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PetVivo (PETV) director awarded 35,000 restricted shares for prior Board service

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jasper Joseph William reported acquisition or exercise transactions in this Form 4 filing.

PetVivo Holdings, Inc. director Jasper Joseph William received a one-time grant of 35,000 shares of restricted common stock as compensation for prior Board service, valued at $0.74 per share on the grant date. Following this award, he directly holds 135,159 common shares, with an additional 2,000 shares held indirectly by his wife. This is a compensation-related equity grant, not an open-market purchase.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jasper Joseph William

(Last)(First)(Middle)
5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)
EDINA, MINNESOTA 55439

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/09/2026A35,000(1)A$0.74135,159D
Common Stock2,000IBy wife
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents an aggregate one-time grant of 35,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for prior Board service.
/s/ Joseph Jasper03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did PetVivo (PETV) disclose for Jasper Joseph William?

PetVivo disclosed that director Jasper Joseph William received a one-time grant of 35,000 restricted common shares as compensation for prior Board service. The grant is coded as an acquisition (A) and is a stock award, not an open-market purchase.

At what price was the PetVivo (PETV) stock grant recorded for Jasper Joseph William?

The 35,000-share restricted stock grant to Jasper Joseph William was recorded at $0.74 per share. This figure reflects the transaction price used in the Form 4 and helps indicate the reference value assigned to the equity-based compensation award.

How many PetVivo (PETV) shares does Jasper Joseph William hold after this Form 4 transaction?

After the grant, Jasper Joseph William directly holds 135,159 PetVivo common shares. The filing also reports an additional 2,000 shares held indirectly through his wife, providing a view of both his direct and related indirect ownership positions in the company.

Is the PETV Form 4 transaction a market purchase or a compensation grant?

The PETV Form 4 transaction is a compensation grant, not a market purchase. It is a one-time award of 35,000 restricted common shares granted to Jasper Joseph William as compensation for prior Board service, classified under transaction code A for awards.

Does Jasper Joseph William have any indirect ownership in PetVivo (PETV) shares?

Yes. In addition to his direct holdings, the filing notes 2,000 PetVivo common shares held indirectly "By wife." This indicates a small portion of his reported ownership is through a related party rather than held directly in his own name.

What does transaction code A mean in the PetVivo (PETV) Form 4 filing?

Transaction code A in the Form 4 indicates a grant, award, or other acquisition of securities. In this case, it represents a one-time grant of 35,000 restricted common shares to director Jasper Joseph William as compensation for prior service on PetVivo’s Board.
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