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Director at Principal Financial (NYSE: PFG) receives 217-share RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Director Diane C. Nordin of Principal Financial Group Inc received an equity compensation award of 217 shares of Common Stock, reported as a grant with no purchase price. The award is described in a footnote as a grant of restricted stock units.

After this grant, Nordin directly holds 31,337 shares of Common Stock. This is a routine compensation-related acquisition, not an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Nordin Diane C
Role null
Type Security Shares Price Value
Grant/Award Common Stock 217 $0.00 --
Holdings After Transaction: Common Stock — 31,337 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Equity grant 217 shares Grant of Common Stock (restricted stock units)
Grant price $0.0000 per share Reported transaction price for the award
Post-transaction holdings 31,337 shares Total Common Stock directly owned after grant
Transaction code A Grant, award, or other acquisition of non-derivative Common Stock
restricted stock units financial
"Grant of restricted stock units."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nordin Diane C
(Last)(First)(Middle)
711 HIGH STREET
(Street)
DES MOINES IOWA 50392
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/26/2026A217A$0(1)31,337D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Grant of restricted stock units.
Chris Agbe-Davies as Attorney-in-Fact06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Principal Financial (PFG) director Diane Nordin report on this Form 4?

Director Diane C. Nordin reported receiving an equity grant of 217 shares of Principal Financial common stock. The filing identifies this as a compensation-related acquisition, described in a footnote as a grant of restricted stock units rather than an open-market purchase.

How many Principal Financial (PFG) shares were granted to the director?

The director received a grant of 217 shares of Principal Financial common stock. These are recorded at a per-share price of $0.0000, reflecting an award of restricted stock units rather than shares bought in the market at a cash purchase price.

What are Diane Nordin’s Principal Financial (PFG) holdings after this transaction?

Following the grant, Diane C. Nordin directly holds 31,337 shares of Principal Financial common stock. This total includes the 217-share award reported in the filing and represents her direct ownership position after the compensation-related transaction.

Was the Principal Financial (PFG) director’s transaction a market buy or sell?

The transaction was not a market buy or sell. It is coded as a grant, award, or other acquisition at a price of $0.0000 per share, and the footnote clarifies it is a grant of restricted stock units as part of compensation.

What does the footnote about restricted stock units mean for PFG investors?

The footnote states the award is a grant of restricted stock units, indicating the director received stock-based compensation. This is a routine governance and compensation item, documenting how the company compensates directors in equity rather than signaling open-market trading activity.