Principal Financial Group, Inc. filings document financial results, asset management disclosures, governance matters, and capital structure for a Nasdaq-listed financial services company. Recent Form 8-K reports include quarterly and annual earnings releases, dividend announcements, and Regulation FD disclosures of assets under management by Principal Asset Management - Investment Management and Principal Asset Management - International Pension.
Proxy materials describe board oversight, executive compensation, shareholder voting matters, and strategic focus areas in the retirement ecosystem, small and midsized businesses, and global asset management. Other current reports record board and executive leadership changes, while cover disclosures identify PFG common stock as registered on the Nasdaq Global Select Market.
PFG notice of proposed sale of Common stock linked to restricted stock vesting under a registered plan.
The filing lists proposed sales tied to restricted stock vesting dated 02/27/2026 and 03/30/2026
PFG notice of proposed sale of Common stock linked to restricted stock vesting under a registered plan.
The filing lists proposed sales tied to restricted stock vesting dated 02/27/2026 and 03/30/2026
BlackRock, Inc. filed an amended Schedule 13G/A reporting beneficial ownership of 19,558,812 shares of Principal Financial Group Inc common stock, representing 9.0% as of 03/31/2026. The filing states these holdings reflect certain Reporting Business Units of BlackRock, Inc.
The form lists 17,946,520 shares as sole voting power and 19,558,812 shares as sole dispositive power. The amendment is signed by Spencer Fleming on 04/24/2026.
Principal Financial Group reported sharply stronger results for first quarter 2026 and raised its second quarter 2026 common stock dividend. Net income attributable to PFG rose to $424.6 million, up 783% from $48.1 million a year earlier, with diluted EPS increasing to $1.93 from $0.21 (up 819%).
Non-GAAP net income excluding exited business grew 7% to $320.5 million, while non-GAAP operating earnings increased 10% to $456.1 million, or $2.07 per diluted share, up 14%. Assets under administration reached $1,788.5 billion and assets under management were $770.2 billion, both higher than a year ago. AUM net cash outflow improved to $1.5 billion from $4.4 billion.
Principal Financial Group reported assets under management of $770.2 billion as of March 31, 2026. Of this, $578.0 billion is managed by Principal Asset Management – Investment Management and $159.6 billion by Principal Asset Management – International Pension.
For the quarter, market performance, foreign currency translation, and other items not included in net cash flow had an approximate 1.2% negative impact on beginning AUM. The company highlights exposure to small- and mid-cap and international equity products, high yield and preferred securities in fixed income, and exchange rate movements in emerging markets during periods of market dislocation.
Principal Financial Group, Inc. is asking shareholders to vote at its virtual May 19, 2026 annual meeting on four items: election of directors, advisory approval of executive pay, ratification of Ernst & Young as auditor, and approval of a 2026 Stock Incentive Plan.
The proxy highlights 2025 execution, including total company assets under management of $781 billion and $1.8 trillion in assets under administration, plus margins expanding to 31%. The company reports returning more than $1.5 billion to shareholders in 2025 through $851 million of share repurchases and $684 million in dividends, and delivering a 1‑year total shareholder return of 18%, which it notes outperformed the S&P 500.
Principal Financial Group director Alfredo Rivera reported equity-based compensation grants. He received 30 restricted stock units of common stock at a reference price of $87.01 per share, which convert to common stock on a one-for-one basis. He also acquired 144 phantom stock units under the Principal Deferred Compensation Plan for Non-Employee Directors, which remain within the plan’s investment alternatives and will be settled upon his retirement. Following these grants, his reported direct holdings include 3,255 common-share-equivalent units from the restricted stock program and 14,219 common-share-equivalent phantom stock units.
Principal Financial Group Inc. director Clare Stack Richer received a grant of 174 shares of Common Stock as a compensation award. The shares were awarded at a stated price of $0.00 per share as a grant or other acquisition, rather than an open-market purchase. Following this award, Richer directly holds 19,095 shares of Principal Financial Group Inc. common stock.
Pickerell Blair reported acquisition or exercise transactions in this Form 4 filing.
Principal Financial Group Inc. director Blair Pickerell received a grant of 340 restricted stock units of Common Stock. The units were awarded at no cash cost per share as a compensation-related grant, increasing Pickerell’s direct holdings to 37,371 shares following the transaction.
Principal Financial Group director receives equity award. Director Diane C. Nordin acquired 264 shares of Principal Financial Group Inc. common stock on a grant or award basis, with no cash price per share. This grant is reported as restricted stock units. After the award, she directly holds 28,945 shares.
Mitchell H Elizabeth reported acquisition or exercise transactions in this Form 4 filing.
PRINCIPAL FINANCIAL GROUP INC director Elizabeth H. Mitchell received a grant of 100 shares of Common Stock as equity compensation. The award, described in the footnotes as a grant of restricted stock units, increased her directly held position to 10,945 shares following the transaction.
This was a compensation-related grant at no cash cost per share, rather than an open-market purchase or sale.