PFG director receives 80-share equity grant

Principal Financial Group director Elizabeth H. Mitchell received a small equity grant.

Rhea-AI Filing Summary

Principal Financial Group director Elizabeth H. Mitchell received a small equity grant. On the reported date, she acquired 80 shares of Common Stock at no cash cost as a grant or award, identified in the footnotes as restricted stock units. Following this grant, her directly held position increased to 13,200 shares, indicating a routine compensation-related award rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 80 shares

Grant/Award 1 txn

Insider Mitchell H Elizabeth

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	80	$0.00	$0.00

Holdings After Transaction: Common Stock — 13,200 shares (Direct)

Footnotes (1)

1. F1. Grant of restricted stock units.

Key Figures

Shares granted: 80 shares Price per share: $0.0000 per share Shares after transaction: 13,200 shares +1 more

4 metrics

Shares granted 80 shares Grant of restricted stock units on Common Stock

Price per share $0.0000 per share Reported transaction price for the grant

Shares after transaction 13,200 shares Total Common Stock held directly after grant

Acquisition transactions 1 transaction Single grant, award, or other acquisition reported

Key Terms

restricted stock units, Common Stock, Grant, award, or other acquisition, direct ownership

4 terms

restricted stock units financial

"Grant of restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

direct ownership financial

"ownership_type: "direct""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did PFG director Elizabeth H. Mitchell report?

Elizabeth H. Mitchell reported receiving 80 shares of Principal Financial Group Common Stock as a grant. The filing describes this as a grant, award, or other acquisition, rather than an open-market trade, and ties it to restricted stock units as part of her compensation.

Was the PFG Form 4 transaction a stock purchase or a compensation grant?

The Form 4 shows a compensation grant, not a purchase. The transaction code is “A” for grant, award, or other acquisition, and a footnote explains it is a grant of restricted stock units with a reported price per share of $0.0000.

How many PFG shares did Elizabeth H. Mitchell receive in this Form 4?

She received 80 shares of Common Stock in this transaction. The filing lists 80.0000 shares acquired with transaction code “A,” reflecting a small equity grant relative to her overall directly held position at Principal Financial Group.

What are Elizabeth H. Mitchell’s PFG holdings after this reported grant?

After the grant, she holds 13,200 shares of Principal Financial Group Common Stock directly. The Form 4 shows “total shares following transaction” of 13200.0000, indicating her updated ownership level after receiving the 80-share restricted stock unit award.

Does the PFG Form 4 indicate any stock sales by Elizabeth H. Mitchell?

The Form 4 indicates no sales by Elizabeth H. Mitchell. Summary data show one acquisition transaction and zero sales, gifts, tax withholdings, or derivative exercises, highlighting that this filing reflects only a small equity award grant.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/30/2026 - 01:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mitchell H Elizabeth

(Last) (First) (Middle)

711 HIGH STREET

(Street)

DES MOINES IOWA 50392

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PRINCIPAL FINANCIAL GROUP INC [ PFG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/26/2026		A		80	A	$0(1)	13,200	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Grant of restricted stock units.

	Chris Agbe-Davies as Attorney-in-Fact	06/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)