PetVivo CEO entity granted 66K restricted shares

Lai John reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Lai John reported acquisition or exercise transactions in this Form 4 filing.

PetVivo Holdings, Inc. reported that a corporation owned by Chief Executive Officer John Lai received a grant of restricted common stock as compensation for his past performance. The award covers 66,421 shares of common stock at a stated value of $0.72 per share.

Following this grant, the corporation associated with Lai holds 2,306,913 shares of PetVivo common stock indirectly. This is a compensation-related stock award rather than an open-market purchase or sale, and reflects additional equity granted to an entity affiliated with the CEO.

Insider Trade Summary

Grant/Award: 66,421 shares

Grant/Award 1 txn

Insider Lai John

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	66,421	$0.72	$48K

Holdings After Transaction: Common Stock — 2,306,913 shares (Indirect, By Corporation)

Footnotes (1)

1. F1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.

Key Figures

Restricted stock grant: 66,421 shares Grant price per share: $0.72 per share Indirect holdings after grant: 2,306,913 shares

3 metrics

Restricted stock grant 66,421 shares Grant of restricted common stock to corporation owned by CEO

Grant price per share $0.72 per share Stated value for restricted common stock grant

Indirect holdings after grant 2,306,913 shares Total PetVivo common shares indirectly held after transaction

Key Terms

restricted common stock, indirect, grant/award acquisition, By Corporation

4 terms

restricted common stock financial

"Represents a grant of restricted common stock to a corporation owned by the Reporting Person"

Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.

indirect financial

"total_shares_following_transaction ... direct_or_indirect: "I" ... ownership_type: "indirect""

grant/award acquisition financial

"transaction_action: "grant/award acquisition" and transaction_code_description: "Grant, award, or other acquisition""

By Corporation financial

"nature_of_ownership: "By Corporation" describing how the shares are held"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PetVivo Holdings (PETV) report for John Lai?

PetVivo reported a grant of restricted common stock to a corporation owned by CEO John Lai. The award covers 66,421 shares as compensation for his past performance, increasing that corporation’s indirect holdings in PetVivo.

Was the PetVivo (PETV) John Lai transaction an open-market buy or sell?

The transaction was not an open-market buy or sell. It was a grant of 66,421 restricted common shares to a corporation owned by John Lai, recorded as compensation for his past performance rather than a market trade.

How many PetVivo (PETV) shares are held after the latest Lai grant?

After the grant, the corporation owned by John Lai holds 2,306,913 shares of PetVivo common stock indirectly. This figure reflects total indirect holdings following the award of 66,421 restricted shares as compensation.

What price per share is associated with John Lai’s PetVivo (PETV) stock grant?

The restricted common stock granted to the corporation owned by John Lai is recorded at $0.72 per share. This price is used for reporting purposes on the Form 4 and helps quantify the compensation value of the equity award.

How is ownership of the new PetVivo (PETV) shares characterized for John Lai?

The new shares are reported as indirectly owned, described as “By Corporation.” They were issued to a corporation owned by John Lai, meaning the holdings are attributed through that entity rather than directly in his personal name.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 05:59 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lai John

(Last) (First) (Middle)

5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)

EDINA, MINNESOTA 55439

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/15/2026		A		66,421(1)	A	$0.72	2,306,913	I	By Corporation

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.

	/s/ John Lai	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)