 shares of Penguin Solutions common stock at $39.99 per share. Following this transaction, he directly holds 76,776 shares of common stock. The sale was executed under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating the trades were pre-arranged rather than timed discretionarily.
PENG filed a Rule 144 notice to sell 12,893 shares of Common Stock. The shares arise from restricted stock vesting under a registered plan dated 02/10/2023 (8,417 shares) and 02/11/2022 (4,476 shares). The filing lists Morgan Stanley Smith Barney LLC as the broker-dealer.
Insider reported multiple Rule 144/10b5-1 sales of common stock. The filing lists a series of sales executed under a 10b5-1 plan, including 5,000 shares sold on 05/05/2026 for $173,750 and other transactions in April–February 2026. The filing also shows 4,502 RSUs (01/20/2025) and 147 ESPP shares (04/15/2025).
Penguin Solutions, Inc. senior vice president Clark Joseph Gates executed an open-market sale of 5,000 shares of Common Stock at $34.75 per share on May 5, 2026. After this transaction, he directly holds 81,776 shares of Penguin Solutions common stock.
The filing notes that this sale was carried out under a previously established Rule 10b5-1 trading plan, indicating the trade was pre-scheduled rather than a discretionary, one-time decision.
FMR LLC reports beneficial ownership of 5,398,562.22 shares of Penguin Solutions Inc common stock, representing 10.6% of the class. The filing states FMR LLC has sole voting power for 5,395,853.46 shares and sole dispositive power for 5,398,562.22 shares. The filing is executed under a power of attorney.