Principal Financial Group, Inc. filings document financial results, asset management disclosures, governance matters, and capital structure for a Nasdaq-listed financial services company. Recent Form 8-K reports include quarterly and annual earnings releases, dividend announcements, and Regulation FD disclosures of assets under management by Principal Asset Management - Investment Management and Principal Asset Management - International Pension.
Proxy materials describe board oversight, executive compensation, shareholder voting matters, and strategic focus areas in the retirement ecosystem, small and midsized businesses, and global asset management. Other current reports record board and executive leadership changes, while cover disclosures identify PFG common stock as registered on the Nasdaq Global Select Market.
Principal Financial Group Inc. reported that EVP & Chief Growth Officer Vivek Agrawal acquired a grant of 226 restricted stock units on September 25, 2026. The transaction row lists a price of $0.00 per share. His reported direct position after the grant was 46,762 shares of common stock.
Principal Financial Group's President - Asia & Middle East, Wee Yee Cheong, reported a grant of restricted stock units covering 354 shares on September 25, 2026. The award was compensation-related, not a market purchase. His direct common-stock holdings following the transaction were 67,173 shares, including 1,771 shares acquired through the Employee Stock Purchase Plan.
Principal Financial Group Inc. (PFG) reported that President - RIS Christopher J. Littlefield received a grant of 538 restricted stock units on September 25, 2026. His reported direct common stock holdings after the grant were 77,279 shares, including an accumulated total of 3,286 shares acquired pursuant to the company’s Employee Stock Purchase Plan. The filing separately lists 11 shares held in a revocable trust.
Kenneth A. McCullum, EVP - Chief Risk Officer of Principal Financial Group Inc. (PFG), acquired 71 shares as a grant of restricted stock units on September 25, 2026. His reported direct holdings after the transaction were 41,141 shares, including 30 shares acquired through the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Principal Financial Group Inc. EVP & CFO Joel Pitz reported a grant of 226 shares held directly and 2 shares held indirectly by his spouse on September 25, 2026; the grant is identified as restricted stock units. After the grant, direct holdings were 44,224 shares, including 10,470 shares acquired pursuant to the Employee Stock Purchase Plan, and spouse holdings were 2,930 shares, including 2,630 shares acquired pursuant to that plan. Other reported indirect holdings were 1,362 shares through Pitz's 401(k) and 103 through his spouse's 401(k).
Principal Financial Group (PFG) reported that Kamal Bhatia, President and CEO - PAM, received a grant of 415 restricted stock units on September 25, 2026. The transaction is recorded as a direct grant, rather than a market purchase or sale, and reported direct holdings following it were 65,869 shares of common stock.
Principal Financial Group Inc. reported that its EVP-Chief Information Officer, Kathleen B. Kay, received a grant of 383 restricted stock units on September 25, 2026. Her reported post-transaction position was 44,683 shares of Common Stock.
Principal Financial Group (PFG) reported that Amy Christine Friedrich, President - Benefits & Protect, received a grant of 577 restricted stock units on September 25, 2026. After the grant, she reported 109,440 shares of common stock held directly, including 3,331 shares acquired through the Employee Stock Purchase Plan. She also reported 4,142 shares held indirectly through a 401(k) plan.
Principal Financial Group Inc. director Scott Mills acquired 246 shares of common stock as a restricted-stock-unit grant and 150 phantom stock units on September 25, 2026. The phantom units convert to common stock one-for-one and were acquired under the Principal Deferred Compensation Plan for Non-Employee Directors. Reported holdings following the respective transactions were 36,386 common shares and 20,643 phantom stock units.
Principal Financial Group Inc. (PFG) director Roger C. Hochschild acquired 285 restricted stock units on September 25, 2026, bringing his direct common-stock holdings to 41,762. On the same date, he acquired 218 phantom stock units, bringing his reported phantom-unit position to 29,892. The phantom units were acquired under the Principal Deferred Compensation Plan for Non-Employee Directors; plan interests will be settled upon retirement and may be transferred to another investment alternative under the Plan.