PetVivo (PETV) adds $150,000, extends unit financing option to July 2026
Filing Impact
Filing Sentiment
Form Type
8-K
Rhea-AI Filing Summary
PetVivo Holdings, Inc. received gross proceeds of $150,000 on June 8, 2026 from a partial exercise of an investor purchase option under a March 13, 2026 Subscription Agreement, bringing total equity financing in this unit Offering to $1,150,000.
The company has now issued 1,437,500 Units at $0.80 per Unit, including 187,500 Units in the latest tranche. Each Unit includes one common share and a warrant to buy one common share at $1.10 per share, exercisable immediately and expiring three years from issuance.
Earlier installments provided $400,000 on March 13, 2026 for 500,000 Units and $600,000 on April 15, 2026 for 750,000 Units. The investor may still purchase up to an additional $1,350,000 of Units, or 1,687,500 Units, through July 15, 2026 on substantially the same terms.
Positive
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Insights
PetVivo secures $150,000 in new equity, with capacity for more through July 2026.
PetVivo Holdings, Inc. raised an additional $150,000 via a partial exercise of an investor purchase option, lifting total proceeds from this Unit Offering to $1,150,000. Each Unit pairs one common share with a three-year warrant exercisable at $1.10.
The investor previously funded $400,000 and $600,000 installments, and now retains the right to invest up to another $1,350,000 for 1,687,500 Units on similar terms through July 15, 2026. Actual capital raised will depend on how much of this remaining option the investor exercises.
The securities were issued as “restricted securities” under Section 4(a)(2) and Regulation D, which generally limits immediate resale and concentrates near-term flexibility with this accredited investor. Subsequent filings may clarify any warrant exercises and resulting changes in the company’s capital structure.
8-K Event Classification
3 items: 1.01, 3.02, 9.01
3 items
Item 1.01
Entry into a Material Definitive Agreement
Business
The company signed a significant contract such as a merger agreement, credit facility, or major partnership.
Item 3.02
Unregistered Sales of Equity Securities
Securities
The company sold equity securities in a private placement or other unregistered transaction.
Item 9.01
Financial Statements and Exhibits
Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Key Figures
New proceeds: $150,000
Total proceeds to date: $1,150,000
Latest Units issued: 187,500 Units
+5 more
8 metrics
New proceeds
$150,000
Gross proceeds from partial option exercise on June 8, 2026
Total proceeds to date
$1,150,000
Aggregate equity financing under the 2026 Unit Offering
Latest Units issued
187,500 Units
Issued at $0.80 per Unit in the June 8, 2026 tranche
Aggregate Units issued
1,437,500 Units
Total Units issued under the Offering to date
Unit price
$0.80 per Unit
Price for each Unit in the Offering
Warrant exercise price
$1.10 per share
Exercise price for each warrant included in a Unit
Remaining option capacity
$1,350,000
Maximum additional investment the investor may make through July 15, 2026
Potential additional Units
1,687,500 Units
Maximum additional Units issuable if remaining option fully exercised
Key Terms
Subscription Agreement, accredited investor, Section 4(a)(2), Regulation D, +2 more
6 terms
Subscription Agreement financial
"pursuant to a partial exercise of the investor’s purchase option granted under that certain Subscription Agreement dated March 13, 2026"
A subscription agreement is a legal contract in which an investor agrees to buy a specific number of a company’s shares or other securities under set terms, including price, payment method and conditions for closing the sale. It matters to investors because it legally locks in their purchase and the company’s obligations, determines ownership percentage and any investor rights, and can include conditions or promises that affect future control or returns—like signing a detailed purchase order for equity.
accredited investor financial
"it is an “accredited investor” (as defined in Rule 501(a) of Regulation D under the Securities Act)"
An accredited investor is an individual or entity that meets certain financial criteria, such as having a high income or significant net worth, allowing them to invest in private or less regulated investment opportunities. This status matters because it grants access to investments that are often riskier or less available to the general public, reflecting a higher level of financial knowledge or resources.
Section 4(a)(2) regulatory
"conducted in reliance on the exemption from registration provided by Section 4(a)(2) of the Securities Act of 1933"
Section 4(a)(2) is a part of U.S. securities laws that allows companies to sell their stock directly to certain investors without registering the sale with regulators. This process is often used for private placements, making it easier and faster for companies to raise money from knowledgeable or institutional investors. It matters to investors because it provides an alternative way to buy shares, often with fewer disclosures and lower costs.
Regulation D regulatory
"and Regulation D promulgated thereunder"
Regulation D is a set of rules that govern how companies can raise money from investors without going through the full process required for public stock offerings. It provides simplified options for private placements, making it easier for companies to seek investments from a smaller group of investors. For investors, it offers opportunities to invest in private companies, often with fewer restrictions, but also with different levels of risk and disclosure.
restricted securities regulatory
"constitute “restricted securities” within the meaning of Rule 144 under the Securities Act"
Restricted securities are shares or other investment instruments that come with legal or contractual limits on when and how they can be sold, like stock given to founders or bought in a private offering. Think of them as assets in a locked box that can’t be freely traded until certain conditions — such as a waiting period, company registration, or specific approvals — are met. For investors this matters because restricted securities are less liquid and can affect timing, price, and perceived value when they eventually enter the market.
Rule 144 regulatory
"within the meaning of Rule 144 under the Securities Act"
Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.
FAQ
What did PetVivo Holdings (PETV) announce in its latest 8-K filing?
PetVivo reported receiving $150,000 in gross proceeds from a partial exercise of an investor purchase option, bringing total equity raised under a 2026 Unit Offering to $1,150,000. The financing involves Units combining common stock and three-year warrants.
How many Units has PetVivo (PETV) issued and at what price?
PetVivo has issued 1,437,500 Units at a purchase price of $0.80 per Unit. Each Unit consists of one share of common stock and one warrant to buy an additional share, creating both immediate and potential future equity issuance.
What are the terms of the warrants in PetVivo’s (PETV) Unit Offering?
Each warrant in the Offering allows the holder to purchase one share of PetVivo common stock at an exercise price of $1.10 per share. The warrants are exercisable immediately upon issuance and expire three years from the date they are issued.
How much additional capital can PetVivo (PETV) still raise under the option?
The investor retains the right to purchase up to an additional $1,350,000 of Units on substantially the same terms. If fully exercised, this would result in issuing up to 1,687,500 more Units before the option’s July 15, 2026 expiration date.
How were PetVivo’s (PETV) securities in this Offering issued under U.S. securities law?
The Offering, including shares and warrants, relied on exemptions from registration under Section 4(a)(2) of the Securities Act and Regulation D. The investor is an accredited investor, and the securities are classified as “restricted securities” under Rule 144.
What prior payments has PetVivo (PETV) received under this Subscription Agreement?
PetVivo previously received $400,000 on March 13, 2026 and $600,000 on April 15, 2026, tied to earlier installments under the Subscription Agreement. Those payments corresponded to issuances of 500,000 and 750,000 Units, respectively.