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[13F-HR] PRINCIPAL FINANCIAL GROUP INC SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
13F-HR
Rhea-AI Filing Summary

Principal Financial Group Inc. (PFG) filed a Form 13F Combination Report, indicating that some holdings are reported here and others by additional managers.

The filing lists a Form 13F Information Table Entry Total of 4,552 and a Form 13F Information Table Value Total of $198,270,295,285 (round to nearest dollar). It also notes 5 Other Included Managers under the reporting umbrella.

Other managers reporting for this manager include Origin Asset Management LLP, Spectrum Asset Management, Inc., and Principal Securities, Inc. The report is signed by Jill Hittner, Chief Financial Officer, Principal Global Investors, LLC.

Positive
  • None.
Negative
  • None.

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F COVER PAGE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

Report for the Calendar Year or Quarter Ended: 09-30-2025
Check here if Amendment Amendment Number:
This Amendment (Check only one.): is a restatement.
adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: PRINCIPAL FINANCIAL GROUP INC
Address: 711 HIGH STREET
DES MOINES, IA 50392
Form 13F File Number: 028-10106
CRD Number (if applicable):
SEC File Number (if applicable):

The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.

Person Signing this Report on Behalf of Reporting Manager:
Name: Jill Hittner
Title: Chief Financial Officer, Principal Global Investors, LLC
Phone: 515-248-2153
Signature, Place, and Date of Signing:
/s/Jill Hittner Des Moines, IA 10-21-2025
[Signature] [City, State] [Date]
Report Type (Check only one.):
13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.)
13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).)
X 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK
Origin Asset Management LLP 028-13785 000139897 801-67539 0001484040
Spectrum Asset Management, Inc. 028-11300 000300463 801-30405 0001318293
PRINCIPAL SECURITIES, INC. 028-23623 000001137 801-54949 0000012600
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: 5
Form 13F Information Table Entry Total: 4,552
Form 13F Information Table Value Total: 198,270,295,285
(round to nearest dollar)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
No. Name Form 13F File No. CRD No. (if applicable) SEC File No. (if applicable) CIK
1 PRINCIPAL GLOBAL INVESTORS 028-01549 000109002 801-55959 0000769734
2 PRINCIPAL REAL ESTATE INVESTORS LLC 028-10400 000109008 801-55618 0001218333
3 PRINCIPAL LIFE INSURANCE CO 028-00793 0000009712
4 PRINCIPAL FINANCIAL SERVICES INC 028-10107 0001094589
5 DELAWARE CHARTER GUARANTEE & TRUST CO 028-22671 0001280529

FAQ

What did PFG file?

PFG filed a Form 13F Combination Report, meaning some holdings are reported in this filing and others by additional managers.

How many positions are reported in PFG’s 13F?

The filing shows a Form 13F Information Table Entry Total of 4,552.

What is the total value reported in PFG’s 13F?

The Form 13F Information Table Value Total is $198,270,295,285 (round to nearest dollar).

How many other included managers are in PFG’s 13F?

The filing lists 5 Other Included Managers.

Who signed the report for PFG?

The report was signed by Jill Hittner, Chief Financial Officer, Principal Global Investors, LLC.

Which other managers report for this manager?

Examples include Origin Asset Management LLP, Spectrum Asset Management, Inc., and Principal Securities, Inc..
Principal Financial

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18.11B
217.02M
1.12%
75.12%
2.09%
Asset Management
Accident & Health Insurance
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United States
DES MOINES