PFG Form 144: 9,183 Shares Notice

Wee Yee Cheong filed a Form 144 notifying a proposed sale of 9,183 shares of Common Stock.

Rhea-AI Filing Summary

Wee Yee Cheong filed a Form 144 notifying a proposed sale of 9,183 shares of Common Stock. The form lists $929,891.70 as the aggregate amount and identifies Morgan Stanley Smith Barney LLC as the broker and CUSIP 216012384 with an entry date of 05/01/2026. The shares are described as resulting from restricted stock vesting under a registered plan on 02/27/2026. The filing also reports prior sales: 4,737 shares on 04/30/2026 and 1,080 shares on 04/29/2026.

Insights

Securities Compliance Attorney

Notice under Rule 144 for 9,183 shares; transaction sources and recent dispositions are listed.

The filing is a routine Rule 144 notice reporting an intended resale of 9,183 shares and disclosing the shares' origin as restricted stock vesting under a registered plan on 02/27/2026. It names Morgan Stanley Smith Barney LLC as the broker and includes an aggregate dollar amount of $929,891.70.

Relevant compliance points: confirm holding-period and current public information requirements before any sale and ensure broker reporting matches the Form 144 quantities. Subsequent transaction confirmations will appear in trade reports or Form 4/5 filings if required.

Key Figures

Registered shares to be sold: 9,183 shares Aggregate amount listed: $929,891.70 Prior disposition — 04/30/2026: 4,737 shares +1 more

4 metrics

Registered shares to be sold 9,183 shares listed on Form 144 with entry date 05/01/2026

Aggregate amount listed $929,891.70 aggregate dollar amount associated with 9,183 shares (05/01/2026)

Prior disposition — 04/30/2026 4,737 shares sale reported on 04/30/2026 with amount $478,481.05

Prior disposition — 04/29/2026 1,080 shares sale reported on 04/29/2026 with amount $109,081.62

Key Terms

Form 144, restricted stock vesting, registered plan

3 terms

Form 144 regulatory

"Securities To Be Sold — 9183 listed on Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock vesting financial

"Restricted stock vesting under a registered plan — 02/27/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"restricted stock vesting under a registered plan — Services Rendered"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does PFG's Form 144 filed by Wee Yee Cheong mean?

It is a notice of an intended resale of restricted shares under Rule 144. The filing lists 9,183 shares with an aggregate amount of $929,891.70 and identifies the sale broker as Morgan Stanley Smith Barney LLC (entry date 05/01/2026).

How many shares were reported sold recently by the reporting person in the PFG filing?

The filing discloses two recent dispositions totaling 5,817 shares. It shows 4,737 shares sold on 04/30/2026 and 1,080 shares sold on 04/29/2026, with corresponding aggregate amounts listed in the form.

What is the source of the 9,183 PFG shares listed in the Form 144?

The shares are described as arising from restricted stock vesting under a registered plan. The vesting date given is 02/27/2026, and the filing ties the securities to service- or compensation-related issuance under that registered plan.

Who is the broker and which CUSIP is referenced in the PFG Form 144?

The broker named is Morgan Stanley Smith Barney LLC located at New York Plaza, and the filing lists CUSIP 216012384. The form's entry date is recorded as 05/01/2026 alongside the broker identification.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/01/2026 - 04:04 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001871693
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	PRINCIPAL FINANCIAL GROUP, INC.
SEC File Number	001-16725
Address of Issuer	711 High Street Des Moines IOWA 50392
Phone	(515) 247-5111
Name of Person for Whose Account the Securities are To Be Sold	WEE YEE CHEONG
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	9183	929891.70	216012384	05/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/27/2026	Restricted stock vesting under a registered plan	Issuer			9183	02/27/2026	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
WEE YEE CHEONG 711 High Street Des Moines IA 50392	Common	04/30/2026	4737	478481.05
WEE YEE CHEONG 711 High Street Des Moines IA 50392	Common	04/29/2026	1080	109081.62

144: Remarks and Signature

Remarks
Date of Notice	05/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wee Yee Cheong
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)