STOCK TITAN

[Form 4] PetVivo Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Garry Lowenthal, Chief Financial Officer of PetVivo Holdings, Inc., received a grant of restricted common stock on 09/18/2025 as compensation for past performance. The grant consisted of 79,375 shares at a stated price of $0.76 and was issued to a corporation owned by Mr. Lowenthal. After the reported transaction, the reporting persons indirect beneficial ownership totaled 592,967 shares. The Form 4 indicates this was a non-derivative award recorded as an acquisition and identifies the grant as compensation rather than a market purchase.

Garry Lowenthal, Chief Financial Officer di PetVivo Holdings, Inc., ha ricevuto una concessione di azioni ordinarie vincolate il 18/09/2025 come compenso per prestazioni passate. La concessione consisteva in 79.375 azioni a un prezzo nominale di 0,76 dollari ed è stata emessa a una società di proprietà del signor Lowenthal. Dopo la transazione riportata, la proprietà indiretta vantata dal soggetto indicato ammontava a 592.967 azioni. Il Form 4 indica che si trattava di un premio non derivativo registrato come acquisizione e identifica la concessione come compenso piuttosto che come un acquisto di mercato.

Garry Lowenthal, Director Financiero de PetVivo Holdings, Inc., recibió una concesión de acciones comunes restringidas el 18/09/2025 como compensación por el desempeño pasado. La concesión constaba de 79,375 acciones a un precio nominal de 0,76 dólares y fue emitida a una corporación propiedad del señor Lowenthal. Después de la transacción reportada, la titularidad beneficiosa indirecta del informante totalizaba 592,967 acciones. El Formulario 4 indica que se trató de un premio no derivado registrado como adquisición e identifica la concesión como compensación en lugar de una compra de mercado.

Garry Lowenthal, PetVivo Holdings, Inc.의 최고재무책임자(CFO)는 과거 성과에 대한 보상으로 2025년 9월 18일에 제한된 보통주를 수여받았습니다. 수여는 79,375주를 명시된 가격 0.76달러에 가지며 Lowenthal 씨가 소유한 법인에 발행되었습니다. 보고된 거래 이후 보고자의 간접 수혜 지분은 총 592,967주에 이르렀습니다. Form 4는 이것이 파생상품이 아닌 비파생적 보상으로 기록된 취득이며 보상을 시장 매매가가 아닌 것으로 식별한다고 명시합니다.

Garry Lowenthal, directeur financier de PetVivo Holdings, Inc., a reçu une attribution d'actions ordinaires restreintes le 18/09/2025 en tant que compensation pour des performances passées. L'attribution consistait en 79 375 actions à un prix déclaré de 0,76 $ et a été émise à une société détenue par M. Lowenthal. Après la transaction reportée, la propriété bénéficiaire indirecte du déclarant s'élevait à 592 967 actions. Le Formulaire 4 indique qu'il s'agissait d'une attribution non dérivée enregistrée comme acquisition et identifie l'attribution comme compensation plutôt que comme un achat sur le marché.

Gary Lowenthal, Chief Financial Officer von PetVivo Holdings, Inc., erhielt am 18.09.2025 eine Zuweisung eingeschränkter Stammaktien als Vergütung für bisherige Leistungen. Die Zuweisung bestand aus 79.375 Aktien zu einem angegebenen Preis von 0,76 USD und wurde an eine von Herrn Lowenthal besessene Gesellschaft ausgegeben. Nach der gemeldeten Transaktion belief sich die indirekte berechtigte Eigentümerschaft der meldenden Person auf 592.967 Aktien. Das Formular 4 weist darauf hin, dass dies eine nicht derivatwertige Zuwendung war, die als Erwerb verbucht wurde, und identifiziert die Zuweisung als Vergütung statt als Markt­kauf.

تلقى غاري لونهثال، المدير المالي لشركة PetVivo Holdings, Inc., منحة من الأسهم العادية المقيدة في 18/09/2025 كمكافأة على الأداء السابق. تتكوّن المنحة من 79,375 سهماً بسعر مُعلن قدره 0.76 دولار وتم إصدارها إلى شركة مملوكة للسيد لونهثال. بعد الصفقة المذكورة، بلغت الملكية المفيدة غير المباشرة للمبلغ المبلغ عنه 592,967 سهماً. يوضح النموذج 4 أن هذه كانت مكافأة غير مشتقة تم تسجيلها كاستحواذ ويحدد المنحة كمكافأة بدلاً من شراء السوق.

Garry Lowenthal,PetVivo Holdings, Inc. 的首席财务官,于 2025 年 9 月 18 日因过去业绩获得受限普通股的授予。 该授予包括 79,375 股,名义价格为 0.76 美元,并发行给由 Lowenthal 先生拥有的一家公司。披露的交易之后,报告人间接实际控制权总计为 592,967 股。Form 4 指出这是一次非衍生的授予,作为获取记录,并将该授予界定为补偿而非市场购买。

Positive
  • Alignment of incentives: Grant of restricted stock ties CFO compensation to company equity performance.
  • Increased insider ownership: Indirect beneficial ownership rose to 592,967 shares, signaling continued management stake.
Negative
  • Potential dilution: Issuing 79,375 shares increases share count and may dilute existing shareholders.
  • Limited disclosure: Form 4 does not provide vesting schedule, approval authority, or total shares outstanding to assess materiality.

Insights

TL;DR: Executive received a restricted-stock compensation grant of 79,375 shares, modestly increasing indirect ownership.

The grant is a standard compensation mechanism tying the CFOs interests to equity performance. The transaction is non-derivative and was issued to an entity controlled by the reporting person, which preserves potential alignment with shareholders while concentrating ownership indirectly. With an acquisition price of $0.76 per share disclosed on the form, the immediate market impact is likely minimal unless this grant size represents a material portion of outstanding shares; the form does not state total shares outstanding so materiality cannot be assessed from this filing alone.

TL;DR: Compensation grant to a related entity is routine but should be disclosed clearly for governance transparency.

The filing clearly identifies the award as restricted common stock issued to a corporation owned by the reporting person as compensation for past performance, which is an acceptable practice when approved by the board or compensation committee. The indirect ownership disclosure is appropriate; however, the Form 4 does not include information about grant approval authority, vesting terms, or potential acceleration, which are relevant governance details for assessing incentives and alignment.

Garry Lowenthal, Chief Financial Officer di PetVivo Holdings, Inc., ha ricevuto una concessione di azioni ordinarie vincolate il 18/09/2025 come compenso per prestazioni passate. La concessione consisteva in 79.375 azioni a un prezzo nominale di 0,76 dollari ed è stata emessa a una società di proprietà del signor Lowenthal. Dopo la transazione riportata, la proprietà indiretta vantata dal soggetto indicato ammontava a 592.967 azioni. Il Form 4 indica che si trattava di un premio non derivativo registrato come acquisizione e identifica la concessione come compenso piuttosto che come un acquisto di mercato.

Garry Lowenthal, Director Financiero de PetVivo Holdings, Inc., recibió una concesión de acciones comunes restringidas el 18/09/2025 como compensación por el desempeño pasado. La concesión constaba de 79,375 acciones a un precio nominal de 0,76 dólares y fue emitida a una corporación propiedad del señor Lowenthal. Después de la transacción reportada, la titularidad beneficiosa indirecta del informante totalizaba 592,967 acciones. El Formulario 4 indica que se trató de un premio no derivado registrado como adquisición e identifica la concesión como compensación en lugar de una compra de mercado.

Garry Lowenthal, PetVivo Holdings, Inc.의 최고재무책임자(CFO)는 과거 성과에 대한 보상으로 2025년 9월 18일에 제한된 보통주를 수여받았습니다. 수여는 79,375주를 명시된 가격 0.76달러에 가지며 Lowenthal 씨가 소유한 법인에 발행되었습니다. 보고된 거래 이후 보고자의 간접 수혜 지분은 총 592,967주에 이르렀습니다. Form 4는 이것이 파생상품이 아닌 비파생적 보상으로 기록된 취득이며 보상을 시장 매매가가 아닌 것으로 식별한다고 명시합니다.

Garry Lowenthal, directeur financier de PetVivo Holdings, Inc., a reçu une attribution d'actions ordinaires restreintes le 18/09/2025 en tant que compensation pour des performances passées. L'attribution consistait en 79 375 actions à un prix déclaré de 0,76 $ et a été émise à une société détenue par M. Lowenthal. Après la transaction reportée, la propriété bénéficiaire indirecte du déclarant s'élevait à 592 967 actions. Le Formulaire 4 indique qu'il s'agissait d'une attribution non dérivée enregistrée comme acquisition et identifie l'attribution comme compensation plutôt que comme un achat sur le marché.

Gary Lowenthal, Chief Financial Officer von PetVivo Holdings, Inc., erhielt am 18.09.2025 eine Zuweisung eingeschränkter Stammaktien als Vergütung für bisherige Leistungen. Die Zuweisung bestand aus 79.375 Aktien zu einem angegebenen Preis von 0,76 USD und wurde an eine von Herrn Lowenthal besessene Gesellschaft ausgegeben. Nach der gemeldeten Transaktion belief sich die indirekte berechtigte Eigentümerschaft der meldenden Person auf 592.967 Aktien. Das Formular 4 weist darauf hin, dass dies eine nicht derivatwertige Zuwendung war, die als Erwerb verbucht wurde, und identifiziert die Zuweisung als Vergütung statt als Markt­kauf.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LOWENTHAL GARRY N

(Last) (First) (Middle)
5151 EDINA INDUSTRIAL BLVD., SUITE 575

(Street)
EDINA, MN 55439

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PetVivo Holdings, Inc. [ PETV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/18/2025 A 79,375(1) A $0.76 592,967 I By Corporation
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a grant of restricted common stock to a corporation owned by the Reporting Person as compensation for the Reporting Person's past performance.
/s/ Garry Lowenthal 09/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did PetVivo (PETVW) report on this Form 4?

The Form 4 reports an acquisition of 79,375 shares of common stock on 09/18/2025 recorded as a grant of restricted stock to a corporation owned by the reporting person.

Who is the reporting person on the Form 4 for PetVivo (PETVW)?

The reporting person is Garry Lowenthal, who is identified as the Chief Financial Officer of PetVivo Holdings, Inc.

How many shares does the reporting person beneficially own after the transaction?

Following the reported acquisition, the reporting person holds 592,967 shares of common stock indirectly.

At what price were the shares in the grant recorded?

The grant is recorded at a price of $0.76 per share on the Form 4.

Was the grant described as compensation or a market purchase?

The Form 4 states the grant represents restricted common stock issued as compensation for past performance to a corporation owned by the reporting person.
Petvivo Holdings

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