The Penguin Solutions, Inc. (PENG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a Delaware corporation listed on Nasdaq, Penguin Solutions submits periodic and current reports that describe its financial performance, risk factors, and significant corporate events across its Advanced Computing, Integrated Memory, and Optimized LED segments.
Among the filings available are current reports on Form 8-K. For example, Penguin Solutions filed an 8-K describing the release of financial results for a fiscal period and noting that the company refers to non-GAAP financial information in its earnings materials, with reconciliations to GAAP included in the associated press release. The same 8-K also reports that the Audit Committee of the Board of Directors approved a stock repurchase authorization, allowing the company to repurchase shares of its common stock through open market purchases, privately negotiated transactions, or other methods, subject to market conditions and corporate needs.
In addition to current reports, investors can consult Penguin Solutions’ annual reports on Form 10-K and quarterly reports on Form 10-Q, which the company references in its risk factor discussions. These filings contain sections such as “Risk Factors,” “Results of Operations,” “Quantitative and Qualitative Disclosures About Market Risk,” and “Liquidity and Capital Resources,” providing detail on the company’s operations in high-performance computing, AI infrastructure, memory technologies, and LED solutions.
On Stock Titan, these filings are supplemented by AI-powered summaries that explain key points, highlight important adjustments between GAAP and non-GAAP measures, and make it easier to understand complex disclosures. Users can also review information related to corporate actions, stock repurchase authorizations, and other material events reported on Forms 8-K, as well as track how Penguin Solutions presents its financial metrics and risk disclosures over time.
At Penguin Solutions, Inc., SVP and Chief Legal Officer Anne Kuykendall acquired 41,242 shares of common stock as performance-based restricted stock units (PSUs) vested on October 3, 2026, after the Compensation Committee certified performance-goal achievement. She surrendered 20,984 shares to the issuer for tax withholding at $61.36 per share; no shares were sold. The PSUs were granted September 25, 2023, and vesting was tied to relative total stockholder-return goals over a three-year performance period and continued employment through certification.
Penguin Solutions, Inc. SVP and Pres, Optimized LED Joseph Gates Clark acquired 30,932 shares through vesting of performance-based restricted stock units (PSUs) on October 3, 2026. The same day, 13,437 shares were surrendered to the issuer for tax withholding at a reported $61.36 per share; the footnote states that no shares were sold.
Penguin Solutions, Inc. appointed Stephen Cumming senior vice president and chief financial officer, effective October 6, 2026; he also becomes the Company’s principal financial officer and principal accounting officer. Aaron Johnson, interim CFO since July 9, 2026, returned to vice president, finance and accounting, with no new compensatory arrangements. Cumming’s offer letter provides a $550,000 annual base salary and eligibility for a fiscal 2027 performance bonus targeted at 90% of base salary, prorated and conditioned on employment through the bonus payment date. It also provides a $700,000 retention bonus in two equal installments within 45 days and 85 days following his start date, subject to continued employment through each payment. Equity awards have aggregate values of $1,750,000 for time-based RSUs and $2,550,000 for performance-based RSUs. The time-based RSUs vest 25% on October 20, 2027, with the remainder in 12 equal quarterly installments; the PSUs may vest from 0% to 200% of target based on Company TSR goals relative to the median company in the Russell 2000 Index over a three-year performance period, subject to continued service.
Penguin Solutions, Inc. (PENG) reported fourth-quarter and fiscal 2026 results for the year ended August 28, 2026. Fourth-quarter net sales were $566.685 million, up 68% year over year, and net income attributable to Penguin Solutions was $93.204 million, versus $9.431 million a year earlier. Fiscal-year net sales were $1,731.468 million, up 26%, while net income attributable to Penguin Solutions was $180.615 million, versus $25.391 million.
The company raised its fiscal 2027 outlook and expects midpoint net sales of approximately $2.43 billion, representing approximately 40% growth, plus or minus 10 percentage points. Diluted EPS is expected at $3.50 +/- $0.70 and non-GAAP diluted EPS at $4.45 +/- $0.70. Penguin closed a $750 million convertible senior notes offering due 2031 with a 0% coupon. Fiscal 2026 operating cash flow was a net use of $151.914 million, versus $109.084 million provided in fiscal 2025.
Customer announcements included a publicly traded neocloud provider with more than $3 billion in signed multi-year contracts selecting Penguin for AI infrastructure deployment and operations services, and a separate Norway AI factory deployment for a customer with $10 billion in contracted compute from a leading AI lab.
Penguin Solutions, Inc. (PENG) President and CEO Kashif Shaikh received an award of 53,927 restricted stock units on September 29, 2026. The units vest 25% on October 20, 2027, with the remainder vesting quarterly in 12 equal installments, subject to continued service through each applicable vesting date. His reported direct holdings following the award were 430,013 shares.
Penguin Solutions, Inc. reported that Anne Kuykendall, its SVP and Chief Legal Officer, acquired an award of 11,555 restricted stock units on September 29, 2026. Her reported direct common-stock holdings after the transaction were 124,549 shares. The units vest 25% on October 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to continued service through each applicable vesting date.
Penguin Solutions, Inc. officer Anthony George Frey, its SVP and Chief Revenue Officer, received an award of 11,555 restricted stock units on September 29, 2026. His reported direct position following the transaction was 87,112 shares. The units vest 25% on October 20, 2027, with the remainder vesting quarterly in 12 equal installments, subject to continued service through each vesting date.
Penguin Solutions, Inc. reported that Joseph Gates Clark, SVP and Pres, Optimized LED, acquired 7,222 restricted stock units on September 29, 2026. The units vest 25% on October 20, 2027, with the remainder vesting quarterly thereafter in 12 equal installments, subject to continued service through each vesting date. His reported direct position after the award was 70,278 shares.
Penguin Solutions, Inc. (PENG) reported that Anne Kuykendall, its SVP and Chief Legal Officer, sold a total of 4,000 shares of common stock on August 24, 2026. The sales included 600 shares at $49.6234, 3,300 shares at $50.7252, and 100 shares at $51.3400. Two sale prices are reported as weighted averages over price ranges described in footnotes. All transactions were made under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025.
Invesco Ltd. reports a significant ownership position in Penguin Solutions Inc common stock. Acting as a parent holding company to its investment advisers, Invesco may be deemed to beneficially own 4,553,215 shares, representing 9% of Penguin Solutions’ outstanding common stock. Invesco reports sole voting power over 4,540,697 shares and sole dispositive power over 4,553,215 shares, with no shared voting or dispositive power.
The shares are held of record by clients of Invesco’s advisory entities, including Invesco Advisers, Inc. and Invesco Capital Management LLC. Invesco Advisers, Inc. advises the Invesco Small Cap Value Fund, which owns 7.68% of Penguin Solutions’ common stock. No individual client has more than 5% economic ownership, while clients retain the right to receive dividends and sale proceeds.