PetVivo (PETV) director awarded 12,500 shares at $1.28 per share

PetVivo Holdings (PETV) reported an insider equity grant.

Accepted by SEC EDGAR 10/20/2025 - 04:15 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PetVivo Holdings (PETV) reported an insider equity grant. Director Spencer Breithaupt acquired 12,500 shares of common stock on 10/10/2025 at $1.28 per share. The transaction reflects an annual Board compensation award of 50,000 restricted shares, vesting in four equal quarterly installments of 12,500 at the beginning of each quarter. Following the transaction, Breithaupt beneficially owns 60,187 shares, held directly.

Insider Trade Summary

Grant/Award: 12,500 shares

Grant/Award 1 txn

Insider Breithaupt John Spencer

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	12,500	$1.28	$16K

Holdings After Transaction: Common Stock — 60,187 shares (Direct)

Footnotes (1)

1. F1. Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did PETV disclose in this Form 4?

A director, Spencer Breithaupt, acquired 12,500 shares of common stock as part of Board compensation on 10/10/2025 at $1.28 per share.

How many shares does the PETV director now own?

After the reported transaction, the director beneficially owns 60,187 shares, held directly.

What is the total annual equity grant for PETV’s board member?

The award totals 50,000 restricted shares, vesting in four equal quarterly installments of 12,500 shares.

What was the transaction price for the acquired shares?

The reported acquisition price was $1.28 per share.

What is the insider’s role at PETV?

The reporting person is a Director of PetVivo Holdings, Inc.

Was this filing made by one reporting person or a group?

It was filed by one reporting person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Breithaupt John Spencer

(Last) (First) (Middle)

5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)

EDINA, MN 55439

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/10/2025		A		12,500(1)	A	$1.28	60,187	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents an aggregate annual grant of 50,000 shares of PetVivo Holdings, Inc. restricted common stock ("Shares") to the Reporting Person as compensation for Board service, which vests in four equal amounts at the rate of 12,500 Shares at the beginning of each quarter of Board service.

	/s/ Spencer Breithaupt	10/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.