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Director Diane C. Nordin of Principal Financial Group Inc received an equity compensation award of 217 shares of Common Stock, reported as a grant with no purchase price. The award is described in a footnote as a grant of restricted stock units.
After this grant, Nordin directly holds 31,337 shares of Common Stock. This is a routine compensation-related acquisition, not an open-market purchase or sale.
Muruzabal Claudio reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group director Claudio Muruzabal received a small equity award. On June 26, 2026, he was granted 100 shares of Common Stock at $0.00 per share as a compensation-related grant of restricted stock units. After this award, he directly holds 13,602 shares of Principal Financial Group common stock.
Mills Scott reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group director Scott Mills reported routine equity compensation grants. He received 253 shares of Common Stock as a grant of restricted stock units, bringing his direct Common Stock holdings to 36,140 shares.
He was also granted 152 Phantom Stock Units at $107.75 per unit under the Principal Deferred Compensation Plan for Non-Employee Directors, increasing his phantom unit balance to 20,493 units. The phantom units track Common Stock on a one-for-one basis and interests under the plan will be settled upon his retirement.
PRINCIPAL FINANCIAL GROUP INC director equity awards: Director Roger C. Hochschid reported compensation-related equity grants in the form of common stock and phantom stock units. On 2026-06-26, he received 294 shares of Common Stock at $0.00 per share as a restricted stock unit grant.
He also acquired 219 Phantom Stock Units linked to Common Stock at a reference value of $107.75 per unit under the Principal Deferred Compensation Plan for Non-Employee Directors. Each unit converts to one share of common stock. After these awards, he directly holds 41,477 shares of Common Stock and 29,674 phantom stock units. Plan interests are scheduled to be settled upon his retirement.
Principal Financial Group director Jocelyn Carter received an equity grant in the form of restricted stock units. The Form 4 reports an acquisition of 669 shares of Common Stock at no cash cost to her, described as a grant, award, or other acquisition. After this award, her direct holdings total 91,331 shares of Principal Financial Group common stock.
Beams Mary E. reported acquisition or exercise transactions in this Form 4 filing.
Director Mary E. Beams of Principal Financial Group Inc. received a grant of 109 shares of common stock in the form of restricted stock units. The award was recorded at a price of $0.00 per share, indicating a compensation-related grant rather than a market purchase. Following this grant, she directly holds 16,961 shares of the company’s common stock.
Principal Financial Group director Jonathan Auerbach received a stock-based compensation award. On June 26, 2026, he acquired 166 shares of Common Stock at no cost, described in the footnote as a grant of restricted stock units.
After this award, Auerbach directly holds 22,952 shares of Principal Financial Group stock. This type of equity grant is a routine form of non-cash compensation and does not involve any open-market buying or selling.
Principal Financial Group EVP & CFO Joel Pitz reported new equity compensation and updated retirement-plan holdings. On June 26, 2026, he acquired 234 shares of common stock through a grant of restricted stock units held directly, and 2 shares through a similar grant held indirectly by his spouse.
The filing also updates indirect holdings in 401(k) plans, showing 1,362 shares in his own 401(k) and 103 shares in his spouse’s 401(k), along with 2,928 shares held by his spouse and 43,998 shares held directly after these awards.
Bhatia Kamal reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group executive Kamal Bhatia received an equity grant of 430 shares of Common Stock in the form of restricted stock units. This is a compensation-related award, not a market purchase. After the grant, Bhatia directly owns 65,454 shares of Principal Financial Group stock.
Principal Financial Group executive reports new stock award. President - RIS Christopher J. Littlefield received a grant of 559 restricted stock units of Common Stock on June 26, 2026 at no cash price. Following this award, he holds 76,741 Common Stock shares directly, including 3,286 shares acquired through the Principal Financial Group, Inc. Employee Stock Purchase Plan. He also reports 11 Common Stock shares held indirectly in a revocable trust.