Penguin Solutions interim CFO holds 32,778 shares
Penguin Solutions, Inc. reports that Interim CFO Aaron Michael Johnson directly holds 32,778 shares of common stock as of July 9, 2026.
Accepted by SEC EDGAR
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Form Type
3
Rhea-AI Filing Summary
Penguin Solutions, Inc. reports that Interim CFO Aaron Michael Johnson directly holds 32,778 shares of common stock as of July 9, 2026. This total includes unvested restricted stock units of 10,342, 9,039, 8,244 and 5,153 shares, which vest in quarterly installments beginning July 20, 2026 and July 20, 2027, subject to his continued service.
Insider Trade Summary
Holdings reported, no transactions
Holdings
Insider
Johnson Aaron Michael
Role
Interim CFO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Holding | Common Stock F1 | -- | -- | -- |
Holdings:
Common Stock — 32,778 shares (Direct)
Footnotes (1)
- F1. Includes (i) 10,342 unvested restricted stock units ("RSUs") that will vest in nine remaining substantially-equal quarterly installments, (ii) 9,039 unvested RSUs that will vest in twelve remaining substantially-equal quarterly installments, and (iii) 8,244 unvested RSUs that will vest in fourteen remaining substantially-equal quarterly installments, each starting on July 20, 2026 and subject to the Reporting Person's continued service through each applicable vesting date. Also includes 5,153 unvested RSUs that will vest as to 25% on July 20, 2027, with the remainder vesting in twelve substantially-equal quarterly installments thereafter, subject to the Reporting Person's continued service through each applicable vesting date.
Key Figures
Common stock held: 32,778 shares
Unvested RSUs tranche 1: 10,342 shares
Unvested RSUs tranche 2: 9,039 shares
+2 more
5 metrics
Common stock held
32,778 shares
Direct holdings reported as of 2026-07-09
Unvested RSUs tranche 1
10,342 shares
Vest in nine remaining substantially-equal quarterly installments starting July 20, 2026
Unvested RSUs tranche 2
9,039 shares
Vest in twelve remaining substantially-equal quarterly installments starting July 20, 2026
Unvested RSUs tranche 3
8,244 shares
Vest in fourteen remaining substantially-equal quarterly installments starting July 20, 2026
Unvested RSUs tranche 4
5,153 shares
Vest 25% on July 20, 2027, remainder in twelve substantially-equal quarterly installments thereafter
Key Terms
restricted stock units, substantially-equal quarterly installments, continued service
3 terms
restricted stock units financial
"Includes 10,342 unvested restricted stock units (RSUs) that will vest"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
substantially-equal quarterly installments financial
"will vest in nine remaining substantially-equal quarterly installments"
continued service financial
"subject to the Reporting Person's continued service through each applicable vesting date"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity position does Interim CFO Johnson Aaron Michael report in Penguin Solutions (PENG)?
He reports direct ownership of 32,778 shares of common stock in Penguin Solutions. This figure includes unvested restricted stock units that are scheduled to vest through multiple quarterly installments over several years, contingent on his continued service with the company.
How many unvested RSUs are included in Johnson's Penguin Solutions (PENG) holdings, and how are they structured?
His reported holdings include unvested RSUs of 10,342, 9,039, 8,244 and 5,153 shares. The first three tranches vest in nine, twelve and fourteen quarterly installments, and the last tranche vests 25% then in twelve quarterly installments thereafter.
When do Johnson's RSUs in Penguin Solutions (PENG) begin vesting?
Three RSU tranches begin vesting on July 20, 2026 in quarterly installments. An additional 5,153-share RSU tranche starts vesting on July 20, 2027, with 25% vesting on that date and the remainder vesting in twelve quarterly installments thereafter.
Are Johnson's Penguin Solutions (PENG) holdings reported as direct or indirect ownership?
The filing shows direct ownership of 32,778 shares, indicated by the "D" ownership code. No nature-of-ownership footnote describes any trust, fund, or other intermediary entity, so the reported position is held in his own name.
Does this Penguin Solutions (PENG) Form 3 indicate insider buying or selling by Johnson?
No buy or sell transactions are reported. The Form 3 serves to list Johnson’s existing holdings, including unvested RSUs, rather than to disclose new market purchases or sales of Penguin Solutions common stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
