Every Form 4 that Penguin Solutions, Inc. (PENG) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow PENG and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full PENG filings page.
Penguin Solutions, Inc. (PENG) reported that Anne Kuykendall, its SVP and Chief Legal Officer, sold a total of 4,000 shares of common stock on August 24, 2026. The sales included 600 shares at $49.6234, 3,300 shares at $50.7252, and 100 shares at $51.3400. Two sale prices are reported as weighted averages over price ranges described in footnotes. All transactions were made under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025.
Clark Joseph Gates, SVP and President, Optimized LED at Penguin Solutions, Inc., sold 1,327 shares of common stock on July 23, 2026 at $57.47 per share in an open-market or private transaction under a Rule 10b5-1 Plan adopted on November 11, 2025, and now directly holds 63,056 shares.
Penguin Solutions, Inc. executive Anne Kuykendall, SVP and Chief Legal Officer, reported two equity transactions. On July 22, 2026 she sold 739 shares of common stock at $56.12 per share in an open-market or private transaction under a Rule 10b5-1 plan adopted November 11, 2025. On July 20, 2026 she surrendered 3,061 shares to the issuer at $60.41 per share to satisfy tax withholding on vesting restricted stock units; no shares were sold in that tax-related transaction.
Penguin Solutions, Inc. interim CFO Aaron Michael Johnson reported a Form 4 transaction involving common stock. On 2026-07-20, 896 shares were surrendered to the issuer at $60.41 per share to satisfy tax withholding obligations upon vesting of restricted stock units. The filing notes that no shares were sold, and Johnson now directly holds 31,882 common shares.
Penguin Solutions, Inc. executive Anthony George Frey, SVP and Chief Revenue Officer, reported a tax-withholding disposition of 532 shares of common stock on July 20, 2026. The shares were surrendered to the issuer to satisfy RSU-related tax obligations, not sold on the market, leaving him with 75,557 shares directly owned.
Penguin Solutions, Inc. executive Clark Joseph Gates, SVP and President, Optimized LED, reported a tax-related share disposition. On July 20, 2026, 2,042 shares of common stock were surrendered to Penguin Solutions at $60.41 per share to satisfy tax withholding obligations upon vesting of restricted stock units, and no shares were sold in the market. After this transaction, Gates directly holds 64,383 common shares.
Penguin Solutions, Inc. senior vice president and chief legal officer Anne Kuykendall reported selling a total of 4,000 shares of common stock in open-market transactions on June 15, 2026. The sales were executed at prices generally between about $62.29 and $65.63, with each line item reported at a weighted average sale price.
The filing states that these transactions were carried out under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025. After completing these sales, Kuykendall directly holds 120,794 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. senior vice president and president of Optimized LED, Clark Joseph Gates, reported selling a total of 10,351 shares of common stock on June 1, 2026. The six open-market sales were executed at per-share prices ranging from about $55.53 to $60.76, and were carried out under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025.
Penguin Solutions, Inc. senior vice president and chief legal officer Anne Kuykendall reported selling a total of 4,000 shares of common stock in open‑market transactions on May 26, 2026. The sales were executed at weighted average prices in ranges from about $52.32 to $55.44 per share under a previously established Rule 10b5‑1 trading plan, indicating the trades were pre‑scheduled rather than discretionary. She continues to hold a substantial direct equity position after these transactions.
HEARD DAVID W reported acquisition or exercise transactions in this Form 4 filing.
Penguin Solutions, Inc. director David W. Heard reported an equity compensation grant in the form of restricted stock units covering 4,485 shares of Common Stock. The units were granted at a reported price of $0.00 per share and will vest over time.
According to the award terms, 2,562 restricted stock units are scheduled to vest on May 18, 2027, with the remainder of the award vesting on January 31, 2028. Following this grant, the filing shows Heard with 4,485 directly owned shares tied to this award.
Penguin Solutions, Inc. director Maximiliane C Straub reported an open-market sale of company stock. On May 14, 2026, Straub sold 3,000 shares of Penguin Solutions common stock at a price of $49.00 per share.
After this transaction, Straub directly holds 51,975 shares of Penguin Solutions common stock, according to the filing.
Penguin Solutions, Inc. director Maximiliane C. Straub reported open-market sales of company common stock. On May 11, Straub sold 8,000 shares at an average price of $44.9994 per share. On May 12, Straub sold an additional 4,000 shares at an average price of $44.3409 per share.
Across both days, the transactions totaled 12,000 shares sold. Following these sales, Straub directly holds 54,975 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. director Sandeep Nayyar sold 20,000 shares of Common Stock in open-market transactions. The sales occurred on May 11, 2026 and May 12, 2026, with 12,893 shares sold at a weighted average price of $45.0891 and 7,107 shares sold at $43.4800. After these transactions, Nayyar directly owns 25,417 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported an open-market sale of common stock. On May 8, 2026, he sold 5,000 shares of Penguin Solutions common stock at $39.99 per share. Following this transaction, he directly holds 76,776 shares of common stock. The sale was executed under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating the trades were pre-arranged rather than timed discretionarily.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates executed an open-market sale of 5,000 shares of Common Stock at $34.75 per share on May 5, 2026. After this transaction, he directly holds 81,776 shares of Penguin Solutions common stock.
The filing notes that this sale was carried out under a previously established Rule 10b5-1 trading plan, indicating the trade was pre-scheduled rather than a discretionary, one-time decision.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported open-market sales of company common stock. He sold 1,485 shares at $27.62 per share and 5,000 shares at $29.75 per share, totaling 6,485 shares. After these transactions, he directly holds 86,776 shares of Penguin Solutions common stock. The filing notes the sales were made under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating the trades were pre-scheduled rather than newly decided.
Penguin Solutions, Inc. SVP and CFO Nathan Olmstead reported a routine tax-related share disposition. On April 20, 2026, 2,605 shares of common stock were surrendered to the company to cover tax withholding tied to vesting of restricted stock units at an indicated value of $26.74 per share. The footnote clarifies that no shares were sold in the market, and Olmstead continued to hold 101,233 shares directly after this transaction.
Penguin Solutions, Inc. SVP and Chief Legal Officer Anne Kuykendall reported a small open-market sale of company stock and a tax-related share surrender. On April 22, 2026 she sold 738 shares of common stock at $27.92 per share in an open-market transaction.
On April 20, 2026 she surrendered 3,062 shares to Penguin Solutions to cover tax withholding tied to vesting restricted stock units; the footnote clarifies no shares were sold in that transaction. After these events she directly held 128,794 shares, which includes 1,242 shares purchased through the company’s Amended and Restated Employee Stock Purchase Plan on April 15, 2026. The filing notes the sale was executed under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025.
Penguin Solutions, Inc. senior vice president and chief revenue officer Anthony George Frey surrendered 532 shares of common stock on April 20, 2026 to cover tax withholding obligations tied to vesting of restricted stock units. No shares were sold in the market. After this tax-related disposition, he directly holds 76,089 shares, which includes 1,667 shares purchased through the company’s Amended and Restated Employee Stock Purchase Plan on April 15, 2026.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported recent transactions in the company’s common stock. On April 16, he sold 5,000 shares in an open-market transaction at $26.82 per share. After this sale, he directly held 95,549 shares.
On April 20, he surrendered 2,288 shares at $26.74 per share to Penguin Solutions solely to satisfy tax withholding obligations tied to vesting of restricted stock units; no shares were sold in the market in this step. Following the tax withholding transaction, his direct ownership stood at 93,261 shares, which includes 823 shares purchased through the company’s Employee Stock Purchase Plan.
Penguin Solutions, Inc. executive Clark Joseph Gates, SVP and President of Optimized LED, reported an open-market sale of 12,546 shares of common stock at a weighted average price of $22.5476 per share. After this transaction, he directly holds 99,726 shares of Penguin Solutions common stock.
The sale was carried out under a previously established Rule 10b5-1 trading plan, which is a pre-arranged program that schedules share sales in advance. This structure makes the transaction appear more like planned portfolio management than a discretionary decision based on recent company developments.
Penguin Solutions, Inc. senior vice president and Chief Legal Officer Anne Kuykendall reported an open-market sale of 4,000 shares of common stock on March 16, 2026 at a weighted average price of $17.7452 per share.
The sale was executed under a previously established Rule 10b5-1 trading plan adopted on November 11, 2025, indicating it was pre-planned. Following this transaction, Kuykendall directly holds 131,352 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. senior vice president and chief legal officer Anne Kuykendall sold 4,000 shares of common stock in an open-market transaction at a weighted average price of $20.8008 per share on February 25, 2026. The sale was made under a previously established Rule 10b5-1 trading plan, and she continued to hold 135,352 shares of Penguin Solutions common stock directly after the transaction.
Penguin Solutions, Inc. senior vice president Clark Joseph Gates reported an open-market sale of 10,046 shares of common stock at a weighted average price of $20.0674 per share. After this transaction, he directly holds 112,272 shares of Penguin Solutions common stock.
The sale on February 24, 2026 was carried out under a previously established Rule 10b5-1 trading plan, meaning it was pre-arranged in advance. The trades were executed in multiple lots at prices ranging from $20.00 to $20.21 per share.
Penguin Solutions, Inc. insider trading update: Senior Vice President and President, Optimized LED, Clark Joseph Gates reported an open-market sale of 1,346 shares of Penguin Solutions common stock on February 10, 2026.
The shares were sold at a price of $19.03 per share, and the transaction is coded as a sale in the open market. After this trade, Gates directly beneficially owns 122,318 shares of Penguin Solutions common stock.
The filing notes that this trade was executed under a pre-established Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2025, which is designed to allow scheduled sales under predetermined conditions.
Penguin Solutions, Inc. director Penny Herscher received a grant of 10,034 shares of common stock in the form of restricted stock units at a price of $0 per share on February 6, 2026. These units are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual stockholders’ meeting at which her term expires, contingent on her continued service.
Following this award, Herscher beneficially owns 27,574 shares directly. In addition, 4,584 shares are held indirectly by the 2001 Herscher Family Trust, for which she and her spouse serve as co‑trustees.
Penguin Solutions, Inc. director receives stock award. Director Sandeep Nayyar was granted 10,034 shares of Penguin Solutions common stock on February 6, 2026 as an equity award priced at $0 per share. Following this grant, he beneficially owns 45,417 common shares directly.
The award is in the form of restricted stock units that are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual stockholder meeting at which his board term expires, provided he continues serving through the vesting date.
Penguin Solutions, Inc. director Mark Papermaster received an equity award of 10,034 shares of common stock in the form of restricted stock units on February 6, 2026, at a price of $0 per share. These restricted stock units are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which his term as director expires, subject to his continued service through that vesting date. Following this grant, he beneficially owns 34,816 shares of Penguin Solutions common stock directly.
Penguin Solutions director Mary G. Puma reported receiving a grant of 10,034 shares of common stock on February 6, 2026, recorded at a price of $0 per share as an equity award. Following this grant, she beneficially owns 25,398 common shares directly.
The award represents restricted stock units that are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual stockholder meeting at which her director term expires, subject to her continued service through the vesting date.
Penguin Solutions, Inc. director Maximiliane Straub received a grant of 10,034 shares of common stock as a restricted stock unit (RSU) award on February 6, 2026. The award was granted at a price of $0 per share.
The RSUs are scheduled to vest in full on the earlier of February 6, 2027 or the date of the annual meeting of stockholders at which Straub’s director term expires, provided she continues in service through that vesting date. After this grant, Straub beneficially owns 66,975 shares of Penguin Solutions common stock in direct ownership.
Penguin Solutions, Inc.’s President and CEO Kashif Shaikh received significant equity awards on February 2, 2026. He was granted 238,188 time-based restricted stock units and an additional 137,898 time-based units at a grant price of $0, lifting his directly held common stock units to 376,086. These RSUs vest 25% on April 20, 2027, with the balance vesting quarterly over the following 12 installments, contingent on continued service. He also received 238,188 performance-based RSUs with a four-year performance period, which can vest between 0% and 200% of the target amount based on multi-tier stock price appreciation hurdles and Compensation Committee certification, again requiring continued service.
Penguin Solutions, Inc. senior vice president and chief financial officer Nathan Olmstead reported an automatic share withholding related to equity compensation. On January 20, 2026, 2,988 shares of Penguin Solutions common stock were surrendered at $19.96 per share to the company to cover tax withholding obligations upon the vesting of restricted stock units. The filing notes that no shares were sold in the open market as part of this transaction. After this withholding, Olmstead beneficially owns 103,838 common shares, held directly.
Penguin Solutions, Inc. insider filing shows a routine tax-related share surrender by a senior executive. SVP and Chief Legal Officer Anne Kuykendall surrendered 3,379 shares of common stock on 01/20/2026 at a price of $19.96 per share to Penguin Solutions to cover tax withholding tied to vesting of restricted stock units. The footnote clarifies that no shares were sold on the open market; the transaction was solely to satisfy tax obligations. After this transaction, Kuykendall directly beneficially owned 139,352 shares of Penguin Solutions common stock.
Penguin Solutions, Inc. insider activity: Senior Vice President and Chief Revenue Officer Anthony George Frey reported a tax-related share withholding. On January 20, 2026, 610 shares of Penguin Solutions common stock were surrendered to the company at $19.96 per share to cover tax withholding obligations tied to the vesting of restricted stock units. The filing states that no shares were sold in the market. After this transaction, Frey beneficially owned 74,954 common shares, held directly.
Penguin Solutions, Inc. executive Clark Joseph Gates, who serves as SVP and President, Optimized LED, reported a routine equity-related transaction. On January 20, 2026, he surrendered 2,564 shares of common stock to Penguin Solutions at a price of $19.96 per share to cover tax withholding obligations tied to the vesting of restricted stock units. The disclosure explicitly notes that no shares were sold on the open market. After this withholding transaction, he beneficially owns 123,664 shares of Penguin Solutions common stock held directly.
Penguin Solutions, Inc. President and CEO Mark Adams reported a routine share withholding related to equity compensation. On 01/20/2026, 12,513 shares of common stock were surrendered to the company at $19.96 per share to cover tax withholding arising from the vesting of restricted stock units, and no shares were sold on the market. Following this transaction, Adams beneficially owned 963,183 shares directly and 29,640 shares indirectly through The Adams Family Trust.
Penguin Solutions (PENG) reported an insider transaction on Form 4. SVP and CFO Nathan Olmstead acquired 9,684 shares of common stock on 11/11/2025 at a reported price of $0, increasing his beneficial holdings to 106,826 shares, held directly.
The filing notes these are restricted stock units that will vest as to 6.25% on January 20, 2026, with the remainder vesting quarterly thereafter in 15 equal installments, subject to continued employment through each vesting date.
Penguin Solutions (PENG) insider update: Officer Jack A. Pacheco reported a Form 4 transaction on 10/20/2025. He surrendered 11,778 shares of common stock at $21.74, coded “F,” to satisfy tax withholding tied to the vesting of restricted stock units. The filing states no shares were sold.
Following this tax withholding event, Pacheco directly owns 239,364 shares. This was an administrative share surrender associated with RSU vesting rather than an open‑market transaction.
Penguin Solutions (PENG) reported an insider administrative transaction by its SVP & CFO, Nathan Olmstead. On 10/20/2025, he surrendered 1,937 shares of common stock at $21.74 per share to the company to cover tax withholding tied to restricted stock unit vesting. The filing notes no shares were sold.
Following the transaction, Olmstead beneficially owns 97,142 shares directly. The entry is coded “F”, which reflects a tax withholding event rather than an open-market trade.
Penguin Solutions (PENG) filed a Form 4 for an officer transaction. On 10/20/2025, the SVP and Chief Legal Officer had 2,639 shares of common stock withheld (code F) at $21.74 to cover taxes from restricted stock unit vesting. The filing states no shares were sold. Following the transaction, the insider directly beneficially owned 142,731 shares.
Penguin Solutions (PENG) disclosed an insider Form 4 for officer Joseph Gates Clark, SVP and President, Optimized LED. On 10/20/2025, 1,890 shares of common stock were surrendered at $21.74 under transaction code F to satisfy tax withholding tied to restricted stock unit vesting; no shares were sold.
After the transaction, Clark’s beneficial ownership stood at 126,228 shares. This total includes 389 shares purchased through the Issuer’s Amended and Restated Employee Stock Purchase Plan on October 15, 2025.
Penguin Solutions (PENG) reported an insider transaction by President and CEO, Director Mark Adams. On 10/20/2025, Adams surrendered 11,419 shares of common stock to the company to satisfy tax withholding tied to RSU vesting, coded “F”, at a price of $21.74 per share. No shares were sold.
Following the transaction, Adams beneficially owned 975,696 shares directly and 29,640 shares indirectly through The Adams Family Trust.
Penguin Solutions (PENG) reported an insider equity update. EVP/COO Jack A. Pacheco had 48,580 performance-based RSUs vest on 10/14/2025 after the Compensation Committee certified goal achievement. To cover tax withholding from the vesting, 24,669 shares were surrendered to the issuer at $22.32 per share; no open‑market sale occurred. Following these transactions, the officer directly beneficially owns 251,142 shares.
Penguin Solutions (PENG) reported an insider equity event. The company’s SVP and Chief Legal Officer had 43,182 performance-based RSUs vest on October 14, 2025, following the Compensation Committee’s certification of three-year total shareholder return goals from a grant dated September 26, 2022. To cover taxes, 21,928 shares were surrendered at $22.32 per share, with no shares sold on the market. After these transactions, the officer directly beneficially owns 145,370 shares.
Penguin Solutions (PENG) reported an insider equity event. On 10/14/2025, an officer (SVP and Pres, Optimized LED) had 53,978 PSUs earned and vested after the Compensation Committee certified performance under a three-year total stockholder return program. To cover withholding taxes from the vesting, 23,535 shares were surrendered to the issuer at $22.32 per share; no shares were sold on the market. Following these transactions, the officer directly beneficially owned 127,729 shares of common stock.
Penguin Solutions (PENG) reported an insider equity event for President & CEO and Director Mark Adams. On 10/14/2025, 107,958 performance-based RSUs vested at $0 following Compensation Committee certification. To cover taxes, 54,822 shares were surrendered to the issuer at $22.32; no shares were sold for cash. After these transactions, Adams beneficially owns 987,115 shares directly, plus 29,640 shares indirectly via The Adams Family Trust.