Invesco Ltd. (PENG) discloses 9% Penguin Solutions stake via advisory clients

Rhea-AI Filing Summary

Invesco Ltd. reports a significant ownership position in Penguin Solutions Inc common stock. Acting as a parent holding company to its investment advisers, Invesco may be deemed to beneficially own 4,553,215 shares, representing 9% of Penguin Solutions’ outstanding common stock. Invesco reports sole voting power over 4,540,697 shares and sole dispositive power over 4,553,215 shares, with no shared voting or dispositive power.

The shares are held of record by clients of Invesco’s advisory entities, including Invesco Advisers, Inc. and Invesco Capital Management LLC. Invesco Advisers, Inc. advises the Invesco Small Cap Value Fund, which owns 7.68% of Penguin Solutions’ common stock. No individual client has more than 5% economic ownership, while clients retain the right to receive dividends and sale proceeds.

Key Figures

Beneficially owned shares: 4,553,215 shares Ownership percentage: 9% Sole voting power: 4,540,697 shares +2 more

5 metrics

Beneficially owned shares 4,553,215 shares Penguin Solutions common stock beneficially owned by Invesco Ltd.

Ownership percentage 9% Percent of Penguin Solutions common stock class attributed to Invesco Ltd.

Sole voting power 4,540,697 shares Shares of Penguin Solutions over which Invesco Ltd. has sole voting power

Sole dispositive power 4,553,215 shares Shares of Penguin Solutions over which Invesco Ltd. has sole dispositive power

Fund ownership percentage 7.68% Penguin Solutions common stock owned by Invesco Small Cap Value Fund

Key Terms

beneficially own, Sole Voting Power, dispositive power, parent holding company, +1 more

5 terms

beneficially own financial

"may be deemed to beneficially own 4,553,215 shares of the Issuer"

Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.

Sole Voting Power financial

"Sole Voting Power 4,540,697.00 6 | Shared Voting Power 0.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

dispositive power financial

"Sole Dispositive Power 4,553,215.00 8 | Shared Dispositive Power 0.00"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

parent holding company financial

"Invesco Ltd., in its capacity as a parent holding company to its investment advisers"

Investment Company Act of 1940 regulatory

"shareholders of an investment company registered under the Investment Company Act of 1940"

A U.S. federal law that sets the rulebook for pooled investment vehicles such as mutual funds, exchange-traded funds and similar money managers, requiring them to register with regulators, disclose holdings and fees, limit conflicts of interest, and follow governance standards. It matters to investors because these protections and transparency rules act like a referee and scoreboard, helping people compare funds, trust that managers follow fair practices, and spot hidden costs or risks.

FAQ

What percentage of Penguin Solutions Inc (PENG) does Invesco Ltd. beneficially own?

Invesco Ltd. reports beneficial ownership of 9% of Penguin Solutions Inc’s common stock, representing 4,553,215 shares held of record by its advisory clients, over which it has sole dispositive power.

How many Penguin Solutions Inc (PENG) shares does Invesco Ltd. control voting power over?

Invesco Ltd. has sole voting power over 4,540,697 shares of Penguin Solutions Inc common stock and reports no shared voting power with any other party for these securities.

Which Invesco-affiliated fund holds a large stake in Penguin Solutions Inc (PENG)?

Invesco Advisers, Inc. advises the Invesco Small Cap Value Fund, which owns 7.68% of Penguin Solutions Inc’s common stock as part of the position reported by Invesco Ltd.

Do any individual investors hold more than 5% of Penguin Solutions Inc (PENG) through Invesco?

No. The disclosure states that no one person has greater than 5% economic ownership in the Penguin Solutions securities held by Invesco’s clients, despite Invesco’s aggregate 9% beneficial stake.

Who ultimately receives dividends and sale proceeds from Invesco’s Penguin Solutions Inc (PENG) holdings?

The clients of Invesco Ltd., as holders of record, have the right to receive or direct the receipt of dividends and sale proceeds from the Penguin Solutions Inc shares attributed to Invesco.

Which Invesco subsidiaries are identified in connection with the Penguin Solutions Inc (PENG) stake?

The filing identifies Invesco Advisers, Inc. and Invesco Capital Management LLC as subsidiaries of Invesco Ltd. involved as investment advisers with respect to the Penguin Solutions Inc holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/13/2026 - 04:25 PM Accepted by SEC EDGAR 08/13/2026 - 04:24 PM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

Penguin Solutions Inc

(Name of Issuer)

Common Stock

(Title of Class of Securities)

(CUSIP Number)

06/30/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP No.

1

Names of Reporting Persons

Invesco Ltd.

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

BERMUDA

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 4,540,697.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 4,553,215.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

4,553,215.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

9.0 %

12

Type of Reporting Person (See Instructions)

IA, HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: Penguin Solutions Inc
(b)	Address of issuer's principal executive offices: 45800 Northport Loop W, Fremont, California, 94538
Item 2.
(a)	Name of person filing: Invesco Ltd. ("Invesco Ltd.")
(b)	Address or principal business office or, if none, residence: 1331 Spring Street NW, Suite 2500, Atlanta, GA 30309
(c)	Citizenship: Bermuda
(d)	Title of class of securities: Common Stock
(e)	CUSIP No.:
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: Invesco Ltd., in its capacity as a parent holding company to its investment advisers, may be deemed to beneficially own 4,553,215 shares of the Issuer which are held of record by clients of Invesco Ltd.
(b)	Percent of class: 9 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 4,540,697
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 4,553,215
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. Invesco Advisers, Inc. is a subsidiary of Invesco Ltd. and it advises the Invesco Small Cap Value Fund which owns 7.68% of the security reported herein. No one person has greater than 5% economic ownership in the securities listed above. As holders of record, the relevant clients of Invesco Ltd. have the right to receive or the power to direct the receipt of dividends from, and proceeds from the sale of, the securities listed above.
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. Invesco Advisers, Inc. Invesco Capital Management LLC
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Invesco Ltd.

Signature:	/s/ Rebert R. Leveille
Name/Title:	Robert R. Leveille/Global Head of Compliance
Date:	08/12/2026