STOCK TITAN

PepGen (PEPG) director Habib Dable receives 34,000 stock options at $1.79

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PepGen Inc. director Habib J. Dable received a grant of stock options covering 34,000 shares of common stock. The options have an exercise price of $1.79 per share and expire on June 17, 2036.

The award vests in full on the earlier of the first anniversary of the grant date or the next Annual Meeting, subject to continued board service unless the board decides otherwise. Following this grant, Dable holds 34,000 options directly, and the filing shows no open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Dable Habib J
Role null
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) 34,000 $0.00 --
Holdings After Transaction: Stock Option (Right to Buy) — 34,000 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Option grant size 34,000 shares Stock Option (Right to Buy) granted to director Habib J. Dable
Exercise price $1.79 per share Conversion or exercise price for PepGen common stock options
Expiration date June 17, 2036 Option expiration for 34,000-share grant
Shares underlying options 34,000 shares Underlying PepGen common stock for the option award
Stock Option (Right to Buy) financial
"security_title: "Stock Option (Right to Buy)""
exercise price financial
"conversion_or_exercise_price: "1.7900""
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Annual Meeting financial
"earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting"
A company's annual meeting is a yearly gathering where owners (shareholders) and the board review performance, ask questions, and vote on key matters like electing directors, approving auditor choices, and sometimes setting pay or dividend policies. For investors it matters because decisions made and votes cast can change who runs the company, influence strategy and payouts, and affect the value or direction of their investment—similar to a homeowners’ meeting where rules and leaders that shape your property’s value are decided.
vesting financial
"all vesting shall cease if the individual ceases to serve as a director"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
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FAQ

What did PepGen (PEPG) director Habib J. Dable report in this Form 4?

Habib J. Dable reported receiving a stock option grant for 34,000 shares. The options allow him to buy PepGen common stock at $1.79 per share and represent equity-based compensation rather than an open-market stock purchase or sale.

What are the key terms of Habib J. Dable’s PepGen stock option grant?

The grant covers 34,000 shares at a $1.79 exercise price, expiring June 17, 2036. These options give Dable the right, but not the obligation, to buy PepGen common shares at that price before the expiration date.

How do Habib J. Dable’s PepGen options vest according to the Form 4?

The options vest in full on the earlier of the first grant anniversary or the next Annual Meeting. Vesting stops if he ceases to serve as a director, unless the board determines that vesting should continue under the specific circumstances.

Did the PepGen Form 4 show any open-market stock purchases or sales by Habib J. Dable?

No, the filing shows a grant of options as compensation, not open-market trades. The transaction code "A" reflects a grant or award acquisition, and the option exercise price is set at $1.79 per share.

What is Habib J. Dable’s position in PepGen options after this reported transaction?

After the grant, Dable holds 34,000 stock options directly. These options relate to PepGen common stock and were all acquired in this reported award, with no additional derivative positions listed in the filing’s summary.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dable Habib J

(Last)(First)(Middle)
C/O PEPGEN INC.
321 HARRISON AVE 8TH FLOOR

(Street)
BOSTON MASSACHUSETTS 02118

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PepGen Inc. [ PEPG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)$1.7906/18/2026A34,000 (1)06/17/2036Common Stock34,000$034,000D
Explanation of Responses:
1. This option shall vest in full upon the earlier of (i) the first anniversary of the date of grant or (ii) the date of the next Annual Meeting; provided, however, that all vesting shall cease if the individual ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.
/s/ Noel Donnelly, as attorney-in-fact06/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)