Principal Financial Group, Inc. filings document financial results, asset management disclosures, governance matters, and capital structure for a Nasdaq-listed financial services company. Recent Form 8-K reports include quarterly and annual earnings releases, dividend announcements, and Regulation FD disclosures of assets under management by Principal Asset Management - Investment Management and Principal Asset Management - International Pension.
Proxy materials describe board oversight, executive compensation, shareholder voting matters, and strategic focus areas in the retirement ecosystem, small and midsized businesses, and global asset management. Other current reports record board and executive leadership changes, while cover disclosures identify PFG common stock as registered on the Nasdaq Global Select Market.
Principal Financial Group Inc. (PFG) director Jonathan Auerbach acquired 161 shares of Common Stock on September 25, 2026, through a grant of restricted stock units. The transaction is reported as direct, and his reported direct position after the award was 23,112 shares. The award is compensation-related, not a market purchase.
Mary E. Beams, a director of Principal Financial Group Inc., received a grant of 105 restricted stock units on September 25, 2026. Her reported direct holdings following the grant were 17,066 shares of common stock.
Principal Financial Group director Claudio Muruzabal received a grant of 97 restricted stock units on September 25, 2026. The transaction was reported at $0.00 per share, and his reported direct holdings following it were 13,699 shares.
Principal Financial Group Inc. director Diane C. Nordin received a grant of 211 shares, identified by the accompanying footnote as restricted stock units, on September 25, 2026. The reported position following the award was 31,548 shares of Common Stock, held directly. This was a compensation-related award, not a market purchase or sale.
Principal Financial Group Inc. reported that director Blair Pickerell received a grant of 273 restricted stock units on September 25, 2026. After the grant, Pickerell directly held 40,100 shares of common stock.
Principal Financial Group Inc. director Clare Stack Richer received a grant of 138 restricted stock units on September 25, 2026. The award was reported as a direct acquisition, and her reported direct holdings following the transaction were 21,550 shares.
Principal Financial Group Inc. (PFG) director H. Elizabeth Mitchell received a grant of 78 restricted stock units on September 25, 2026. The award was reported as a direct acquisition of common stock, and her reported direct common-stock holdings following the transaction were 13,278 shares.
Principal Financial Group Inc. director Miller Jocelyn Carter acquired 648 shares through a grant of restricted stock units on September 25, 2026. The grant was reported as a direct transaction. After the award, the reported direct common-stock position was 91,979 shares. This was an award acquisition, not a market purchase or sale.
Principal Financial Group Inc. director Alfredo Rivera acquired 113 restricted stock units and 24 phantom stock units on September 25, 2026. The phantom units convert to common stock one-for-one. Interests under the Principal Deferred Compensation Plan for Non-Employee Directors settle upon Rivera’s retirement and may be transferred at any time into another investment alternative under the plan.
Principal Financial Group Inc. (PFG) reported that Timothy W. Brown, EVP, General Counsel and Sec, received a grant of 163 restricted stock units on September 25, 2026. This was an award acquisition, not a reported market purchase. Brown's reported direct common-stock holdings following the transaction were 22,442 shares.