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Principal Financial Group Inc. officer Amy Christine Friedrich, President & Benefits & Protect, reported multiple equity transactions on 2026-08-07. She exercised three Employee Stock Options to acquire an aggregate of 35,680 shares of common stock at an exercise price of $63.98 per share. On the same date, 35,680 common shares were disposed of at a weighted average price of $113.80 per share in multiple trades within a $113.00–$114.60 range, executed pursuant to a Rule 10b5-1 trading plan adopted on 05/08/2026.
Principal Financial Group Inc., as an institutional investment manager, filed a Form 13F combination report for its equity holdings. The report indicates 4,413 reportable positions with an aggregate reported value of $203,639,295,722, rounded to the nearest dollar.
The filing covers holdings managed directly by Principal and by five other included managers, including Principal Global Investors and Principal Real Estate Investors LLC. Additional portions of the holdings are reported by other managers such as Spectrum Asset Management, Inc. and Principal Securities, Inc.
Principal Financial Group, Inc. reported total assets of $352,752.3 million as of June 30, 2026, up from $341,376.5 million, including investments of $113,001.6 million and separate account assets of $202,396.0 million. Total liabilities were $339,862.8 million and stockholders’ equity was $12,177.8 million.
For Q2 2026, total revenues were $3,905.8 million and net income attributable to Principal Financial Group, Inc. was $403.4 million, or diluted EPS of $1.84. For the first six months of 2026, net income attributable to the company increased to $828.0 million with diluted EPS of $3.77. Net cash provided by operating activities was $2,264.5 million, while the company repurchased $488.2 million of common stock and paid $350.0 million in common dividends in the first half of 2026.
Principal Financial Group reported second quarter 2026 results and announced it is raising its third‑quarter 2026 common stock dividend. Net income attributable to PFG was $403.4 million, down 1% from a year earlier, while non‑GAAP net income excluding exited business rose to $535.0 million, up 24%.
Non‑GAAP operating earnings were $547.0 million, a 12% increase, or $2.50 per diluted share, up 16% from 2Q25. Non‑GAAP operating earnings excluding significant variances were $528.7 million. Assets under administration reached $1,892.4 billion and assets under management $808.0 billion, increases of 9% and 7% respectively.
Segment results showed broad improvement: Retirement and Income Solutions pre‑tax operating earnings grew 11% to $323.3 million, International Pension rose 24% to $97.0 million, and Specialty Benefits increased 25% to $158.9 million, with higher operating margins. However, AUM net cash flow was a negative $11.1 billion versus $2.6 billion negative in 2Q25, reflecting larger net outflows.
Principal Financial Group, Inc. reports quarterly assets under management as of June 30, 2026, totaling $808.0 billion. The company discloses this AUM by asset manager ahead of its quarterly earnings release.
Of the total, $601.9 billion is managed by Principal Asset Management – Investment Management and $168.5 billion by Principal Asset Management – International Pension. A combination of foreign currency translation, market performance and other items produced an approximate 6.4% positive impact on beginning-period AUM. The company also notes exposure within equity, fixed income and emerging markets that can affect outcomes during periods of market dislocation.
Principal Financial Group director Elizabeth H. Mitchell received a small equity grant. On the reported date, she acquired 80 shares of Common Stock at no cash cost as a grant or award, identified in the footnotes as restricted stock units. Following this grant, her directly held position increased to 13,200 shares, indicating a routine compensation-related award rather than an open-market purchase or sale.
Principal Financial Group director Alfredo Rivera reported routine equity-based compensation. He received a grant of 117 shares of common stock in the form of restricted stock units, which will convert into common stock on a one-for-one basis.
Rivera also acquired 25 phantom stock units tied to Principal Financial Group common stock at a reference price of $107.75 per unit under the Principal Deferred Compensation Plan for Non-Employee Directors. After these awards, he holds 16,511 shares of common stock directly and 3,279 phantom stock units in the plan, which will be settled upon his retirement.
Principal Financial Group director Clare Stack Richer received a routine equity award. On June 26, 2026, she acquired 142 shares of Common Stock through a grant of restricted stock units at no cash cost. Following this award, she directly holds 21,412 Common Stock shares, reflecting a modest, compensation-related increase in her ownership.
Pickerell Blair reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group director Blair Pickerell received an equity award of 281 shares of Common Stock on a grant or award basis, at no cash cost per share. A footnote describes this as a grant of restricted stock units. Following the award, his directly owned position totals 39,827 shares, indicating a routine compensation-related increase rather than an open-market purchase or sale.