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Major PetVivo (PETV) holder details 39.6% stake and new unit purchase

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D/A

Rhea-AI Filing Summary

PetVivo Holdings, Inc. received a significant investment from A.L. Sarroff Fund, LLC, Alan Sarroff, and Eileen Sarroff, who now report beneficial ownership of 16,433,204 shares of common stock, or about 39.6% of the company, including assumed exercise of warrants.

On March 13, 2026, these investors agreed to purchase 1,250,000 units in a private placement at $0.80 per unit, with each unit consisting of one common share and a warrant to buy one additional share at $1.10. They also obtained an option, exercisable until June 15, 2026, to purchase up to 1,500,000 more units at the same price.

The investors describe their stake as for investment purposes but state they may increase or decrease their holdings over time, including through additional securities or derivatives tied to PetVivo’s stock. They also note the possibility of entering into swaps, options, or other derivative transactions that could be significant in size.

Positive

  • None.

Negative

  • None.

Insights

Large investor discloses 39.6% stake with added options and warrants.

The filing shows A.L. Sarroff Fund, LLC, Alan Sarroff, and Eileen Sarroff collectively beneficially owning 16,433,204 PetVivo shares, or about 39.6% of the common stock, based on 35,212,419 shares outstanding as of March 13, 2026 and assuming exercise of 6,255,008 warrants.

On March 13, 2026, they agreed to buy 1,250,000 units at $0.80 per unit, each unit including one share plus a warrant exercisable at $1.10. They also secured an option, lasting until June 15, 2026, to buy up to 1,500,000 additional units on the same terms.

The group describes a flexible approach: they may increase or reduce exposure, use equity, debt, or derivatives, and enter into swaps or options that “may be significant in amount.” Future activity, if any, would be reflected in subsequent ownership or transaction disclosures.






If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D






SCHEDULE 13D


A.L. Sarroff Fund, LLC
Signature:/s/ Alan Sarroff
Name/Title:By Alan Sarroff, Chief Executive Officer and Managing Member
Date:03/13/2026
Alan Sarroff
Signature:/s/ Alan Sarroff
Name/Title:Alan Sarroff
Date:03/13/2026
Eileen Sarroff
Signature:/s/ Eileen Sarroff
Name/Title:Eileen Sarroff
Date:03/13/2026

FAQ

How large is A.L. Sarroff Fund’s reported stake in PetVivo (PETV)?

The reporting group states beneficial ownership of 16,433,204 PetVivo common shares, representing about 39.6% of the company. This percentage is based on 35,212,419 shares outstanding as of March 13, 2026, and assumes exercise of 6,255,008 warrants.

What securities did the Sarroff group agree to buy from PetVivo (PETV)?

On March 13, 2026, the group agreed to purchase 1,250,000 units at $0.80 per unit in a private placement. Each unit includes one common share and one warrant to purchase a share at $1.10, adding both immediate equity and potential future shares.

Does the Sarroff group have the option to invest more in PetVivo (PETV)?

Yes. Under their agreement, the reporting persons may buy up to 1,500,000 additional units at $0.80 per unit until June 15, 2026. Each additional unit would again include one common share and one warrant exercisable at $1.10.

How does the Sarroff group describe its intentions regarding PetVivo (PETV) shares?

They state the investment is for investment purposes but may change their position over time. Depending on factors like PetVivo’s financial position and market conditions, they may buy or sell securities or use derivatives that increase or decrease their economic exposure.

What derivative or hedging activities does the Sarroff group contemplate for PetVivo (PETV)?

The group notes it may enter into and dispose of swaps, options, or other derivative transactions based on PetVivo’s common stock. These positions may be significant in amount, and returns could depend wholly or partly on the stock’s market value.

Who are the reporting persons in this PetVivo (PETV) Schedule 13D/A?

The filing is made jointly by A.L. Sarroff Fund, LLC, a New York investment entity, and by Alan and Eileen Sarroff, both U.S. citizens. Alan Sarroff serves as Chief Executive Officer and Managing Member of A.L. Sarroff Fund, LLC.
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